REG - BkofA Merrill Lynch Shawbrook Group PLC - Form 8.5 (EPT/RI) <Origin Href="QuoteRef">SHAW.L</Origin>

ShawbrookAnnouncement

13/06/2017 10:00

RNS Number : 9354H
Bank of America Merrill Lynch
13 June 2017
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1.
KEY INFORMATION
(a) 
Name of exempt principal trader: 
Bank of America Merrill Lynch
(b) 
Name of offeror/offeree in relation to whose
relevant securities this form relates:
Use a separate form for each offeror/offeree
Shawbrook Group PLC
(c) 
Name of the party to the offer with which exempt principal trader is connected: 
Shawbrook Group PLC
(d) 
Date dealing undertaken: 
12/06/2017
(e) 
In addition to the company in 1(b) above, is the
exempt principal trader making disclosures in
respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A" 
NO 
2.
DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class
of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated. 
(a)
Purchases and sales
Class of relevant security
Purchases/
sales 
Total number of securities
Highest price 
per unit 
paid/received 
Lowest price 
per unit 
paid/received 
Common - ISIN GB00BWDPMF43
Purchase
888,022
3.393 GBP
3.384 GBP
Common - ISIN GB00BWDPMF43
Sale
409,104
3.393 GBP
3.384 GBP
(b)
Cash-settled derivative transactions 
Class of 
relevant security 
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a 
long/short position, increasing/reducing a 
long/short position 
Number of reference securities
Price per unit
Common - ISIN GB00BWDPMF43
Swaps
Short
3,408
3.391 GBP
Common - ISIN GB00BWDPMF43
Swaps
Short
3,491
3.391 GBP
Common - ISIN GB00BWDPMF43
Swaps
Short
3,619
3.391 GBP
Common - ISIN GB00BWDPMF43
Swaps
Short
1,044
3.391 GBP
Common - ISIN GB00BWDPMF43
Swaps
Short
2,467
3.391 GBP
Common - ISIN GB00BWDPMF43
Swaps
Short
4,964
3.391 GBP
Common - ISIN GB00BWDPMF43
Swaps
Short
9,387
3.391 GBP
Common - ISIN GB00BWDPMF43
Swaps
Short
382
3.391 GBP
Common - ISIN GB00BWDPMF43
Swaps
Short
11
3.391 GBP
Common - ISIN GB00BWDPMF43
Swaps
Short
1,813
3.391 GBP
Common - ISIN GB00BWDPMF43
Swaps
Short
5,508
3.391 GBP
Common - ISIN GB00BWDPMF43
Swaps
Short
9,192
3.391 GBP
Common - ISIN GB00BWDPMF43
Swaps
Short
1,810
3.391 GBP
Common - ISIN GB00BWDPMF43
Swaps
Short
697
3.391 GBP
Common - ISIN GB00BWDPMF43
Swaps
Short
1,965
3.391 GBP
Common - ISIN GB00BWDPMF43
Swaps
Short
3,620
3.391 GBP
Common - ISIN GB00BWDPMF43
Swaps
Short
831
3.391 GBP
Common - ISIN GB00BWDPMF43
Swaps
Short
3,174
3.391 GBP
Common - ISIN GB00BWDPMF43
Swaps
Short
5,734
3.391 GBP
Common - ISIN GB00BWDPMF43
Swaps
Short
1,621
3.391 GBP
Common - ISIN GB00BWDPMF43
Swaps
Short
1,031
3.391 GBP
Common - ISIN GB00BWDPMF43
Swaps
Short
3,212
3.391 GBP
Common - ISIN GB00BWDPMF43
Swaps
Short
71
3.391 GBP
Common - ISIN GB00BWDPMF43
Swaps
Short
413,622
3.39 GBP
Common - ISIN GB00BWDPMF43
Swaps
Short
49
3.393 GBP
Common - ISIN GB00BWDPMF43
Swaps
Long
49
3.39 GBP
Common - ISIN GB00BWDPMF43
Swaps
Long
88
3.389 GBP
Common - ISIN GB00BWDPMF43
Swaps
Short
88
3.39 GBP
(c)
Stock-settled derivative transactions (including options) 
(i)
Writing, selling, purchasing or varying
Class 
of
relevant security 
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number 
of
securities to which option relates 
Exercise 
price
per unit 
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
(ii)
Exercise
Class of relevant security
Product description
e.g. call option
Exercising/
exercised
against 
Number of 
securities 
Exercise Price per 
unit 
N/A
N/A
N/A
N/A
N/A
(d)
Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)
N/A
N/A
N/A
N/A
3.
OTHER INFORMATION
(a)
Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal 
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: 
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" 
None
(b)
Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: 
(i) the voting rights of any relevant securities under any option; or 
(ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: 
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
13/06/2017
Contact name:
Harshini Gopa
Telephone number:
+44207 996 3410
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk. 

This information is provided by RNS
The company news service from the London Stock Exchange
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