REG - UBS AG (EPT) Rio Tinto - Form 8.5 (EPT/RI) - Rio Tinto plc
Thu 12:00
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RNS Number : 9529Q UBS AG (EPT) 29 January 2026
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form Rio Tinto plc
relates:
Rio Tinto Limited
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Rio Tinto plc
connected:
Rio Tinto Limited
(d) Date dealing undertaken: 28 January 2026
(e) In addition to the company in 1(b) above, is the exempt principal trader YES
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
10p ordinary Buy 148263 67.75294 GBP 67.03000 GBP
10p ordinary Sell 265813 67.75294 GBP 66.99500 GBP
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
Limited Ordinary Buy 599718 154.82000 AUD 152.40000 AUD
Limited Ordinary Sell 602853 154.82000 AUD 152.80487 AUD
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
ADR Buy 8607 93.37000 USD 92.90160 USD
ADR Sell 8719 93.37000 USD 87.38286 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
10p ordinary CFD Long 424 67.675 GBP
10p ordinary CFD Long 24 67.6 GBP
10p ordinary CFD Long 530 67.286245 GBP
10p ordinary CFD Long 136 67.523987 GBP
10p ordinary CFD Long 64 67.403286 GBP
10p ordinary CFD Long 41 67.27609756 GBP
10p ordinary CFD Long 52031 67.4437573754377 GBP
10p ordinary CFD Long 42 67.66 GBP
10p ordinary CFD Long 133 67.570341275188 GBP
10p ordinary CFD Long 113 67.62 GBP
10p ordinary CFD Long 2600 67.5518305493 GBP
10p ordinary CFD Long 1 67.47 GBP
10p ordinary CFD Long 100 77.465 EUR
10p ordinary CFD Long 920 67.40257766 GBP
10p ordinary CFD Long 4 78.015 EUR
10p ordinary CFD Long 1919 67.521285 GBP
10p ordinary CFD Long 2270 67.4162 GBP
10p ordinary CFD Long 5000 67.530867 GBP
10p ordinary CFD Long 5528 67.50973 GBP
10p ordinary CFD Long 6 77.6925833333333 EUR
10p ordinary CFD Long 290 67.498655 GBP
10p ordinary CFD Long 19888 67.212918 GBP
10p ordinary CFD Long 23 67.16 GBP
10p ordinary CFD Long 52 67.055 GBP
10p ordinary CFD Long 52 67.105 GBP
10p ordinary CFD Long 54 67.075 GBP
10p ordinary CFD Long 32 67.095 GBP
10p ordinary CFD Long 76 66.995 GBP
10p ordinary CFD Long 78 67.5 GBP
10p ordinary CFD Long 55 67.17 GBP
10p ordinary CFD Long 81 67.29 GBP
10p ordinary CFD Long 25 67.435 GBP
10p ordinary CFD Long 54434 67.499674 GBP
10p ordinary CFD Long 1033 67.312894 GBP
10p ordinary CFD Short 108 67.62 GBP
10p ordinary CFD Short 28 67.436515 GBP
10p ordinary CFD Short 1777 67.397023 GBP
10p ordinary CFD Short 63 67.146667 GBP
10p ordinary CFD Short 700 67.2549428571429 GBP
10p ordinary CFD Short 1749 67.38310749 GBP
10p ordinary CFD Short 133 67.51 GBP
10p ordinary CFD Short 1 67.32 GBP
10p ordinary CFD Short 164 77.99 EUR
10p ordinary CFD Short 3 77.96833333 EUR
10p ordinary CFD Short 1 77.3 EUR
10p ordinary CFD Short 1618 67.25093407 GBP
10p ordinary CFD Short 115 67.5114 GBP
10p ordinary CFD Short 819 67.130842 GBP
10p ordinary CFD Short 4550 92.88737269 USD
10p ordinary CFD Short 627 67.64488 GBP
Limited Ordinary CFD Long 47397 153.656141527945 AUD
Limited Ordinary CFD Long 8356 152.929321 AUD
Limited Ordinary CFD Long 5917 153.436 AUD
Limited Ordinary CFD Long 32354 153.302978 AUD
Limited Ordinary CFD Long 195 152.804897 AUD
Limited Ordinary CFD Long 27566 154.595282 AUD
Limited Ordinary CFD Long 640 153.117438 AUD
Limited Ordinary CFD Long 719 153.086929 AUD
Limited Ordinary CFD Long 88784 154.270015 AUD
Limited Ordinary CFD Long 2 153.59 AUD
Limited Ordinary CFD Long 17918 154.290453 AUD
Limited Ordinary CFD Long 5504 153.402512718023 AUD
Limited Ordinary CFD Long 243 154.538272 AUD
Limited Ordinary CFD Long 47 154.357447 AUD
Limited Ordinary CFD Long 34385 153.525328 AUD
Limited Ordinary CFD Long 49841 153.180129 AUD
Limited Ordinary CFD Long 2821 154.82 AUD
Limited Ordinary CFD Long 2644 152.975079425113 AUD
Limited Ordinary CFD Long 751 154.075033288948 AUD
Limited Ordinary CFD Long 62 153.085161290323 AUD
Limited Ordinary CFD Long 299 154.172909698997 AUD
Limited Ordinary CFD Long 13066 152.834294 AUD
Limited Ordinary CFD Long 488 152.929324 AUD
Limited Ordinary CFD Short 5844 152.981409589001 AUD
Limited Ordinary CFD Short 385 154.783818181818 AUD
Limited Ordinary CFD Short 2004 154.799656 AUD
Limited Ordinary CFD Short 14158 153.37893 AUD
Limited Ordinary CFD Short 385 153.026779 AUD
Limited Ordinary CFD Short 4682 153.894079 AUD
Limited Ordinary CFD Short 610 153.190639 AUD
Limited Ordinary CFD Short 36644 153.071806 AUD
Limited Ordinary CFD Short 41910 153.014733 AUD
Limited Ordinary CFD Short 2146 153.12881 AUD
Limited Ordinary CFD Short 55224 153.020838 AUD
Limited Ordinary CFD Short 2178 152.865358 AUD
Limited Ordinary CFD Short 2439 152.943272 AUD
Limited Ordinary CFD Short 29 153.043448 AUD
Limited Ordinary CFD Short 29660 152.974415 AUD
Limited Ordinary CFD Short 236 154.3845339 AUD
Limited Ordinary CFD Short 7490 154.0095 AUD
Limited Ordinary CFD Short 1719 152.925349 AUD
Limited Ordinary CFD Short 10679 153.112886 AUD
Limited Ordinary CFD Short 19826 153.823348 AUD
Limited Ordinary CFD Short 20594 154.0097 AUD
Limited Ordinary CFD Short 1 154.82 AUD
ADR CFD Long 1013 92.982774 USD
ADR CFD Long 887 93.03982 USD
ADR CFD Long 25 92.9016 USD
ADR CFD Long 45 93.3479 USD
ADR CFD Long 56 93.076964 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 29 January 2026
Contact name: Richard Howard
Telephone number: +44 (0)207 568 9128
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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