REG - BkofA Merrill Lynch Shawbrook Group PLC - Form 8.5 (EPT/RI) <Origin Href="QuoteRef">SHAW.L</Origin>

ShawbrookAnnouncement

09/06/2017 16:25

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RNS Number : 7250H
Bank of America Merrill Lynch
09 June 2017 
 
FORM 8 Replacement 
 
The Form 8.5 Shawbrook Group PLC announcement released on 07/06/2017 under RNS
No 4092H 
 
has been amended. 
 
Amendments are identified with an asterisk (*). 
 
The full amended text is shown below. 
 
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FORM 8.5 (EPT/RI) 
 
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code") 
 
 1.  KEY INFORMATION  
 
 
 (a)  Name of exempt principal trader:                                                 Bank of America Merrill Lynch  
 (b)  Name of offeror/offeree in relation to whose                                     Shawbrook Group PLC            
 relevant securities this form relates:                                                                               
 Use a separate form for each offeror/offeree                                                                         
 (c)  Name of the party to the offer with which exempt principal trader is connected:  Shawbrook Group PLC            
 (d)  Date dealing undertaken:                                                         06/06/2017                     
 (e)  In addition to the company in 1(b) above, is the                                 NO                             
 exempt principal trader making disclosures in                                                                        
 respect of any other party to this offer?                                                                            
 If it is a cash offer or possible cash offer, state "N/A"                                                            
 
 
(c) 
 
Name of the party to the offer with which exempt principal trader is
connected: 
 
Shawbrook Group PLC 
 
 (d)  Date dealing undertaken:  
 
 
06/06/2017 
 
 (e)  In addition to the company in 1(b) above, is the            
      exempt principal trader making disclosures in               
      respect of any other party to this offer?                   
      If it is a cash offer or possible cash offer, state "N/A"   
 
 
NO 
 
 2.  DEALINGS BY THE EXEMPT PRINCIPAL TRADER  
 
 
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class
of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated. 
 
 (a)  Purchases and sales  
 
 
 Class of relevant security  Purchases/  Total number of securities  Highest price   Lowest price    
                             sales                                   per unit        per unit        
                                                                     paid/received   paid/received   
 Common - ISIN GB00BWDPMF43  Purchase    *421,668                    3.388 GBP       3.365 GBP       
 Common - ISIN GB00BWDPMF43  Sale        68,951                      3.385 GBP       3.373 GBP       
 
 
 (b)  Cash-settled derivative transactions  
 
 
 Class of                    Product description  Nature of dealing                             Number of reference securities  Price per unit  
 relevant security           e.g. CFD             e.g. opening/closing a                                                                        
                                                  long/short position, increasing/reducing a                                                    
                                                  long/short position                                                                           
 Common - ISIN GB00BWDPMF43  Swaps                Short                                         10,544                          3.384 GBP       
 Common - ISIN GB00BWDPMF43  Swaps                Short                                         52,462                          3.383 GBP       
 Common - ISIN GB00BWDPMF43  Swaps                Short                                         256,098                         3.383 GBP       
 Common - ISIN GB00BWDPMF43  Swaps                Short                                         31,649                          3.385 GBP       
 
 
 (c)  Stock-settled derivative transactions (including options)  
 
 
 (i)  Writing, selling, purchasing or varying  
 
 
 Class               Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number                               Exercise   Type                           Expiry date  Option money paid/ received per unit  
 of                                                                                                    of                                   price      e.g. American, European etc.                                                      
 relevant security                                                                                     securities to which option relates   per unit                                                                                     
 N/A                 N/A                                   N/A                                         N/A                                  N/A        N/A                            N/A          N/A                                   
 
 
 (ii)  Exercise  
 
 
 Class of relevant security  Product description  Exercising/  Number of    Exercise Price per   
                             e.g. call option     exercised    securities   unit                 
                                                  against                                        
 N/A                         N/A                  N/A          N/A          N/A                  
 
 
 (d)  Other dealings (including subscribing for new securities)  
 
 
 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)  
                             e.g. subscription, conversion                                            
 N/A                         N/A                             N/A      N/A                             
 
 
 3.  OTHER INFORMATION  
 
 
 (a)  Indemnity and other dealing arrangements  
 
 
 Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal          
 or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:    
 Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"                                
 None                                                                                                                                                                               
 
 
 (b)  Agreements, arrangements or understandings relating to options or derivatives  
 
 
 Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:   
 (i) the voting rights of any relevant securities under any option; or                                                                                                     
 (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:                                                
 If there are no such agreements, arrangements or understandings, state "none"                                                                                             
 None                                                                                                                                                                      
 
 
 Date of disclosure:  09/06/2017       
 Contact name:        Harshini Gopa    
 Telephone number:    +44207 996 3410  
 
 
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information
Service.

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk. 
 
This information is provided by RNS
The company news service from the London Stock Exchange