REG - South32 Limited - Director/PDMR Shareholding <Origin Href="QuoteRef">S32.AX</Origin>

South32Announcement

05/09/2016 10:30

RNS Number : 9449I
South32 Limited
05 September 2016
Notification of dealing form
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Graham Kerr
2
Reason for the notification 
a)
Position/status
Chief Executive Officer and Managing Director
b)
Initial notification/Amendment
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor 
a)
Name
South32 Limited
b)
LEI
N/A
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument 
Identification code
Ordinary shares 
AU000000S320
b)
Nature of the transaction
Vesting of rights under the South32 Equity Incentive Plan (EIP) and sale of shares to cover tax liability
c)
Price(s) and volume(s)
Price(s)
Volume(s)
0
833,022
(shares following vesting of rights under EIP)
$1.9312
408,181
(shares sold to cover tax)
d)
Aggregated information 
- Aggregated volume 
- Price
Price Volume Total
0.00 833022 0.00
Aggregated 0.00 833022 0.00
Price Volume Total
1.93 408181 788279.15
Aggregated 1.931 408181 788279.15
e)
Date of the transaction
31 August 2016
f)
Place of the transaction
XASX
Notification of dealing form
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Brendan Harris
2
Reason for the notification 
a)
Position/status
Chief Financial Officer
b)
Initial notification/Amendment
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor 
a)
Name
South32 Limited
b)
LEI
N/A
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument 
Identification code
Ordinary shares 
AU000000S320
b)
Nature of the transaction
Vesting of rights under the South32 Equity Incentive Plan (EIP) and sale of shares to cover tax liability
c)
Price(s) and volume(s)
Price(s)
Volume(s)
0
274,862
(shares following vesting of rights under EIP)
$1.9312
134,682
(shares sold to cover tax)
d)
Aggregated information 
- Aggregated volume 
- Price
Price Volume Total
0.00 274862 0.00
Aggregated 0.00 274862 0.00
Price Volume Total
1.93 134682 260097.88
Aggregated 1.931 134682 260097.88
e)
Date of the transaction
31 August 2016
f)
Place of the transaction
XASX
Notification of dealing form
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Johannes Fredericus Grimbeek
2
Reason for the notification 
a)
Position/status
President and Chief Operating Officer Australia Region
b)
Initial notification/Amendment
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor 
a)
Name
South32 Limited
b)
LEI
N/A
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument 
Identification code
Ordinary shares 
AU000000S320
b)
Nature of the transaction
Vesting of rights under the South32 Equity Incentive Plan
c)
Price(s) and volume(s)
Price(s)
Volume(s)
0
204,062
d)
Aggregated information 
- Aggregated volume 
- Price
Price Volume Total
0.00 204062 0.00
Aggregated 0.00 204062 0.00
e)
Date of the transaction
31 August 2016
f)
Place of the transaction
XASX
Notification of dealing forms
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Michael Fraser
2
Reason for the notification 
a)
Position/status
President and Chief Operating Officer Africa Region
b)
Initial notification/Amendment
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor 
a)
Name
South32 Limited
b)
LEI
N/A
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument 
Identification code
Ordinary shares 
AU000000S320
b)
Nature of the transaction
Vesting of rights under the South32 Equity Incentive Plan (EIP) and sale of shares, including to cover tax liability
c)
Price(s) and volume(s)
Price(s)
Volume(s)
0
1,064,412
(shares following vesting of rights under EIP)
$1.9312
564,412
(shares sold including to cover tax)
d)
Aggregated information 
- Aggregated volume 
- Price
Price Volume Total
0.00 1064412 0.00
Aggregated 0.00 1064412 0.00
Price Volume Total
1.93 564412 1089992.45
Aggregated 1.931 564412 1089992.45
e)
Date of the transaction
31 August 2016
f)
Place of the transaction
XASX

This information is provided by RNS
The company news service from the London Stock Exchange
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