REG - South32 Limited - Director/PDMR Shareholding

South32Announcement

29/08/2018 12:40

RNS Number : 1623Z
South32 Limited
29 August 2018
 


Notification of dealing form



1


Details of the person discharging managerial responsibilities / person closely associated




a)


Name


Frank Cooper




2


Reason for the notification  




a)


Position/status


Non-Executive Director




b)


Initial notification/Amendment


Initial Notification




3


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  




a)


Name


South32 Limited




b)


LEI


213800LAZNPXSBKVHR17




4


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted




a)


Description of the financial instrument, type of instrument
 Identification code


Ordinary shares
AU000000S320




b)


Nature of the transaction


On-market purchase of South32 Limited ordinary shares on the Australian Securities Exchange




c)


Price(s) and volume(s)





Price(s)


Volume(s)




AUD$3.42


5,144











d)


Aggregated information
- Aggregated volume
- Price





 
Price


Volume


Total








3.42


5144


17592.48




Aggregated


3.42


5144


17592.48








e)


Date of the transaction


24 August 2018




f)


Place of the transaction


XASX



 
Notification of dealing form



1


Details of the person discharging managerial responsibilities / person closely associated




a)


Name


Xiaoling Liu




2


Reason for the notification  




a)


Position/status


Non-Executive Director




b)


Initial notification/Amendment


Initial Notification




3


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  




a)


Name


South32 Limited




b)


LEI


213800LAZNPXSBKVHR17




4


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted




a)


Description of the financial instrument, type of instrument
 Identification code


Ordinary shares
AU000000S320




b)


Nature of the transaction


On-market purchase of South32 Limited ordinary shares on the Australian Securities Exchange




c)


Price(s) and volume(s)





Price(s)


Volume(s)




AUD$3.45


10,000











d)


Aggregated information
- Aggregated volume
- Price


 



 
Price


Volume


Total








3.45


10000


34500.00




Aggregated


3.45


10000


34500.00








e)


Date of the transaction


24 August 2018




f)


Place of the transaction


XASX



 
Notification of dealing form



1


Details of the person discharging managerial responsibilities / person closely associated




a)


Name


Graham Kerr




2


Reason for the notification  




a)


Position/status


Chief Executive Officer and Managing Director




b)


Initial notification/Amendment


Initial Notification




3


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  




a)


Name


South32 Limited




b)


LEI


213800LAZNPXSBKVHR17




4


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted




a)


Description of the financial instrument, type of instrument
 Identification code


Ordinary shares
AU000000S320




b)


Nature of the transaction


Vesting of rights under the South32 Equity Incentive Plan (EIP) and sale of shares to cover tax liability




c)


Price(s) and volume(s)





Price(s)


Volume(s)




0


1,344,220

(shares following vesting of rights under EIP)




$3.39


633,872

(shares sold to cover tax)








d)


Aggregated information
- Aggregated volume
- Price





Price


Volume


Total








3.39


633872


2148826.08




Aggregated


3.39


633872


2148826.08











Price


Volume


Total








0.00


1344220


0.00




Aggregated


0.00


1344220


0.00



















e)


Date of the transaction


24 August 2018




f)


Place of the transaction


XASX



Notification of dealing form



1


Details of the person discharging managerial responsibilities / person closely associated




a)


Name


Brendan Harris




2


Reason for the notification  




a)


Position/status


Chief Financial Officer




b)


Initial notification/Amendment


Initial Notification




3


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  




a)


Name


South32 Limited




b)


LEI


213800LAZNPXSBKVHR17




4


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted




a)


Description of the financial instrument, type of instrument
 Identification code


Ordinary shares
AU000000S320




b)


Nature of the transaction


Vesting of rights under the South32 Equity Incentive Plan (EIP) and sale of shares to cover tax liabilities




c)


Price(s) and volume(s)





Price(s)


Volume(s)




0


682,155

(shares following vesting of rights under EIP)




$3.39


403,802

(shares sold to cover tax)








d)


Aggregated information
- Aggregated volume
- Price





Price


Volume


Total


 








0.00


682155


1368888.78


 




Aggregated


0.00


682155


0.00


 




Price


Volume


Total


 








3.39


403802


1368888.78




Aggregated


3.39


403802


1368888.78











 




e)


Date of the transaction


24 August 2018




f)


Place of the transaction


XASX



 
Notification of dealing form



1


Details of the person discharging managerial responsibilities / person closely associated




a)


Name


Paul Harvey




2


Reason for the notification  




a)


Position/status


Chief Operating Officer




b)


Initial notification/Amendment


Initial Notification




3


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  




a)


Name


South32 Limited




b)


LEI


213800LAZNPXSBKVHR17




4


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted




a)


Description of the financial instrument, type of instrument
 Identification code


Ordinary shares
AU000000S320




b)


Nature of the transaction


Vesting of rights under the South32 Equity Incentive Plan (EIP) and sale of shares to cover tax liability




c)


Price(s) and volume(s)





Price(s)


Volume(s)




0


647,832

(shares following vesting of rights under EIP)




$3.41


304,485

(shares sold to cover tax)








d)


Aggregated information
- Aggregated volume
- Price





Price


Volume


Total


 








0.00


647832


0.00


 




Aggregated


0.00


647832


0.00


 




Price


Volume


Total


 








3.41


304485


1038293.85




Aggregated


3.41


304485


1038293.85

















e)


Date of the transaction


24 August 2018




f)


Place of the transaction


XASX



 
Notification of dealing forms



1


Details of the person discharging managerial responsibilities / person closely associated




a)


Name


Michael Fraser




2


Reason for the notification  




a)


Position/status


Chief Operating Officer




b)


Initial notification/Amendment


Initial Notification




3


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  




a)


Name


South32 Limited




b)


LEI


213800LAZNPXSBKVHR17




4


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted




a)


Description of the financial instrument, type of instrument
 Identification code


Ordinary shares
AU000000S320




b)


Nature of the transaction


Vesting of rights under the South32 Equity Incentive Plan (EIP) and sale of shares to cover tax liabilities




c)


Price(s) and volume(s)





Price(s)


Volume(s)




0


1,391,364

(allocation of rights under EIP)




$3.47


681,771

(shares sold to cover tax)








d)


Aggregated information
- Aggregated volume
- Price





Price


Volume


Total


 








0.00


1391364


0.00


 




Aggregated


0.00


1391364


0.00


 




Price


Volume


Total


 








3.47


681771


2365745.37




Aggregated


3.47


681771


2365745.37

















e)


Date of the transaction


24 August 2018




f)


Place of the transaction


XASX



 




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