REG - UBS AG (EPT) Rio Tinto - Form 8.5 (EPT/RI) - Rio Tinto plc
26/01/2026 12:00
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RNS Number : 3828Q UBS AG (EPT) 26 January 2026
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form Rio Tinto plc
relates:
Rio Tinto Limited
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Rio Tinto plc
connected:
Rio Tinto Limited
(d) Date dealing undertaken: 23 January 2026
(e) In addition to the company in 1(b) above, is the exempt principal trader YES
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
10p ordinary Buy 278380 65.98083 GBP 64.01000 GBP
10p ordinary Sell 369059 65.98083 GBP 64.66337 GBP
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
Limited Ordinary Buy 504692 149.68769 AUD 148.21936 AUD
Limited Ordinary Sell 509988 149.68769 AUD 148.21936 AUD
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
ADR Buy 73751 90.43000 USD 87.30000 USD
ADR Sell 98687 90.43000 USD 89.35676 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
10p ordinary CFD Long 25 64.9 GBP
10p ordinary CFD Long 1097 65.31701 GBP
10p ordinary CFD Long 17 65.625 GBP
10p ordinary CFD Long 41 65.748079 GBP
10p ordinary CFD Long 6130 65.752234 GBP
10p ordinary CFD Long 48 75.861575 EUR
10p ordinary CFD Long 1011 65.1874201666568 GBP
10p ordinary CFD Long 3906 65.74923707 GBP
10p ordinary CFD Long 957 75.81225705 EUR
10p ordinary CFD Long 1928 65.1874705331328 GBP
10p ordinary CFD Long 72893 65.76 GBP
10p ordinary CFD Long 463 65.6166492427646 GBP
10p ordinary CFD Long 979 75.8252502567416 EUR
10p ordinary CFD Long 39929 129.30513206191 AUD
10p ordinary CFD Long 104 75.8093874990385 EUR
10p ordinary CFD Long 79 75.70873418 EUR
10p ordinary CFD Long 230 65.7587 GBP
10p ordinary CFD Long 1704 65.74275108 GBP
10p ordinary CFD Long 394 75.10731 EUR
10p ordinary CFD Long 63 74.88 EUR
10p ordinary CFD Long 545 65.05 GBP
10p ordinary CFD Long 13 65.225 GBP
10p ordinary CFD Long 52 65.08 GBP
10p ordinary CFD Long 22 65.11 GBP
10p ordinary CFD Long 7 65.2 GBP
10p ordinary CFD Long 47 65.17 GBP
10p ordinary CFD Long 44 65.22 GBP
10p ordinary CFD Long 81 65.23 GBP
10p ordinary CFD Long 26 65.265 GBP
10p ordinary CFD Long 12028 65.36 GBP
10p ordinary CFD Long 544 65.81 GBP
10p ordinary CFD Long 36 65.46 GBP
10p ordinary CFD Long 36 65.45 GBP
10p ordinary CFD Long 19 65.355 GBP
10p ordinary CFD Long 29 65.3 GBP
10p ordinary CFD Long 29 65.49 GBP
10p ordinary CFD Long 12 65.215 GBP
10p ordinary CFD Long 20 65.315 GBP
10p ordinary CFD Long 34 65.33 GBP
10p ordinary CFD Long 31 65.475 GBP
10p ordinary CFD Long 82 64.905 GBP
10p ordinary CFD Long 357 64.994412 GBP
10p ordinary CFD Short 83 65.935808 GBP
10p ordinary CFD Short 37 65.75620038 GBP
10p ordinary CFD Short 707 65.377341 GBP
10p ordinary CFD Short 159 65.280189 GBP
10p ordinary CFD Short 102 65.29431373 GBP
10p ordinary CFD Short 6700 65.0625820895522 GBP
10p ordinary CFD Short 500 65.54261 GBP
10p ordinary CFD Short 1424 65.429896 GBP
10p ordinary CFD Short 631 64.855259 GBP
10p ordinary CFD Short 491 65.371234 GBP
10p ordinary CFD Short 2 64.65 GBP
10p ordinary CFD Short 1449 64.86 GBP
10p ordinary CFD Short 7563 65.46727754 GBP
10p ordinary CFD Short 463 65.76 GBP
10p ordinary CFD Short 153 75.82666667 EUR
10p ordinary CFD Short 24296 65.12452463 GBP
10p ordinary CFD Short 15291 65.12452443 GBP
10p ordinary CFD Short 89 65.73409959 GBP
10p ordinary CFD Short 9504 65.35624968 GBP
10p ordinary CFD Short 77 65.06081325 GBP
Limited Ordinary CFD Long 3605 148.72 AUD
Limited Ordinary CFD Long 37367 149.027453 AUD
Limited Ordinary CFD Long 62030 148.881783 AUD
Limited Ordinary CFD Long 3891 148.58088152146 AUD
Limited Ordinary CFD Long 4344 148.347401012891 AUD
Limited Ordinary CFD Long 1158 148.358609671848 AUD
Limited Ordinary CFD Long 1210 148.520628099174 AUD
Limited Ordinary CFD Long 97135 148.684443300561 AUD
Limited Ordinary CFD Long 15654 148.759419 AUD
Limited Ordinary CFD Long 131 148.337176 AUD
Limited Ordinary CFD Long 346 148.219372 AUD
Limited Ordinary CFD Long 1000 148.5306 AUD
Limited Ordinary CFD Long 18822 148.703938 AUD
Limited Ordinary CFD Long 571 149.687688 AUD
Limited Ordinary CFD Long 6577 148.489504333283 AUD
Limited Ordinary CFD Long 291 148.524914 AUD
Limited Ordinary CFD Long 52555 148.655645 AUD
Limited Ordinary CFD Long 1393 149.278794 AUD
Limited Ordinary CFD Long 245 148.655469 AUD
Limited Ordinary CFD Short 3699 148.289657 AUD
Limited Ordinary CFD Short 45326 148.636247 AUD
Limited Ordinary CFD Short 34791 148.796253 AUD
Limited Ordinary CFD Short 333 148.534084 AUD
Limited Ordinary CFD Short 23751 148.542047 AUD
Limited Ordinary CFD Short 6412 148.52949937617 AUD
Limited Ordinary CFD Short 1 148.3 AUD
Limited Ordinary CFD Short 15 148.680667 AUD
Limited Ordinary CFD Short 160 148.314964 AUD
Limited Ordinary CFD Short 2548 148.339867743344 AUD
Limited Ordinary CFD Short 4087 148.72 AUD
Limited Ordinary CFD Short 230 148.562696 AUD
Limited Ordinary CFD Short 10175 148.341868 AUD
Limited Ordinary CFD Short 60005 148.561048 AUD
Limited Ordinary CFD Short 3300 148.5296 AUD
ADR CFD Long 7 89.12 USD
ADR CFD Long 416 89.50613 USD
ADR CFD Long 4115 90.26022479 USD
ADR CFD Long 23592 89.810154 USD
ADR CFD Long 409 89.8391 USD
ADR CFD Long 1026 89.962646 USD
ADR CFD Short 185 89.354 USD
ADR CFD Short 122 90.076721 USD
ADR CFD Short 1142 90.43 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 26 January 2026
Contact name: Richard Howard
Telephone number: +44 (0)207 568 9128
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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