REG - UBS AG (EPT) Rio Tinto - Form 8.5 (EPT/RI) - Rio Tinto plc
21/01/2026 12:00
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RNS Number : 8082P UBS AG (EPT) 21 January 2026
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form Rio Tinto plc
relates:
Rio Tinto Limited
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Rio Tinto plc
connected:
Rio Tinto Limited
(d) Date dealing undertaken: 20 January 2026
(e) In addition to the company in 1(b) above, is the exempt principal trader YES
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
10p ordinary Buy 695177 63.26000 GBP 49.55930 GBP
10p ordinary Sell 486180 63.41000 GBP 60.50762 GBP
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
Limited ordinary Buy 327789 149.50000 AUD 137.01110 AUD
Limited ordinary Sell 322210 149.50000 AUD 137.01110 AUD
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
ADR Buy 48525 85.78106 USD 85.13000 USD
ADR Sell 73708 85.78106 USD 84.98340 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
10p ordinary CFD Long 113 72.67 EUR
10p ordinary CFD Long 609 63.14 GBP
10p ordinary CFD Long 603 62.915522 GBP
10p ordinary CFD Long 112 62.628884 GBP
10p ordinary CFD Long 83 63.098795 GBP
10p ordinary CFD Long 32430 63.055516 GBP
10p ordinary CFD Long 11656 62.516507 GBP
10p ordinary CFD Long 9397 125.86500125 AUD
10p ordinary CFD Long 469 62.760218 GBP
10p ordinary CFD Long 228 62.764502 GBP
10p ordinary CFD Long 1716 63.1351479587413 GBP
10p ordinary CFD Long 20000 125.7308032 AUD
10p ordinary CFD Long 106 62.90786 GBP
10p ordinary CFD Long 50 62.908109 GBP
10p ordinary CFD Long 325 62.932268 GBP
10p ordinary CFD Long 918 63.04739651 GBP
10p ordinary CFD Long 3391 62.871793 GBP
10p ordinary CFD Long 261 62.974047 GBP
10p ordinary CFD Long 26 62.751328 GBP
10p ordinary CFD Long 266 62.835596 GBP
10p ordinary CFD Long 10859 63.1388 GBP
10p ordinary CFD Long 107 62.786618 GBP
10p ordinary CFD Long 156 72.4053846176923 EUR
10p ordinary CFD Long 13687 62.9321139574151 GBP
10p ordinary CFD Long 175 62.749003 GBP
10p ordinary CFD Long 31 62.771124 GBP
10p ordinary CFD Long 682 62.770061 GBP
10p ordinary CFD Long 367 72.3901498628883 EUR
10p ordinary CFD Long 277 63.063724 GBP
10p ordinary CFD Long 35 62.52914286 GBP
10p ordinary CFD Long 661 62.94802 GBP
10p ordinary CFD Long 26102 62.9320864994836 GBP
10p ordinary CFD Long 1 62.775 GBP
10p ordinary CFD Long 16 63.0475 GBP
10p ordinary CFD Long 391 62.463753 GBP
10p ordinary CFD Long 41 62.787125 GBP
10p ordinary CFD Long 4405 62.771201 GBP
10p ordinary CFD Long 338 63.04739645 GBP
10p ordinary CFD Long 225 62.788254 GBP
10p ordinary CFD Long 756 62.65367269 GBP
10p ordinary CFD Long 214 62.80086 GBP
10p ordinary CFD Long 76 62.719006 GBP
10p ordinary CFD Long 42208 62.984776 GBP
10p ordinary CFD Long 3273 63.1351422990131 GBP
10p ordinary CFD Long 1112 62.876909 GBP
10p ordinary CFD Long 57 62.908312 GBP
10p ordinary CFD Long 61 62.829388 GBP
10p ordinary CFD Long 1579 63.02066 GBP
10p ordinary CFD Long 1059 62.780488 GBP
10p ordinary CFD Long 10 62.585 GBP
10p ordinary CFD Long 1340 62.756821 GBP
10p ordinary CFD Long 62 62.783997 GBP
10p ordinary CFD Long 962 62.908589 GBP
10p ordinary CFD Long 11861 62.932479 GBP
10p ordinary CFD Long 1203 63.1018 GBP
10p ordinary CFD Long 3219 62.944556 GBP
10p ordinary CFD Long 8022 63.1026 GBP
10p ordinary CFD Long 365 62.75026 GBP
10p ordinary CFD Long 1438 63.04739917 GBP
10p ordinary CFD Long 11 62.910375 GBP
10p ordinary CFD Long 502 62.828868 GBP
10p ordinary CFD Long 98 62.980195 GBP
10p ordinary CFD Long 134 72.42350224 EUR
10p ordinary CFD Long 1757 63.04739898 GBP
10p ordinary CFD Long 242 62.894796 GBP
10p ordinary CFD Long 309 62.832327 GBP
10p ordinary CFD Long 310 62.774745 GBP
10p ordinary CFD Long 40 62.759632 GBP
10p ordinary CFD Long 73 62.850822 GBP
10p ordinary CFD Long 40000 60.507615 GBP
10p ordinary CFD Short 2218 63.1526284941389 GBP
10p ordinary CFD Short 115 63.03710029 GBP
10p ordinary CFD Short 35 72.43540857 EUR
10p ordinary CFD Short 2529 63.1526294978252 GBP
10p ordinary CFD Short 1 63.1 GBP
10p ordinary CFD Short 832 62.879844 GBP
10p ordinary CFD Short 136 62.9713 GBP
10p ordinary CFD Short 38 62.47 GBP
10p ordinary CFD Short 47 63.03760024 GBP
10p ordinary CFD Short 282 63.061348 GBP
10p ordinary CFD Short 581 72.000981 EUR
10p ordinary CFD Short 9734 62.88055013 GBP
10p ordinary CFD Short 9 72.49 EUR
10p ordinary CFD Short 4834 62.99626396 GBP
10p ordinary CFD Short 285 62.72735332 GBP
10p ordinary CFD Short 81 72.0176543192593 EUR
10p ordinary CFD Short 55329 63.14 GBP
10p ordinary CFD Short 545 62.7273463981651 GBP
10p ordinary CFD Short 1241 63.01518163 GBP
10p ordinary CFD Short 3200 62.69446875 GBP
Limited ordinary CFD Long 985 146.53330964 AUD
Limited ordinary CFD Long 6595 148.611451 AUD
Limited ordinary CFD Long 1293 148.22163186 AUD
Limited ordinary CFD Long 13 146.34 AUD
Limited ordinary CFD Long 20645 146.590177 AUD
Limited ordinary CFD Long 723 146.586390041494 AUD
Limited ordinary CFD Long 245 146.409265 AUD
Limited ordinary CFD Long 579 99.39970018 USD
Limited ordinary CFD Long 37679 147.252565 AUD
Limited ordinary CFD Long 1132 147.099832155477 AUD
Limited ordinary CFD Long 10 147.047 AUD
Limited ordinary CFD Long 521 148.22163148 AUD
Limited ordinary CFD Long 2182 146.34000194 AUD
Limited ordinary CFD Long 1838 147.288988 AUD
Limited ordinary CFD Long 1049 147.142193 AUD
Limited ordinary CFD Long 30295 147.776948 AUD
Limited ordinary CFD Long 3 146.683333333333 AUD
Limited ordinary CFD Long 31716 147.659276 AUD
Limited ordinary CFD Long 496 146.615524 AUD
Limited ordinary CFD Long 18161 146.852216 AUD
Limited ordinary CFD Long 21521 147.383091 AUD
Limited ordinary CFD Long 12122 147.37956855297 AUD
Limited ordinary CFD Long 3496 148.22163043 AUD
Limited ordinary CFD Long 19449 147.410586088615 AUD
Limited ordinary CFD Short 2938 146.579026548673 AUD
Limited ordinary CFD Short 14559 146.765772 AUD
Limited ordinary CFD Short 92 147.041413 AUD
Limited ordinary CFD Short 7968 147.58649 AUD
Limited ordinary CFD Short 93 147.844516 AUD
Limited ordinary CFD Short 13822 147.121711 AUD
Limited ordinary CFD Short 8446 147.197199 AUD
Limited ordinary CFD Short 34546 147.241165 AUD
Limited ordinary CFD Short 7118 146.34 AUD
Limited ordinary CFD Short 3100 146.903718 AUD
Limited ordinary CFD Short 3490 146.96148 AUD
Limited ordinary CFD Short 3544 146.723476 AUD
Limited ordinary CFD Short 324 149.5 AUD
Limited ordinary CFD Short 3 146.723333 AUD
Limited ordinary CFD Short 100 146.5509 AUD
Limited ordinary CFD Short 656 146.908369 AUD
ADR CFD Long 23000 85.68 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 21 January 2026
Contact name: Richard Howard
Telephone number: +44 (0)207 568 9128
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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