REG - S4 Capital PLC - Director/PDMR Shareholding

S4 CapitalAnnouncement

20/07/2020 15:30

RNS Number : 5295T
  
S4 Capital PLC
  
20 July 2020
  
 

 
20 July 2020
S4 CAPITAL PLC
("S4 Capital" or the "Company")
 
Notification of transactions by Persons Discharging Managerial Responsibility ("PDMRs")
On 16 July 2020, S4 Capital (SFOR.L) announced that on 21 July 2020 (at 8.00 a.m. BST) 36,766,642 ordinary shares of £0.25 each would be admitted to the standard listing segment of the Official List of the Financial Conduct Authority and to trading on the London Stock Exchange's Main Market for listed securities under the ticker "SFOR" ("Admission").
Notification of transactions by PDMRs/PCAs
The Company announces that the following named PDMRs or persons closely associated with such PDMRs will acquire on 21 July 2020 the following ordinary shares of £0.25 each in the Company ("New Ordinary Shares") pursuant to the Fundraising.
 




PDMR/PCA


Position


Shares acquired


Total beneficial holding after acquisition




J.M.S. Financial Services Limited (an investment vehicle of Sir Martin Sorrell)


PCA of Executive Chairman


2,698,412


2,698,412




Elizabeth Buchanan


Non-Executive Director


37,777


37,777




Rupert Faure Walker


Non-Executive Director


3,174


1,562,957




Paul Roy


Non-Executive Director


50,000


1,950,129




Peter Kim


Executive Director


317


9,719,180




Christopher Martin


Executive Director


31,746


8,564,506




Oro en Fools B.V. (the holding company of Wesley ter Haar and Victor Knaap)


PCA of Non-Executive Directors


1,329,622


35,000,000




Margaret Ma Connolly


Non-Executive Director


9,523


9,523




Naoko Okumoto


Non-Executive Director


25,396


25,396




Sue Prevezer


Non-Executive Director


31,746


293,512




Peter Rademaker


Executive Director


23,809


868,541




Scott Spirit


Executive Director


4,761


166,150




Peter Miles Young


Non-Executive Director


30,000


30,000




SEF4 Investment SCSP (a growth Capital fund managed by Stanhope Capital, of which Daniel Pinto is the Chief Executive)


PCA of Non-Executive Director


2,793,651


44,006,017




 
 
 
The Notification of Dealing Form for each PDMR can be found below. This notification is made in accordance with the Market Abuse Regulation.
 




1


Details of the person discharging managerial responsibilities/person closely associated
 




a)


Name
 


J.M.S. Financial Services Limited




2


Reason for the notification
 




a)


Position/status
 


PCA of the Executive Chairman, Sir Martin Sorrell




b)


Initial notification/ Amendment
 


Initial




3


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 




a)


Name
 


S4 Capital plc




b)


LEI
 


LEI 21380068SP9V65KPQN68




4


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 




a)


Description of the financial instrument, type of instrument
 
Identification code


Ordinary shares of 25 pence each
 
 
 
 
 
GB00BFZZM640




b)


Nature of the transaction
 


Share acquisition
 
 
 




c)


Price(s) and volume(s)
 


 




Price(s)


Volume(s)




 
£3.15
 


 
2,698,412




 
 
 




d)


Aggregated information
 
-   Aggregated volume
 
-    Price
 
 






Aggregate Price


Aggregate Volume


Aggregate Total




 
£3.15


 
2,698,412


 
£8,499,997.80




 




e)


Date of the transaction
 


15 July 2020




f)


Place of the transaction
 


Outside a trading venue




 
 
 




1


Details of the person discharging managerial responsibilities/person closely associated
 




a)


Name
 


Elizabeth Buchanan




2


Reason for the notification
 




a)


Position/status
 


Non-executive director




b)


Initial notification/ Amendment
 


Initial




3


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 




a)


Name
 


S4 Capital plc




b)


LEI
 


LEI 21380068SP9V65KPQN68




4


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 




a)


Description of the financial instrument, type of instrument
 
Identification code


Ordinary shares of 25 pence each
 
 
 
 
 
GB00BFZZM640




b)


Nature of the transaction
 


Share acquisition
 
 
 




c)


Price(s) and volume(s)
 


 




Price(s)


Volume(s)




 
£3.15
 


 
37,777




 
 
 




d)


Aggregated information
 
-   Aggregated volume
 
-    Price
 
 


 




Aggregate Price


Aggregate Volume


Aggregate Total




 
£3.15
 


 
37,777


 
£118,997.55




 




e)


Date of the transaction
 


15 July 2020




f)


Place of the transaction
 


Outside a trading venue




 
 
 




1


Details of the person discharging managerial responsibilities/person closely associated
 




a)


Name
 


Rupert Faure Walker




2


Reason for the notification
 




a)


Position/status
 


Non-executive director




b)


Initial notification/ Amendment
 


Initial




3


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 




a)


Name
 


S4 Capital plc




b)


LEI
 


LEI 21380068SP9V65KPQN68




4


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 




a)


Description of the financial instrument, type of instrument
 
Identification code


Ordinary shares of 25 pence each
 
 
 
 
 
GB00BFZZM640




b)


Nature of the transaction
 


Share acquisition
 
 
 




c)


Price(s) and volume(s)
 


 




Price(s)


Volume(s)




 
£3.15
 


 
3,174




 
 
 




d)


Aggregated information
 
-   Aggregated volume
 
-    Price
 
 


 
 
 




Aggregate Price


Aggregate Volume


Aggregate Total




 
£3.15
 


 
3,174


 
£9,998.10




 




e)


Date of the transaction
 


15 July 2020




f)


Place of the transaction
 


XLON




 
 
 
 




1


Details of the person discharging managerial responsibilities/person closely associated
 




a)


Name
 


Paul Roy




2


Reason for the notification
 




a)


Position/status
 


Non-executive director




b)


Initial notification/ Amendment
 


Initial




3


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 




a)


Name
 


S4 Capital plc




b)


LEI
 


LEI 21380068SP9V65KPQN68




4


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 




a)


Description of the financial instrument, type of instrument
 
Identification code


Ordinary shares of 25 pence each
 
 
 
 
 
GB00BFZZM640




b)


Nature of the transaction
 


Share acquisition
 
 
 




c)


Price(s) and volume(s)
 


 




Price(s)


Volume(s)




 
£3.15
 


 
50,000




 
 
 




d)


Aggregated information
 
-   Aggregated volume
 
-    Price
 
 


 
 
 




Aggregate Price


Aggregate Volume


Aggregate Total




 
£3.15
 


 
50,000


 
£157,500




 




e)


Date of the transaction
 


15 July 2020




f)


Place of the transaction
 


Outside a trading venue




 
 
 




1


Details of the person discharging managerial responsibilities/person closely associated
 




a)


Name
 


Peter Kim




2


Reason for the notification
 




a)


Position/status
 


Executive director




b)


Initial notification/ Amendment
 


Initial




3


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 




a)


Name
 


S4 Capital plc




b)


LEI
 


LEI 21380068SP9V65KPQN68




4


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 




a)


Description of the financial instrument, type of instrument
 
Identification code


Ordinary shares of 25 pence each
 
 
 
 
 
GB00BFZZM640




b)


Nature of the transaction
 


Share acquisition
 
 
 




c)


Price(s) and volume(s)
 


 




Price(s)


Volume(s)




 
£3.15
 


 
317
 




 
 
 




d)


Aggregated information
 
-   Aggregated volume
 
-    Price
 
 


 
 
 




Aggregate Price


Aggregate Volume


Aggregate Total




 
£3.15
 


 
317
 


 
£998.55




 




e)


Date of the transaction
 


15 July 2020




f)


Place of the transaction
 


Outside a trading venue




 
 




1


Details of the person discharging managerial responsibilities/person closely associated
 




a)


Name
 


Christopher Martin




2


Reason for the notification
 




a)


Position/status
 


Executive director




b)


Initial notification/ Amendment
 


Initial




3


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 




a)


Name
 


S4 Capital plc




b)


LEI
 


LEI 21380068SP9V65KPQN68




4


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 




a)


Description of the financial instrument, type of instrument
 
Identification code


Ordinary shares of 25 pence each
 
 
 
 
 
GB00BFZZM640




b)


Nature of the transaction
 


Share acquisition
 
 
 




c)


Price(s) and volume(s)
 


 




Price(s)


Volume(s)




 
£3.15
 


 
31,746




 
 
 




d)


Aggregated information
 
-   Aggregated volume
 
-    Price
 
 






Aggregate Price


Aggregate Volume


Aggregate Total




 
£3.15
 


 
31,746


 
£99,999.90




 




e)


Date of the transaction
 


15 July 2020




f)


Place of the transaction
 


Outside a trading venue




 
 
 




1


Details of the person discharging managerial responsibilities/person closely associated
 




a)


Name
 


Oro en Fools B.V.




2


Reason for the notification
 




a)


Position/status
 


PCA of executive directors Victor Knaap and Wesley ter Haar




b)


Initial notification/ Amendment
 


Initial




3


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 




a)


Name
 


S4 Capital plc




b)


LEI
 


LEI 21380068SP9V65KPQN68




4


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 




a)


Description of the financial instrument, type of instrument
 
Identification code


Ordinary shares of 25 pence each
 
 
 
 
 
GB00BFZZM640




b)


Nature of the transaction
 


Share acquisition
 
 
 




c)


Price(s) and volume(s)
 


 




Price(s)


Volume(s)




 
£3.15
 


 
1,329,622




 
 
 




d)


Aggregated information
 
-   Aggregated volume
 
-    Price
 
 


 
 




Aggregate Price


Aggregate Volume


Aggregate Total




 
£3.15
 


 
1,329,622


 
£4,188,309.30




 




e)


Date of the transaction
 


15 July 2020




f)


Place of the transaction
 


Outside a trading venue




 
 
 




1


Details of the person discharging managerial responsibilities/person closely associated
 




a)


Name
 


Margaret Ma Connolly




2


Reason for the notification
 




a)


Position/status
 


Non-executive director




b)


Initial notification/ Amendment
 


Initial




3


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 




a)


Name
 


S4 Capital plc




b)


LEI
 


LEI 21380068SP9V65KPQN68




4


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 




a)


Description of the financial instrument, type of instrument
 
Identification code


Ordinary shares of 25 pence each
 
 
 
 
 
GB00BFZZM640




b)


Nature of the transaction
 


Share acquisition
 
 
 




c)


Price(s) and volume(s)
 


 




Price(s)


Volume(s)




 
£3.15
 


 
9,523




 
 
 




d)


Aggregated information
 
-   Aggregated volume
 
-    Price
 
 


 




Aggregate Price


Aggregate Volume


Aggregate Total




 
£3.15
 


 
9,523


 
£29,997.45




 




e)


Date of the transaction
 


15 July 2020




f)


Place of the transaction
 


XLON




 
 
 
 




1


Details of the person discharging managerial responsibilities/person closely associated
 




a)


Name
 


Naoko Okumoto




2


Reason for the notification
 




a)


Position/status
 


Non-executive director




b)


Initial notification/ Amendment
 


Initial




3


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 




a)


Name
 


S4 Capital plc




b)


LEI
 


LEI 21380068SP9V65KPQN68




4


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 




a)


Description of the financial instrument, type of instrument
 
Identification code


Ordinary shares of 25 pence each
 
 
 
 
 
GB00BFZZM640




b)


Nature of the transaction
 


Share acquisition
 
 
 




c)


Price(s) and volume(s)
 


 




Price(s)


Volume(s)




 
£3.15
 


 
25,396




 
 
 




d)


Aggregated information
 
-   Aggregated volume
 
-    Price
 
 


 




Aggregate Price


Aggregate Volume


Aggregate Total




 
£3.15
 


 
25,396
 


 
£79,997.40




 




e)


Date of the transaction
 


15 July 2020




f)


Place of the transaction
 


Outside a trading venue




 
 
 
 




1


Details of the person discharging managerial responsibilities/person closely associated
 




a)


Name
 


Sue Prevezer




2


Reason for the notification
 




a)


Position/status
 


Non-executive director




b)


Initial notification/ Amendment
 


Initial




3


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 




a)


Name
 


S4 Capital plc




b)


LEI
 


LEI 21380068SP9V65KPQN68




4


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 




a)


Description of the financial instrument, type of instrument
 
Identification code


Ordinary shares of 25 pence each
 
 
 
 
 
GB00BFZZM640




b)


Nature of the transaction
 


Share acquisition
 
 
 




c)


Price(s) and volume(s)
 


 




Price(s)


Volume(s)




 
£3.15
 


 
31,746
 




 
 
 




d)


Aggregated information
 
-   Aggregated volume
 
-    Price
 
 


 
 
 




Aggregate Price


Aggregate Volume


Aggregate Total




 
£3.15
 


 
31,746


 
£99,999.90




 




e)


Date of the transaction
 


15 July 2020




f)


Place of the transaction
 


Outside a trading venue




 
 
 




1


Details of the person discharging managerial responsibilities/person closely associated
 




a)


Name
 


Peter Rademaker




2


Reason for the notification
 




a)


Position/status
 


Executive




b)


Initial notification/ Amendment
 


Initial




3


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 




a)


Name
 


S4 Capital plc




b)


LEI
 


LEI 21380068SP9V65KPQN68




4


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 




a)


Description of the financial instrument, type of instrument
 
Identification code


Ordinary shares of 25 pence each
 
 
 
 
 
GB00BFZZM640




b)


Nature of the transaction
 


Share acquisition
 
 
 




c)


Price(s) and volume(s)
 


 




Price(s)


Volume(s)




 
£3.15
 


 
23,809




 
 
 




d)


Aggregated information
 
-   Aggregated volume
 
-    Price
 
 


 
 
 




Aggregate Price


Aggregate Volume


Aggregate Total




 
£3.15
 


 
23,809


 
£74,998.35




 




e)


Date of the transaction
 


15 July 2020




f)


Place of the transaction
 


Outside a trading venue




 
 
 
 




1


Details of the person discharging managerial responsibilities/person closely associated
 




a)


Name
 


Scott Spirit




2


Reason for the notification
 




a)


Position/status
 


Executive director




b)


Initial notification/ Amendment
 


Initial




3


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 




a)


Name
 


S4 Capital plc




b)


LEI
 


LEI 21380068SP9V65KPQN68




4


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 




a)


Description of the financial instrument, type of instrument
 
Identification code


Ordinary shares of 25 pence each
 
 
 
 
 
GB00BFZZM640




b)


Nature of the transaction
 


Share acquisition
 
 
 




c)


Price(s) and volume(s)
 


 




Price(s)


Volume(s)




 
£3.15
 


 
4,761




 
 
 




d)


Aggregated information
 
-   Aggregated volume
 
-    Price
 
 


 
 
 




Aggregate Price


Aggregate Volume


Aggregate Total




 
£3.15
 


 
4,761


 
£14,997.15




 




e)


Date of the transaction
 


15 July 2020




f)


Place of the transaction
 


XLON




 
 
 
 




1


Details of the person discharging managerial responsibilities/person closely associated
 




a)


Name
 


Peter Miles Young
 




2


Reason for the notification
 




a)


Position/status
 


Non-executive director




b)


Initial notification/ Amendment
 


Initial




3


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 




a)


Name
 


S4 Capital plc




b)


LEI
 


LEI 21380068SP9V65KPQN68




4


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 




a)


Description of the financial instrument, type of instrument
 
Identification code


Ordinary shares of 25 pence each
 
 
 
 
 
GB00BFZZM640




b)


Nature of the transaction
 


Share acquisition
 
 
 




c)


Price(s) and volume(s)
 


 




Price(s)


Volume(s)




 
£3.15
 


 
30,000




 
 
 




d)


Aggregated information
 
-   Aggregated volume
 
-    Price
 
 


 




Aggregate Price


Aggregate Volume


Aggregate Total




 
£3.15
 


 
 
 
30,000


 
£94,500




 




e)


Date of the transaction
 


15 July 2020




f)


Place of the transaction
 


Outside a trading venue




 
 
 




1


Details of the person discharging managerial responsibilities/person closely associated
 




a)


Name
 


SEF4 Investment SCSP




2


Reason for the notification
 




a)


Position/status
 


PCA of non-executive director Daniel Pinto




b)


Initial notification/ Amendment
 


Initial




3


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 




a)


Name
 


S4 Capital plc




b)


LEI
 


LEI 21380068SP9V65KPQN68




4


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 




a)


Description of the financial instrument, type of instrument
 
Identification code


Ordinary shares of 25 pence each
 
 
 
 
 
GB00BFZZM640




b)


Nature of the transaction
 


Share acquisition
 
 
 




c)


Price(s) and volume(s)
 


 




Price(s)


Volume(s)




 
£3.15
 


 
2,793,651




 
 
 




d)


Aggregated information
 
-   Aggregated volume
 
-    Price
 
 


 
 
 




Aggregate Price


Aggregate Volume


Aggregate Total




 
£3.15
 


 
2,793,651


 
£8,800,000.65




 




e)


Date of the transaction
 


15 July 2020




f)


Place of the transaction
 


XLON




Unless otherwise defined, the terms used in this announcement shall have the same meaning as set out in the announcement released by S4 Capital on 16 July 2020.
This Announcement should be read in its entirety.
 




S4 Capital plc

Sir Martin Sorrell (Executive Chairman)


Tel: +44 (0)20 3793 0003




Powerscourt (PR Adviser to S4 Capital plc)

Elly Williamson

Jessica Hodgson


Tel: +44 (0)7970 246 725




 
Sir Martin Sorrell, Executive Chairman

S4 Capital plc, 12 St James's Place, London SW1A 1NX

LEI 21380068SP9V65KPQN68
 
This Announcement has been prepared by, and is the sole responsibility of, the Directors of S4 Capital plc.
 


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