REG - UBS AG (EPT) Rio Tinto - Form 8.5 (EPT/RI) - Rio Tinto plc
22/01/2026 12:00
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RNS Number : 9997P UBS AG (EPT) 22 January 2026
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form Rio Tinto plc
relates:
Rio Tinto Limited
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Rio Tinto plc
connected:
Rio Tinto Limited
(d) Date dealing undertaken: 21 January 2026
(e) In addition to the company in 1(b) above, is the exempt principal trader YES
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
10p ordinary Buy 431421 66.69667 GBP 64.08000 GBP
10p ordinary Sell 701981 66.69667 GBP 64.08000 GBP
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
Limited Ordinary Buy 327789 150.11680 AUD 148.04951 AUD
Limited Ordinary Sell 322210 150.11680 AUD 146.60000 AUD
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
ADR Buy 10342 89.00014 USD 88.80333 USD
ADR Sell 15240 89.10635 USD 88.80333 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
10p ordinary CFD Long 18688 66.2611219231293 GBP
10p ordinary CFD Long 18857 131.24999032 AUD
10p ordinary CFD Long 278 64.47 GBP
10p ordinary CFD Long 12 64.97 GBP
10p ordinary CFD Long 34 64.77 GBP
10p ordinary CFD Long 491 65.61 GBP
10p ordinary CFD Long 49758 66.1787 GBP
10p ordinary CFD Long 6272 88.71945534 USD
10p ordinary CFD Long 134851 66.41 GBP
10p ordinary CFD Long 84 66.335872 GBP
10p ordinary CFD Long 13215 66.34141809 GBP
10p ordinary CFD Long 249 76.0186345407229 EUR
10p ordinary CFD Long 196 66.362072 GBP
10p ordinary CFD Long 35637 66.2611033645043 GBP
10p ordinary CFD Long 166 76.16542169 EUR
10p ordinary CFD Long 110 66.200014 GBP
10p ordinary CFD Long 3245 66.2031089327 GBP
10p ordinary CFD Long 12500 131.1493 AUD
10p ordinary CFD Long 3975 66.15795517 GBP
10p ordinary CFD Long 46 76.1217043478261 EUR
10p ordinary CFD Long 4923 64.122104 GBP
10p ordinary CFD Long 110 64.539032 GBP
10p ordinary CFD Long 34 66.40916988 GBP
10p ordinary CFD Long 4545 66.014502 GBP
10p ordinary CFD Long 64 66.345508 GBP
10p ordinary CFD Long 133 74.95887218 EUR
10p ordinary CFD Long 111 75.07882883 EUR
10p ordinary CFD Short 114 76.17096491 EUR
10p ordinary CFD Short 129 65.1193797091473 GBP
10p ordinary CFD Short 1117 66.039629 GBP
10p ordinary CFD Short 5 66.380134 GBP
10p ordinary CFD Short 245 66.188466 GBP
10p ordinary CFD Short 67 66.230407 GBP
10p ordinary CFD Short 64 66.135982 GBP
10p ordinary CFD Short 34189 66.205096 GBP
10p ordinary CFD Short 25 66.387611 GBP
10p ordinary CFD Short 3077 66.231463 GBP
10p ordinary CFD Short 20 66.150143 GBP
10p ordinary CFD Short 9453 65.94513977 GBP
10p ordinary CFD Short 247 65.1202075377733 GBP
10p ordinary CFD Short 7034 66.41 GBP
10p ordinary CFD Short 2680 66.101169649 GBP
10p ordinary CFD Short 4160 65.356899 GBP
10p ordinary CFD Short 156 75.86 EUR
10p ordinary CFD Short 500 66.3456 GBP
10p ordinary CFD Short 75 66.4113 GBP
10p ordinary CFD Short 566 65.7302789 GBP
10p ordinary CFD Short 138 66.29451 GBP
10p ordinary CFD Short 12496 66.4153128 GBP
10p ordinary CFD Short 3233 66.037222 GBP
10p ordinary CFD Short 739 66.287564 GBP
10p ordinary CFD Short 465 66.134809 GBP
10p ordinary CFD Short 268 66.19097015 GBP
10p ordinary CFD Short 14598 66.4146485819975 GBP
10p ordinary CFD Short 1617 64.1595238095238 GBP
10p ordinary CFD Short 33685 65.4671865815645 GBP
10p ordinary CFD Short 1500 66.1168 GBP
10p ordinary CFD Short 244 75.71 EUR
Limited Ordinary CFD Long 57388 149.569106 AUD
Limited Ordinary CFD Long 3000 75.092894 GBP
Limited Ordinary CFD Long 41654 148.975993 AUD
Limited Ordinary CFD Long 2089 101.0110467 USD
Limited Ordinary CFD Long 665 150.096646616541 AUD
Limited Ordinary CFD Long 2060 149.850432038835 AUD
Limited Ordinary CFD Long 35000 99.736939 USD
Limited Ordinary CFD Long 14959 149.965054 AUD
Limited Ordinary CFD Long 1226 149.96482871 AUD
Limited Ordinary CFD Long 351 149.375755 AUD
Limited Ordinary CFD Long 599 149.777412 AUD
Limited Ordinary CFD Long 791 149.47796 AUD
Limited Ordinary CFD Long 738 101.011048017005 USD
Limited Ordinary CFD Long 46635 149.926161 AUD
Limited Ordinary CFD Long 32547 150.071569 AUD
Limited Ordinary CFD Long 245 149.991306 AUD
Limited Ordinary CFD Long 39472 149.930339734495 AUD
Limited Ordinary CFD Long 18528 149.645573 AUD
Limited Ordinary CFD Long 270 149.91337 AUD
Limited Ordinary CFD Long 2524 150.1 AUD
Limited Ordinary CFD Long 950 149.902937 AUD
Limited Ordinary CFD Short 166 150.1 AUD
Limited Ordinary CFD Short 63197 149.009443 AUD
Limited Ordinary CFD Short 1168 149.85006 AUD
Limited Ordinary CFD Short 31142 149.558536 AUD
Limited Ordinary CFD Short 74 149.905135 AUD
Limited Ordinary CFD Short 47446 149.406533 AUD
Limited Ordinary CFD Short 24877 149.9198 AUD
Limited Ordinary CFD Short 8396 149.474343735112 AUD
Limited Ordinary CFD Short 116 149.696293 AUD
Limited Ordinary CFD Short 5871 148.084745265464 AUD
Limited Ordinary CFD Short 196 149.225961 AUD
Limited Ordinary CFD Short 172 149.882326 AUD
Limited Ordinary CFD Short 470 149.276394 AUD
Limited Ordinary CFD Short 411 149.678467 AUD
Limited Ordinary CFD Short 40820 149.038894 AUD
Limited Ordinary CFD Short 289 149.91 AUD
Limited Ordinary CFD Short 20 149.398 AUD
Limited Ordinary CFD Short 466 150.11678111588 AUD
ADR CFD Long 3302 88.996978 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 22 January 2026
Contact name: Richard Howard
Telephone number: +44 (0)207 568 9128
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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