REG - UBS AG (EPT) Rio Tinto - Form 8.5 (EPT/RI) - Rio Tinto plc
06/02/2026 12:15
For best results when printing this announcement, please click on link below:
https://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20260206:nRSF1004Sa&default-theme=true
RNS Number : 1004S UBS AG (EPT) 06 February 2026
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form Rio Tinto plc
relates:
Rio Tinto Limited
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Rio Tinto plc
connected:
Rio Tinto Limited
(d) Date dealing undertaken: 05 February 2026
(e) In addition to the company in 1(b) above, is the exempt principal trader YES
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
10p ordinary Buy 942526 69.66000 GBP 67.83000 GBP
10p ordinary Sell 1788620 69.66000 GBP 67.83000 GBP
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
Limited Ordinary Buy 544756 159.77000 AUD 157.13000 AUD
Limited Ordinary Sell 547093 159.47799 AUD 157.13000 AUD
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
ADR Buy 39965 96.48000 USD 91.06445 USD
ADR Sell 32769 92.55500 USD 91.08000 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
10p ordinary CFD Long 1208 68.3807 GBP
10p ordinary CFD Long 8934 68.795585 GBP
10p ordinary CFD Long 3948 69.1318012 GBP
10p ordinary CFD Long 3325 69.13179458 GBP
10p ordinary CFD Long 250 79.5 EUR
10p ordinary CFD Long 2317 78.552434 EUR
10p ordinary CFD Long 4 69.195 GBP
10p ordinary CFD Long 538 69.22 GBP
10p ordinary CFD Long 8 69.2 GBP
10p ordinary CFD Long 422 69.11 GBP
10p ordinary CFD Long 245 68.06 GBP
10p ordinary CFD Long 43 69.55 GBP
10p ordinary CFD Long 25 69.32 GBP
10p ordinary CFD Long 40 68.68 GBP
10p ordinary CFD Long 21 68.7 GBP
10p ordinary CFD Long 391 68.265 GBP
10p ordinary CFD Long 6484 68.77 GBP
10p ordinary CFD Long 32 68.75 GBP
10p ordinary CFD Long 25 68.34 GBP
10p ordinary CFD Long 267 68.22 GBP
10p ordinary CFD Long 10 69.03 GBP
10p ordinary CFD Long 32 68.72 GBP
10p ordinary CFD Long 13 69.15 GBP
10p ordinary CFD Long 32 68.24 GBP
10p ordinary CFD Long 23149 68.9107913829937 GBP
10p ordinary CFD Long 2000 67.97 GBP
10p ordinary CFD Long 190000 68.2603 GBP
10p ordinary CFD Long 2 78.38 EUR
10p ordinary CFD Long 660 68.482537 GBP
10p ordinary CFD Long 45340 68.9107716444773 GBP
10p ordinary CFD Long 1 78.48 EUR
10p ordinary CFD Long 7 68.305 GBP
10p ordinary CFD Long 7 68.3 GBP
10p ordinary CFD Long 310 68.23 GBP
10p ordinary CFD Long 741 68.86 GBP
10p ordinary CFD Long 95 68.355 GBP
10p ordinary CFD Long 9 68.37 GBP
10p ordinary CFD Long 48 68.09 GBP
10p ordinary CFD Long 14 67.975 GBP
10p ordinary CFD Long 464 68.255 GBP
10p ordinary CFD Long 143 68.17 GBP
10p ordinary CFD Long 20 69.435 GBP
10p ordinary CFD Long 201 68.15 GBP
10p ordinary CFD Long 23 68.31 GBP
10p ordinary CFD Long 590 69.0 GBP
10p ordinary CFD Long 6 69.04 GBP
10p ordinary CFD Long 99216 68.481341 GBP
10p ordinary CFD Long 206 69.17 GBP
10p ordinary CFD Long 392 68.71 GBP
10p ordinary CFD Long 1062 69.13 GBP
10p ordinary CFD Long 324 69.12 GBP
10p ordinary CFD Long 215 69.08 GBP
10p ordinary CFD Long 210 69.28 GBP
10p ordinary CFD Long 163 69.1 GBP
10p ordinary CFD Long 3908 69.095 GBP
10p ordinary CFD Long 197 69.06 GBP
10p ordinary CFD Long 351 69.16 GBP
10p ordinary CFD Long 3952 68.97 GBP
10p ordinary CFD Long 521 69.187562 GBP
10p ordinary CFD Long 11 69.25 GBP
10p ordinary CFD Long 9 69.21 GBP
10p ordinary CFD Long 103 68.72398058 GBP
10p ordinary CFD Long 12 69.213962 GBP
10p ordinary CFD Long 5144 68.662805 GBP
10p ordinary CFD Long 384 68.045151 GBP
10p ordinary CFD Long 286 68.9005723 GBP
10p ordinary CFD Long 166 69.07228916 GBP
10p ordinary CFD Long 109 69.11055 GBP
10p ordinary CFD Long 158885 68.26 GBP
10p ordinary CFD Long 8502 69.3394177840508 GBP
10p ordinary CFD Long 37998 68.3334822508659 GBP
10p ordinary CFD Long 712 79.30358146 EUR
10p ordinary CFD Long 234 79.683504 EUR
10p ordinary CFD Long 63624 68.31273565 GBP
10p ordinary CFD Long 54100 68.5212308952365 GBP
10p ordinary CFD Long 325500 68.07544077 GBP
10p ordinary CFD Long 4000 68.2182225 GBP
10p ordinary CFD Long 53 69.0150993716981 GBP
10p ordinary CFD Long 28942 68.31273548 GBP
10p ordinary CFD Long 490 78.863000004 EUR
10p ordinary CFD Long 1755 68.69639319 GBP
10p ordinary CFD Long 8200 68.3907 GBP
10p ordinary CFD Short 144 78.41083333 EUR
10p ordinary CFD Short 18485 68.7365027010684 GBP
10p ordinary CFD Short 16 68.84 GBP
10p ordinary CFD Short 170002 68.2603 GBP
10p ordinary CFD Short 1 78.9 EUR
10p ordinary CFD Short 4246 68.87403321 GBP
10p ordinary CFD Short 36206 68.7365202324002 GBP
10p ordinary CFD Short 41 68.26 GBP
10p ordinary CFD Short 12 69.1804087333333 GBP
10p ordinary CFD Short 170 68.23134007 GBP
10p ordinary CFD Short 65 68.4159 GBP
10p ordinary CFD Short 365 68.58830017 GBP
10p ordinary CFD Short 2645 78.742302 EUR
10p ordinary CFD Short 205 69.11 GBP
10p ordinary CFD Short 85 68.93 GBP
10p ordinary CFD Short 5901 68.965118 GBP
10p ordinary CFD Short 113 68.5829997 GBP
10p ordinary CFD Short 11 68.72090909 GBP
10p ordinary CFD Short 4842 68.731753 GBP
10p ordinary CFD Short 1243 68.543451 GBP
10p ordinary CFD Short 257 69.19 GBP
10p ordinary CFD Short 3400 69.0592264705882 GBP
10p ordinary CFD Short 328 79.10332317 EUR
10p ordinary CFD Short 294 79.5 EUR
10p ordinary CFD Short 150 79.19098987 EUR
10p ordinary CFD Short 130 79.571194 EUR
10p ordinary CFD Short 3650 69.069 GBP
10p ordinary CFD Short 4000 69.3396525 GBP
Limited Ordinary CFD Long 69957 158.256506 AUD
Limited Ordinary CFD Long 91998 157.927138 AUD
Limited Ordinary CFD Long 2 158.425 AUD
Limited Ordinary CFD Long 2966 157.907811867835 AUD
Limited Ordinary CFD Long 325 157.241723076923 AUD
Limited Ordinary CFD Long 646 157.949922600619 AUD
Limited Ordinary CFD Long 168 157.235952380952 AUD
Limited Ordinary CFD Long 25113 157.2943352 AUD
Limited Ordinary CFD Long 190 157.13 AUD
Limited Ordinary CFD Long 4698 157.690105 AUD
Limited Ordinary CFD Long 9106 158.19058 AUD
Limited Ordinary CFD Long 3681 109.918826 USD
Limited Ordinary CFD Long 40434 157.701335 AUD
Limited Ordinary CFD Long 691 157.56741 AUD
Limited Ordinary CFD Long 929 157.145177610334 AUD
Limited Ordinary CFD Long 736 157.198777 AUD
Limited Ordinary CFD Long 370 157.468811 AUD
Limited Ordinary CFD Long 358 157.773855 AUD
Limited Ordinary CFD Long 38147 158.178724 AUD
Limited Ordinary CFD Long 24 158.0375 AUD
Limited Ordinary CFD Short 6632 158.1174035 AUD
Limited Ordinary CFD Short 47841 157.643452 AUD
Limited Ordinary CFD Short 25296 158.503112 AUD
Limited Ordinary CFD Short 52982 157.40291942 AUD
Limited Ordinary CFD Short 64 157.248906 AUD
Limited Ordinary CFD Short 18478 157.327794 AUD
Limited Ordinary CFD Short 270 157.80699708 AUD
Limited Ordinary CFD Short 901 159.477991120977 AUD
Limited Ordinary CFD Short 574 157.274146 AUD
Limited Ordinary CFD Short 388 157.531005 AUD
Limited Ordinary CFD Short 972 158.007356 AUD
Limited Ordinary CFD Short 1478 157.13 AUD
Limited Ordinary CFD Short 12435 157.886323 AUD
Limited Ordinary CFD Short 1929 158.071607 AUD
Limited Ordinary CFD Short 2487 157.841323 AUD
Limited Ordinary CFD Short 35910 157.725736 AUD
Limited Ordinary CFD Short 91 157.13002908 AUD
Limited Ordinary CFD Short 34891 158.117404 AUD
ADR CFD Long 800 92.372113 USD
ADR CFD Long 222 92.416577 USD
ADR CFD Long 92 92.319 USD
ADR CFD Long 354 91.12 USD
ADR CFD Short 522 92.555 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 06 February 2026
Contact name: Richard Howard
Telephone number: +44 (0)207 568 9128
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
or visit
www.rns.com (http://www.rns.com/)
.
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
. END FERLQLFBQLLBBBV
Copyright 2019 Regulatory News Service, all rights reservedRecent news on Rio Tinto
See all newsREG - Rio Tinto - Director/PDMR Shareholding
AnnouncementREG - Rio Tinto - Application for Admission
AnnouncementREG - Rio Tinto - Total Voting Rights
AnnouncementREG - Rio Tinto - Director/PDMR Shareholding
AnnouncementREG - Rio Tinto - Director/PDMR Shareholding
Announcement