REG - UBS AG (EPT) Rio Tinto - Form 8.5 (EPT/RI) - Rio Tinto plc
28/01/2026 12:00
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RNS Number : 7634Q UBS AG (EPT) 28 January 2026
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form Rio Tinto plc
relates:
Rio Tinto Limited
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Rio Tinto plc
connected:
Rio Tinto Limited
(d) Date dealing undertaken: 27 January 2026
(e) In addition to the company in 1(b) above, is the exempt principal trader YES
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
10p ordinary Buy 291405 67.33714 GBP 66.01000 GBP
10p ordinary Sell 507019 67.36000 GBP 66.01000 GBP
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
Limited Ordinary Buy 594435 152.49000 AUD 121.59300 AUD
Limited Ordinary Sell 582328 152.14770 AUD 121.59300 AUD
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
ADR Buy 77208 92.91000 USD 90.47000 USD
ADR Sell 107822 92.91000 USD 92.03660 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
10p ordinary CFD Long 1172 66.281698 GBP
10p ordinary CFD Long 248 66.33 GBP
10p ordinary CFD Long 72 66.15930556 GBP
10p ordinary CFD Long 7 66.2 GBP
10p ordinary CFD Long 3 66.216667 GBP
10p ordinary CFD Long 66369 66.5747305217481 GBP
10p ordinary CFD Long 41741 66.46 GBP
10p ordinary CFD Long 42 77.38047619 EUR
10p ordinary CFD Long 3976 66.9887958835312 GBP
10p ordinary CFD Long 49760 66.1967590289 GBP
10p ordinary CFD Long 449 66.8768 GBP
10p ordinary CFD Long 3862 132.22872712 AUD
10p ordinary CFD Long 5 77.402 EUR
10p ordinary CFD Long 5647 66.67998025 GBP
10p ordinary CFD Long 6037 67.0102687029071 GBP
10p ordinary CFD Long 240 67.28 GBP
10p ordinary CFD Long 11 77.35818182 EUR
10p ordinary CFD Long 16840 131.98312883 AUD
10p ordinary CFD Long 199 66.3723806502513 GBP
10p ordinary CFD Long 1235 67.156568 GBP
10p ordinary CFD Long 27 66.26 GBP
10p ordinary CFD Long 34810 67.103959 GBP
10p ordinary CFD Long 40 66.63 GBP
10p ordinary CFD Long 294 66.195 GBP
10p ordinary CFD Long 45 67.24 GBP
10p ordinary CFD Long 881 67.252622 GBP
10p ordinary CFD Long 12 67.21 GBP
10p ordinary CFD Long 58 67.2 GBP
10p ordinary CFD Long 142 66.1 GBP
10p ordinary CFD Long 15 66.08 GBP
10p ordinary CFD Long 28 66.04 GBP
10p ordinary CFD Long 110 66.175 GBP
10p ordinary CFD Long 89 66.12 GBP
10p ordinary CFD Long 34 66.11 GBP
10p ordinary CFD Long 19 66.125 GBP
10p ordinary CFD Long 345 66.15 GBP
10p ordinary CFD Long 34 66.05 GBP
10p ordinary CFD Long 61 66.28 GBP
10p ordinary CFD Long 97 66.25 GBP
10p ordinary CFD Long 2221 66.686601 GBP
10p ordinary CFD Short 13 67.048332 GBP
10p ordinary CFD Short 327 67.28 GBP
10p ordinary CFD Short 837 67.08988053 GBP
10p ordinary CFD Short 579 66.584301 GBP
10p ordinary CFD Short 458 67.070699 GBP
10p ordinary CFD Short 128 67.280841 GBP
10p ordinary CFD Short 32 66.7109375 GBP
10p ordinary CFD Short 3 66.941004 GBP
10p ordinary CFD Short 1100 66.2935454545455 GBP
10p ordinary CFD Short 1 66.33 GBP
10p ordinary CFD Short 542 67.029548 GBP
10p ordinary CFD Short 190 77.44 EUR
10p ordinary CFD Short 5 66.32 GBP
10p ordinary CFD Short 2880 66.1347375786 GBP
10p ordinary CFD Short 49839 66.653573 GBP
10p ordinary CFD Short 51 76.33 EUR
10p ordinary CFD Short 174 66.43987325 GBP
10p ordinary CFD Short 200 67.1764 GBP
10p ordinary CFD Short 30 67.2813 GBP
10p ordinary CFD Short 76 66.94109989 GBP
10p ordinary CFD Short 10 67.228349 GBP
10p ordinary CFD Short 614 66.251091 GBP
10p ordinary CFD Short 23 66.93139986 GBP
Limited Ordinary CFD Long 59713 151.797195 AUD
Limited Ordinary CFD Long 5917 151.1757 AUD
Limited Ordinary CFD Long 20083 151.992428 AUD
Limited Ordinary CFD Long 10126 152.14769998 AUD
Limited Ordinary CFD Long 2113 151.87693800284 AUD
Limited Ordinary CFD Long 2351 151.206222883879 AUD
Limited Ordinary CFD Long 658 151.20396656535 AUD
Limited Ordinary CFD Long 7045 152.1477005 AUD
Limited Ordinary CFD Long 22 151.89 AUD
Limited Ordinary CFD Long 42 151.715586 AUD
Limited Ordinary CFD Long 1244 151.810812 AUD
Limited Ordinary CFD Long 596 152.059606 AUD
Limited Ordinary CFD Long 1241 151.2009025 AUD
Limited Ordinary CFD Long 32676 151.760993 AUD
Limited Ordinary CFD Long 31069 151.248864 AUD
Limited Ordinary CFD Long 240 151.200958 AUD
Limited Ordinary CFD Long 435 151.38869 AUD
Limited Ordinary CFD Long 1645 151.2 AUD
Limited Ordinary CFD Long 30703 151.925708 AUD
Limited Ordinary CFD Short 1629 151.487355864886 AUD
Limited Ordinary CFD Short 87975 151.696309 AUD
Limited Ordinary CFD Short 7567 151.739038 AUD
Limited Ordinary CFD Short 93 151.648065 AUD
Limited Ordinary CFD Short 4335 151.202611 AUD
Limited Ordinary CFD Short 7747 151.652955 AUD
Limited Ordinary CFD Short 2952 151.79377 AUD
Limited Ordinary CFD Short 640 151.450859 AUD
Limited Ordinary CFD Short 4775 151.203922513089 AUD
Limited Ordinary CFD Short 42220 151.72505498 AUD
Limited Ordinary CFD Short 70997 151.56743 AUD
Limited Ordinary CFD Short 55076 151.566575 AUD
Limited Ordinary CFD Short 123 151.318699 AUD
Limited Ordinary CFD Short 40265 151.338045 AUD
Limited Ordinary CFD Short 60 151.896166666667 AUD
Limited Ordinary CFD Short 1522 151.253082771075 AUD
Limited Ordinary CFD Short 6155 152.260168647169 AUD
Limited Ordinary CFD Short 2 151.25 AUD
Limited Ordinary CFD Short 3321 151.425230352304 AUD
Limited Ordinary CFD Short 1744 151.542964 AUD
Limited Ordinary CFD Short 775 151.230245 AUD
Limited Ordinary CFD Short 33604 151.797777 AUD
Limited Ordinary CFD Short 1 152.02 AUD
Limited Ordinary CFD Short 5164 151.234482958947 AUD
Limited Ordinary CFD Short 5000 151.23024 AUD
ADR CFD Long 963 92.164263 USD
ADR CFD Long 537 91.807635 USD
ADR CFD Long 352 92.5337 USD
ADR CFD Long 11230 92.6758041 USD
ADR CFD Long 11111 92.362685 USD
ADR CFD Short 300 92.295 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 28 January 2026
Contact name: Richard Howard
Telephone number: +44 (0)207 568 9128
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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