REG - UBS AG (EPT) Rio Tinto - Form 8.5 (EPT/RI) - Rio Tinto plc
27/01/2026 12:00
For best results when printing this announcement, please click on link below:
https://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20260127:nRSa5783Qa&default-theme=true
RNS Number : 5783Q UBS AG (EPT) 27 January 2026
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form Rio Tinto plc
relates:
Rio Tinto Limited
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Rio Tinto plc
connected:
Rio Tinto Limited
(d) Date dealing undertaken: 26 January 2026
(e) In addition to the company in 1(b) above, is the exempt principal trader YES
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
10p ordinary Buy 1051861 67.41000 GBP 66.04000 GBP
10p ordinary Sell 269802 67.41000 GBP 65.75223 GBP
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
Limited Ordinary Buy 0 0.00000 AUD 0.00000 AUD
Limited Ordinary Sell 3965 0.00000 AUD 0.00000 AUD
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
ADR Buy 11933 91.74630 USD 89.25534 USD
ADR Sell 10618 91.74630 USD 90.47916 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
10p ordinary CFD Long 954 66.96872397 GBP
10p ordinary CFD Long 153 66.44 GBP
10p ordinary CFD Long 71 66.96 GBP
10p ordinary CFD Long 66 66.92 GBP
10p ordinary CFD Long 373 67.005 GBP
10p ordinary CFD Long 513 66.935 GBP
10p ordinary CFD Long 48 67.045 GBP
10p ordinary CFD Long 50 67.05 GBP
10p ordinary CFD Long 63 66.95 GBP
10p ordinary CFD Long 74 66.94 GBP
10p ordinary CFD Long 43 67.07 GBP
10p ordinary CFD Long 508 66.965591 GBP
10p ordinary CFD Long 13 67.01 GBP
10p ordinary CFD Long 41 66.97 GBP
10p ordinary CFD Long 28 66.965 GBP
10p ordinary CFD Long 41 66.945 GBP
10p ordinary CFD Long 60 67.125 GBP
10p ordinary CFD Long 18443 66.885201 GBP
10p ordinary CFD Long 1116 66.732491 GBP
10p ordinary CFD Long 503 67.06155735 GBP
10p ordinary CFD Long 100 66.865997 GBP
10p ordinary CFD Long 8 66.38 GBP
10p ordinary CFD Long 455 67.018989 GBP
10p ordinary CFD Long 26356 66.9885179845196 GBP
10p ordinary CFD Long 4744 66.7553267284992 GBP
10p ordinary CFD Long 69 77.16869565 EUR
10p ordinary CFD Long 147 66.3174071462852 GBP
10p ordinary CFD Long 916 66.46 GBP
10p ordinary CFD Long 7 67.0 GBP
10p ordinary CFD Long 113 66.3050442477876 GBP
10p ordinary CFD Long 316 66.435 GBP
10p ordinary CFD Long 117 66.37 GBP
10p ordinary CFD Long 271 66.8749815498155 GBP
10p ordinary CFD Long 1541 66.42 GBP
10p ordinary CFD Long 613 66.45 GBP
10p ordinary CFD Long 1 66.65 GBP
10p ordinary CFD Long 4656 67.124498 GBP
10p ordinary CFD Long 920 66.8053 GBP
10p ordinary CFD Long 36 77.16833333 EUR
10p ordinary CFD Long 4637 66.80808066 GBP
10p ordinary CFD Long 111 66.305045045045 GBP
10p ordinary CFD Long 283 66.4349823321555 GBP
10p ordinary CFD Long 241 66.875020746888 GBP
10p ordinary CFD Long 107 66.8079023168224 GBP
10p ordinary CFD Long 7500 131.9262039 AUD
10p ordinary CFD Long 1 77.19 EUR
10p ordinary CFD Short 72646 66.848535 GBP
10p ordinary CFD Short 230 66.7613 GBP
10p ordinary CFD Short 211 66.85049149 GBP
10p ordinary CFD Short 2 77.18 EUR
10p ordinary CFD Short 122 66.80670033 GBP
10p ordinary CFD Short 584 66.53 GBP
10p ordinary CFD Short 2262 66.678585 GBP
10p ordinary CFD Short 24 66.81169983 GBP
10p ordinary CFD Short 1850 66.938465 GBP
10p ordinary CFD Short 446 66.542175 GBP
10p ordinary CFD Short 10 66.911 GBP
10p ordinary CFD Short 600 66.3432166666667 GBP
10p ordinary CFD Short 756976 66.04 GBP
10p ordinary CFD Short 224 66.305 GBP
10p ordinary CFD Short 117 66.37 GBP
10p ordinary CFD Short 512 66.875 GBP
10p ordinary CFD Short 1541 66.42 GBP
10p ordinary CFD Short 904 66.46 GBP
10p ordinary CFD Short 599 66.4350083472454 GBP
10p ordinary CFD Short 613 66.45 GBP
10p ordinary CFD Short 949 66.356242 GBP
10p ordinary CFD Short 293 66.256625 GBP
10p ordinary CFD Short 1 66.65 GBP
10p ordinary CFD Short 275 66.365886 GBP
10p ordinary CFD Short 271 66.309116 GBP
10p ordinary CFD Short 191 66.310091 GBP
10p ordinary CFD Short 23 66.375197 GBP
10p ordinary CFD Short 166 91.4838984 USD
10p ordinary CFD Short 4549 91.57467427 USD
10p ordinary CFD Short 36146 66.7603 GBP
10p ordinary CFD Short 2 77.26 EUR
10p ordinary CFD Short 1 77.27 EUR
10p ordinary CFD Short 937 66.869794 GBP
10p ordinary CFD Short 1963 66.76 GBP
10p ordinary CFD Short 1 77.04 EUR
10p ordinary CFD Short 51 76.42 EUR
ADR CFD Long 1500 91.61662 USD
ADR CFD Long 330 91.4741 USD
ADR CFD Long 549 91.553224 USD
ADR CFD Short 743 91.746299 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 27 January 2026
Contact name: Richard Howard
Telephone number: +44 (0)207 568 9128
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
or visit
www.rns.com (http://www.rns.com/)
.
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
. END FERFDLFLQFLEBBD
Copyright 2019 Regulatory News Service, all rights reservedRecent news on Rio Tinto
See all newsREG - Rio Tinto - Admission of Further Securities to Trading
AnnouncementREG - Stock Exch Notice - Admission to Trading - 09/03/2026
AnnouncementREG - Rio Tinto - Director/PDMR Shareholding
AnnouncementREG - Rio Tinto - Application for Admission
AnnouncementREG - Rio Tinto - Total Voting Rights
Announcement