REG - South32 Limited - Director/PDMR Shareholding

South32Announcement

27/08/2019 08:35

RNS Number : 2394K
South32 Limited
27 August 2019
 


Notification of dealing form



1


Details of the person discharging managerial responsibilities / person closely associated




a)


Name


Graham Kerr




2


Reason for the notification  




a)


Position/status


Chief Executive Officer and Managing Director




b)


Initial notification/Amendment


Initial Notification




3


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  




a)


Name


South32 Limited




b)


LEI


213800LAZNPXSBKVHR17




4


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted




a)


Description of the financial instrument, type of instrument
 Identification code


Vesting of Rights under South32 Equity Incentive Plan (EIP) and sale of shares to cover tax liabilities
AU000000S320




b)


Nature of the transaction


Vesting of rights under the South32 EIP




c)


Price(s) and volume(s)





Price(s)


Volume(s)




0


3,274,568

(shares following vesting of rights under EIP)




$2.4651


1,971,241

(shares sold to cover tax)








d)


Aggregated information
- Aggregated volume
- Price


Aggregated volume:  3,274,568
Aggregated price: 0.00
Total Aggregated Price:  0.00
 
Aggregated volume:  1,971,241
Aggregated price: 2.47
Total Aggregated Price:  4,859,306.19
 




e)


Date of the transaction


23 August 2019




f)


Place of the transaction


XASX



 




 
Notification of dealing forms



1


Details of the person discharging managerial responsibilities / person closely associated




a)


Name


Michael Fraser




2


Reason for the notification  




a)


Position/status


Chief Operating Officer




b)


Initial notification/Amendment


Initial Notification




3


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  




a)


Name


South32 Limited




b)


LEI


213800LAZNPXSBKVHR17




4


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted




a)


Description of the financial instrument, type of instrument
 Identification code


Vesting of Rights under South32 Equity Incentive Plan (EIP) and sale of shares to cover tax liabilities
AU000000S320




b)


Nature of the transaction


Vesting of rights under the South32 EIP




c)


Price(s) and volume(s)





Price(s)


Volume(s)




0


2,029,104

(shares following vesting of rights under EIP)




$2.538106


913,098

(shares sold to cover tax)








d)


Aggregated information
- Aggregated volume
- Price


Aggregated volume:  2,029,104
Aggregated price: 0.00
Total Aggregated Price:  0.00

Aggregated volume:  913,098
Aggregated price: 2.54
Total Aggregated Price:  2,317,539.51





e)


Date of the transaction


23 August 2019




f)


Place of the transaction


XASX



 




 
Notification of dealing form



1


Details of the person discharging managerial responsibilities / person closely associated




a)


Name


Paul Harvey




2


Reason for the notification  




a)


Position/status


Chief Operating Officer




b)


Initial notification/Amendment


Initial Notification




3


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  




a)


Name


South32 Limited




b)


LEI


213800LAZNPXSBKVHR17




4


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted




a)


Description of the financial instrument, type of instrument
 Identification code


Vesting of Rights under South32 Equity Incentive Plan (EIP) and sale of shares to cover tax liabilities
AU000000S320




b)


Nature of the transaction


Vesting of rights under the South32 EIP




c)


Price(s) and volume(s)





Price(s)


Volume(s)




0


751,830

(shares following vesting of rights under EIP)




$2.471937


353,363

(shares sold to cover tax)








d)


Aggregated information
- Aggregated volume
- Price


Aggregated volume:  751,830
Aggregated price: 0.00
Total Aggregated Price:  0.00

Aggregated volume:  353,363
Aggregated price: 2.47
Total Aggregated Price:  873,491.07





e)


Date of the transaction


23 August 2019




f)


Place of the transaction


XASX



 




 
Notification of dealing form



1


Details of the person discharging managerial responsibilities / person closely associated




a)


Name


Katherine Tovich




2


Reason for the notification  




a)


Position/status


Chief Financial Officer




b)


Initial notification/Amendment


Initial Notification




3


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  




a)


Name


South32 Limited




b)


LEI


213800LAZNPXSBKVHR17




4


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted




a)


Description of the financial instrument, type of instrument
 Identification code


Vesting of Rights under South32 Equity Incentive Plan (EIP) and sale of shares to cover tax liabilities
AU000000S320




b)


Nature of the transaction


Vesting of rights under the South32 EIP




c)


Price(s) and volume(s)





Price(s)


Volume(s)




0


371,604

(shares following vesting of rights under EIP)




$2.4651


175,230

(shares sold to cover tax)








d)


Aggregated information
- Aggregated volume
- Price


Aggregated volume:  371,604
Aggregated price: 0.00
Total Aggregated Price:  0.00

Aggregated volume:  175,230
Aggregated price: 2.47
Total Aggregated Price:  431,959.47





e)


Date of the transaction


23 August 2019




f)


Place of the transaction


XASX



 




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