REG - UBS AG (EPT) Rio Tinto - Form 8.5 (EPT/RI) - Rio Tinto plc
30/01/2026 12:00
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RNS Number : 1321R UBS AG (EPT) 30 January 2026
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form Rio Tinto plc
relates:
Rio Tinto Limited
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Rio Tinto plc
connected:
Rio Tinto Limited
(d) Date dealing undertaken: 29 January 2026
(e) In addition to the company in 1(b) above, is the exempt principal trader YES
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
10p ordinary Buy 653483 70.14000 GBP 67.94000 GBP
10p ordinary Sell 1178571 70.14000 GBP 67.94000 GBP
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
Limited Ordinary Buy 751791 157.04000 AUD 121.68720 AUD
Limited Ordinary Sell 740975 157.04000 AUD 121.68720 AUD
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
ADR Buy 12389 96.85312 USD 94.39966 USD
ADR Sell 18007 96.01167 USD 94.39966 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
10p ordinary CFD Long 533 69.024776 GBP
10p ordinary CFD Long 33 69.1987979707566 GBP
10p ordinary CFD Long 1115 69.1641582488789 GBP
10p ordinary CFD Long 768 69.95 GBP
10p ordinary CFD Long 79 68.96 GBP
10p ordinary CFD Long 285 69.43 GBP
10p ordinary CFD Long 103 68.7 GBP
10p ordinary CFD Long 133 68.13 GBP
10p ordinary CFD Long 13 78.95230769 EUR
10p ordinary CFD Long 12 79.02 EUR
10p ordinary CFD Long 17 69.1988336501757 GBP
10p ordinary CFD Long 12803 69.500546 GBP
10p ordinary CFD Long 9101 69.99461598 GBP
10p ordinary CFD Long 121 68.81 GBP
10p ordinary CFD Long 32 68.215 GBP
10p ordinary CFD Long 141 67.94 GBP
10p ordinary CFD Long 61 69.77 GBP
10p ordinary CFD Long 223 69.485 GBP
10p ordinary CFD Long 51 69.28 GBP
10p ordinary CFD Long 22 68.76 GBP
10p ordinary CFD Long 46 70.025 GBP
10p ordinary CFD Long 139 70.1 GBP
10p ordinary CFD Long 178 68.44 GBP
10p ordinary CFD Long 147 68.491224 GBP
10p ordinary CFD Long 85 69.91 GBP
10p ordinary CFD Long 147 70.07 GBP
10p ordinary CFD Long 111 70.02 GBP
10p ordinary CFD Long 193 70.11 GBP
10p ordinary CFD Long 431 68.365 GBP
10p ordinary CFD Long 239 68.41 GBP
10p ordinary CFD Long 180 68.115 GBP
10p ordinary CFD Long 244 68.045 GBP
10p ordinary CFD Long 23 68.03 GBP
10p ordinary CFD Long 76 69.875 GBP
10p ordinary CFD Long 54 69.79 GBP
10p ordinary CFD Long 58 69.49 GBP
10p ordinary CFD Long 180 69.495 GBP
10p ordinary CFD Long 48 69.17 GBP
10p ordinary CFD Long 70 69.145 GBP
10p ordinary CFD Long 96 68.415 GBP
10p ordinary CFD Long 71 69.98 GBP
10p ordinary CFD Long 81 69.425 GBP
10p ordinary CFD Long 78 68.345 GBP
10p ordinary CFD Long 48 67.965 GBP
10p ordinary CFD Long 190 68.16 GBP
10p ordinary CFD Long 100 68.32 GBP
10p ordinary CFD Long 135 68.555037 GBP
10p ordinary CFD Long 142 68.615 GBP
10p ordinary CFD Long 130 68.575 GBP
10p ordinary CFD Long 44 69.945 GBP
10p ordinary CFD Long 64 69.685 GBP
10p ordinary CFD Long 96 68.165 GBP
10p ordinary CFD Long 42 68.085 GBP
10p ordinary CFD Long 43 69.705 GBP
10p ordinary CFD Long 96 68.55 GBP
10p ordinary CFD Long 60 68.095 GBP
10p ordinary CFD Long 201 68.075 GBP
10p ordinary CFD Long 398 68.395 GBP
10p ordinary CFD Long 627 68.335008 GBP
10p ordinary CFD Long 219 68.49 GBP
10p ordinary CFD Long 4858 69.18889 GBP
10p ordinary CFD Long 875 69.34444571 GBP
10p ordinary CFD Long 762 70.000013 GBP
10p ordinary CFD Long 155 69.974176 GBP
10p ordinary CFD Long 85888 68.9166708969821 GBP
10p ordinary CFD Long 4412 68.4852062556664 GBP
10p ordinary CFD Long 7719 136.18028815 AUD
10p ordinary CFD Long 2029 68.39951271 GBP
10p ordinary CFD Long 873 68.706975 GBP
10p ordinary CFD Long 2156 80.245218 EUR
10p ordinary CFD Long 17 78.66 EUR
10p ordinary CFD Long 175 69.365 GBP
10p ordinary CFD Long 221 69.435 GBP
10p ordinary CFD Long 21 69.745 GBP
10p ordinary CFD Long 178863 68.63502 GBP
10p ordinary CFD Long 30 69.775 GBP
10p ordinary CFD Long 137 69.7 GBP
10p ordinary CFD Long 45 69.75 GBP
10p ordinary CFD Long 34 69.735 GBP
10p ordinary CFD Long 128 69.405 GBP
10p ordinary CFD Long 8 69.55 GBP
10p ordinary CFD Long 38 69.275 GBP
10p ordinary CFD Long 143 69.53 GBP
10p ordinary CFD Long 26 69.185 GBP
10p ordinary CFD Long 94 69.36 GBP
10p ordinary CFD Long 44 69.31 GBP
10p ordinary CFD Long 112 69.465 GBP
10p ordinary CFD Long 76 69.37 GBP
10p ordinary CFD Long 21 69.385 GBP
10p ordinary CFD Long 105 69.255 GBP
10p ordinary CFD Long 81 69.4 GBP
10p ordinary CFD Long 28 69.41 GBP
10p ordinary CFD Long 95 69.51 GBP
10p ordinary CFD Long 35 69.3 GBP
10p ordinary CFD Long 828 69.195 GBP
10p ordinary CFD Long 14 69.24 GBP
10p ordinary CFD Long 30 69.15 GBP
10p ordinary CFD Long 48 69.97 GBP
10p ordinary CFD Long 48 69.525 GBP
10p ordinary CFD Long 74 69.48 GBP
10p ordinary CFD Long 39 69.515 GBP
10p ordinary CFD Long 122 68.565 GBP
10p ordinary CFD Long 75 69.645 GBP
10p ordinary CFD Long 34 69.39 GBP
10p ordinary CFD Long 91 68.605 GBP
10p ordinary CFD Long 133 68.67 GBP
10p ordinary CFD Long 102 68.27 GBP
10p ordinary CFD Long 92 68.055 GBP
10p ordinary CFD Long 222 68.505 GBP
10p ordinary CFD Long 18 70.085 GBP
10p ordinary CFD Long 105 69.115 GBP
10p ordinary CFD Long 10 69.05 GBP
10p ordinary CFD Long 148 68.07 GBP
10p ordinary CFD Long 115 68.39 GBP
10p ordinary CFD Long 178 68.555 GBP
10p ordinary CFD Long 80 69.935 GBP
10p ordinary CFD Long 15 69.68 GBP
10p ordinary CFD Long 66 69.62 GBP
10p ordinary CFD Long 121 68.955 GBP
10p ordinary CFD Long 121 68.705 GBP
10p ordinary CFD Long 49 68.42 GBP
10p ordinary CFD Long 80 69.595 GBP
10p ordinary CFD Long 111 69.52 GBP
10p ordinary CFD Long 128 69.045 GBP
10p ordinary CFD Long 109 68.585 GBP
10p ordinary CFD Long 133 68.405 GBP
10p ordinary CFD Long 153 68.305 GBP
10p ordinary CFD Long 41 70.14 GBP
10p ordinary CFD Long 82 69.42 GBP
10p ordinary CFD Long 138 68.56 GBP
10p ordinary CFD Long 180 68.23 GBP
10p ordinary CFD Long 80 69.825 GBP
10p ordinary CFD Long 128 68.025 GBP
10p ordinary CFD Long 149 68.135 GBP
10p ordinary CFD Long 74 69.855 GBP
10p ordinary CFD Long 89 69.355 GBP
10p ordinary CFD Short 2059 79.991714 EUR
10p ordinary CFD Short 64 69.12690031 GBP
10p ordinary CFD Short 2286 69.225188 GBP
10p ordinary CFD Short 159 69.265 GBP
10p ordinary CFD Short 27133 69.22943353 GBP
10p ordinary CFD Short 1370 68.49 GBP
10p ordinary CFD Short 421 79.1497460809026 EUR
10p ordinary CFD Short 1241 69.784842 GBP
10p ordinary CFD Short 271 69.861921 GBP
10p ordinary CFD Short 46 69.733495 GBP
10p ordinary CFD Short 4489 69.743797 GBP
10p ordinary CFD Short 592 69.482232 GBP
10p ordinary CFD Short 284 69.409653 GBP
10p ordinary CFD Short 256 69.570299 GBP
10p ordinary CFD Short 185 69.408251 GBP
10p ordinary CFD Short 28 69.560122 GBP
10p ordinary CFD Short 694 69.337471 GBP
10p ordinary CFD Short 112 69.528563 GBP
10p ordinary CFD Short 4444 95.15465575 USD
10p ordinary CFD Short 1076 69.103 GBP
10p ordinary CFD Short 255 80.0625431357255 EUR
10p ordinary CFD Short 5747 69.150675 GBP
10p ordinary CFD Short 523 68.442849 GBP
10p ordinary CFD Short 308 69.2750974 GBP
10p ordinary CFD Short 600 69.2631833333333 GBP
10p ordinary CFD Short 100 80.33 EUR
10p ordinary CFD Short 210 80.2050476167143 EUR
10p ordinary CFD Short 3752 69.68602653 GBP
10p ordinary CFD Short 900 68.6821 GBP
10p ordinary CFD Short 135 68.4914 GBP
10p ordinary CFD Short 6 80.351086 EUR
10p ordinary CFD Short 18 69.10179982 GBP
Limited Ordinary CFD Long 123 157.04 AUD
Limited Ordinary CFD Long 104371 154.452235 AUD
Limited Ordinary CFD Long 1703 154.067375 AUD
Limited Ordinary CFD Long 1700 153.777094 AUD
Limited Ordinary CFD Long 4529 153.107013 AUD
Limited Ordinary CFD Long 100 156.4597 AUD
Limited Ordinary CFD Long 3 156.053333 AUD
Limited Ordinary CFD Long 190 152.242842105263 AUD
Limited Ordinary CFD Long 2300 79.872055 GBP
Limited Ordinary CFD Long 80537 155.306897 AUD
Limited Ordinary CFD Long 13632 155.994867 AUD
Limited Ordinary CFD Long 2283 152.351677617565 AUD
Limited Ordinary CFD Long 3 157.023333 AUD
Limited Ordinary CFD Long 1000 154.582195 AUD
Limited Ordinary CFD Long 951 153.516257 AUD
Limited Ordinary CFD Long 11305 156.710763 AUD
Limited Ordinary CFD Long 378 156.748836 AUD
Limited Ordinary CFD Long 87170 153.763283 AUD
Limited Ordinary CFD Long 75692 153.451065 AUD
Limited Ordinary CFD Long 9463 152.842318503646 AUD
Limited Ordinary CFD Long 18219 152.145183599539 AUD
Limited Ordinary CFD Long 194 152.175103 AUD
Limited Ordinary CFD Long 12148 155.842181 AUD
Limited Ordinary CFD Short 6 154.283333 AUD
Limited Ordinary CFD Short 1519 156.357299 AUD
Limited Ordinary CFD Short 9 156.613333333333 AUD
Limited Ordinary CFD Short 74042 154.872601 AUD
Limited Ordinary CFD Short 24500 155.9786 AUD
Limited Ordinary CFD Short 354 155.853983 AUD
Limited Ordinary CFD Short 53418 153.849366 AUD
Limited Ordinary CFD Short 15688 155.667015 AUD
Limited Ordinary CFD Short 85313 154.445246 AUD
Limited Ordinary CFD Short 1163 156.713293207223 AUD
Limited Ordinary CFD Short 2 156.02 AUD
Limited Ordinary CFD Short 747 152.39046854083 AUD
Limited Ordinary CFD Short 735 153.778646 AUD
Limited Ordinary CFD Short 2083 153.786519 AUD
Limited Ordinary CFD Short 27860 157.04 AUD
Limited Ordinary CFD Short 93 154.403656 AUD
Limited Ordinary CFD Short 1345 152.275085 AUD
Limited Ordinary CFD Short 1889 155.387711628957 AUD
ADR CFD Long 68 94.7376 USD
ADR CFD Long 6 96.0117 USD
ADR CFD Long 1391 94.68765816 USD
ADR CFD Long 78 94.664423 USD
ADR CFD Long 87 94.3997 USD
ADR CFD Short 4 94.6438 USD
ADR CFD Short 54 95.13 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 30 January 2026
Contact name: Richard Howard
Telephone number: +44 (0)207 568 9128
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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