REG - UBS AG (EPT) Rio Tinto - Form 8.5 (EPT/RI) - Rio Tinto plc
23/01/2026 12:00
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RNS Number : 1962Q UBS AG (EPT) 23 January 2026
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form Rio Tinto plc
relates:
Rio Tinto Limited
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Rio Tinto plc
connected:
Rio Tinto Limited
(d) Date dealing undertaken: 22 January 2026
(e) In addition to the company in 1(b) above, is the exempt principal trader YES
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
10p ordinary Buy 640787 66.40000 GBP 64.44971 GBP
10p ordinary Sell 524008 66.40000 GBP 64.44971 GBP
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
Limited Ordinary Buy 791080 155.12442 AUD 151.01000 AUD
Limited Ordinary Sell 791191 155.12442 AUD 151.02000 AUD
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
ADR Buy 6420 88.84000 USD 87.33894 USD
ADR Sell 9529 87.35011 USD 87.33894 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
10p ordinary CFD Long 4784 65.379082401087 GBP
10p ordinary CFD Long 383 65.4754046997389 GBP
10p ordinary CFD Long 357 65.088174 GBP
10p ordinary CFD Long 22974 65.2462327 GBP
10p ordinary CFD Long 9124 65.3790632124331 GBP
10p ordinary CFD Long 36 64.86 GBP
10p ordinary CFD Long 2571 129.889623 AUD
10p ordinary CFD Long 3200 65.0932269681 GBP
10p ordinary CFD Long 306 75.2366666666667 EUR
10p ordinary CFD Long 115 64.8587 GBP
10p ordinary CFD Long 124 64.97685141 GBP
10p ordinary CFD Long 566 65.299324 GBP
10p ordinary CFD Long 447 74.951163 EUR
10p ordinary CFD Long 10 65.305 GBP
10p ordinary CFD Long 29 65.54 GBP
10p ordinary CFD Long 57 65.0 GBP
10p ordinary CFD Long 644 65.21 GBP
10p ordinary CFD Long 50 65.11 GBP
10p ordinary CFD Long 112 65.04 GBP
10p ordinary CFD Long 140 64.97 GBP
10p ordinary CFD Long 50 65.39 GBP
10p ordinary CFD Long 86 65.46 GBP
10p ordinary CFD Long 9 64.795 GBP
10p ordinary CFD Long 62 64.95 GBP
10p ordinary CFD Long 15 65.52 GBP
10p ordinary CFD Long 58307 64.949076 GBP
10p ordinary CFD Long 15 65.08 GBP
10p ordinary CFD Long 16 65.29 GBP
10p ordinary CFD Long 319 65.24 GBP
10p ordinary CFD Long 1755 65.245954 GBP
10p ordinary CFD Long 36 65.429019 GBP
10p ordinary CFD Long 47900 65.3403212943633 GBP
10p ordinary CFD Long 7317 65.533299166325 GBP
10p ordinary CFD Long 20925 64.991706 GBP
10p ordinary CFD Short 5 74.716 EUR
10p ordinary CFD Short 3 74.63 EUR
10p ordinary CFD Short 128 65.26942609375 GBP
10p ordinary CFD Short 948 65.057349 GBP
10p ordinary CFD Short 495 64.992498 GBP
10p ordinary CFD Short 3441 65.031283 GBP
10p ordinary CFD Short 9 64.72 GBP
10p ordinary CFD Short 298 87.5181924 USD
10p ordinary CFD Short 29210 65.16003167 GBP
10p ordinary CFD Short 720 65.643125 GBP
10p ordinary CFD Short 572 74.6996853134266 EUR
10p ordinary CFD Short 244 65.2685423145902 GBP
10p ordinary CFD Short 36 64.8200001555556 GBP
10p ordinary CFD Short 351 74.5515384615385 EUR
10p ordinary CFD Short 23967 64.86 GBP
10p ordinary CFD Short 920 65.5271408577 GBP
10p ordinary CFD Short 22000 65.4773 GBP
10p ordinary CFD Short 72 74.58625 EUR
10p ordinary CFD Short 14428 64.86810785 GBP
10p ordinary CFD Short 8658 64.86810695 GBP
10p ordinary CFD Short 37170 65.02225631 GBP
10p ordinary CFD Short 6015 64.9045277 GBP
10p ordinary CFD Short 34211 65.5790279 GBP
10p ordinary CFD Short 25182 65.18673289 GBP
10p ordinary CFD Short 9081 64.86810704 GBP
10p ordinary CFD Short 5449 64.86810791 GBP
10p ordinary CFD Short 2484 64.90452943 GBP
10p ordinary CFD Short 23394 65.02225617 GBP
10p ordinary CFD Short 21532 65.5790278 GBP
10p ordinary CFD Short 15849 65.18673292 GBP
10p ordinary CFD Short 917 64.99291764 GBP
10p ordinary CFD Short 105 74.5245714302857 EUR
10p ordinary CFD Short 227 65.643128 GBP
10p ordinary CFD Short 193 64.876477 GBP
10p ordinary CFD Short 153 75.236471 EUR
10p ordinary CFD Short 5652 65.383333 GBP
10p ordinary CFD Short 186 65.05677419 GBP
10p ordinary CFD Short 183 65.289285 GBP
10p ordinary CFD Short 167 65.393772 GBP
10p ordinary CFD Short 1056 65.220824 GBP
10p ordinary CFD Short 3 65.395 GBP
10p ordinary CFD Short 277 65.643141 GBP
10p ordinary CFD Short 1100 65.4773181818182 GBP
10p ordinary CFD Short 1000 65.21163 GBP
Limited Ordinary CFD Long 480 151.1265625 AUD
Limited Ordinary CFD Long 67166 152.444335 AUD
Limited Ordinary CFD Long 67989 152.619468 AUD
Limited Ordinary CFD Long 85124 151.132486 AUD
Limited Ordinary CFD Long 29651 153.984657 AUD
Limited Ordinary CFD Long 30457 153.033869 AUD
Limited Ordinary CFD Long 1397 151.118002863278 AUD
Limited Ordinary CFD Long 266 151.299248120301 AUD
Limited Ordinary CFD Long 16501 151.61217138 AUD
Limited Ordinary CFD Long 27266 155.02481992 AUD
Limited Ordinary CFD Long 598 151.130836120401 AUD
Limited Ordinary CFD Long 75111 153.7074 AUD
Limited Ordinary CFD Long 1075 151.213786 AUD
Limited Ordinary CFD Long 5733 154.978595848596 AUD
Limited Ordinary CFD Long 2938 152.010214 AUD
Limited Ordinary CFD Long 4762 151.449654 AUD
Limited Ordinary CFD Long 10 151.534 AUD
Limited Ordinary CFD Long 245 151.02 AUD
Limited Ordinary CFD Long 86 151.310275 AUD
Limited Ordinary CFD Long 4673 151.222921 AUD
Limited Ordinary CFD Long 243 151.074938 AUD
Limited Ordinary CFD Short 2410 151.827701244813 AUD
Limited Ordinary CFD Short 2409 152.045840597758 AUD
Limited Ordinary CFD Short 1082 153.823262476895 AUD
Limited Ordinary CFD Short 928 153.069418103448 AUD
Limited Ordinary CFD Short 685 150.494145985401 AUD
Limited Ordinary CFD Short 37392 154.15399979 AUD
Limited Ordinary CFD Short 8411 155.12441921 AUD
Limited Ordinary CFD Short 5074 151.306763293709 AUD
Limited Ordinary CFD Short 8435 151.388385 AUD
Limited Ordinary CFD Short 77361 152.455784 AUD
Limited Ordinary CFD Short 10691 151.13698 AUD
Limited Ordinary CFD Short 521 151.336161 AUD
Limited Ordinary CFD Short 32 151.364063 AUD
Limited Ordinary CFD Short 2422 150.762423616846 AUD
Limited Ordinary CFD Short 3450 153.322373913043 AUD
Limited Ordinary CFD Short 4928 151.00411525974 AUD
Limited Ordinary CFD Short 4928 152.078924512987 AUD
Limited Ordinary CFD Short 148 151.453074 AUD
Limited Ordinary CFD Short 12 151.2675 AUD
Limited Ordinary CFD Short 42220 153.70054925 AUD
Limited Ordinary CFD Short 6001 151.535639 AUD
Limited Ordinary CFD Short 7162 151.110367 AUD
Limited Ordinary CFD Short 52924 153.575393 AUD
Limited Ordinary CFD Short 9 151.167778 AUD
Limited Ordinary CFD Short 13039 151.348204 AUD
Limited Ordinary CFD Short 7 151.087143 AUD
Limited Ordinary CFD Short 3012 155.018967 AUD
Limited Ordinary CFD Short 318 151.02 AUD
Limited Ordinary CFD Short 54155 152.211123 AUD
Limited Ordinary CFD Short 359 152.161058 AUD
Limited Ordinary CFD Short 77824 152.481636 AUD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 23 January 2026
Contact name: Richard Howard
Telephone number: +44 (0)207 568 9128
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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