REG - South32 Limited - Director/PDMR Shareholding

South32Announcement

11/12/2019 07:05

RNS Number : 4809W
South32 Limited
11 December 2019
 


Notification of dealing form



1


Details of the person discharging managerial responsibilities / person closely associated




a)


Name


Graham Kerr




2


Reason for the notification  




a)


Position/status


Chief Executive Officer and Managing Director




b)


Initial notification/Amendment


Initial Notification




3


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  




a)


Name


South32 Limited




b)


LEI


213800LAZNPXSBKVHR17




4


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted




a)


Description of the financial instrument, type of instrument
 Identification code


Rights under South32 Equity Incentive Plan
AU000000S320




b)


Nature of the transaction


Allocation of rights under the South32 EIP




c)


Price(s) and volume(s)





Price(s)


Volume(s)




0


2,048,358

(allocation of rights under EIP)








d)


Aggregated information
- Aggregated volume
- Price


Aggregated volume:  2048358
Aggregated price: 0.00
Total Aggregated Price:  0.00




e)


Date of the transaction


6 December 2019




f)


Place of the transaction


XASX



 




 
Notification of dealing forms



1


Details of the person discharging managerial responsibilities / person closely associated




a)


Name


Michael Fraser




2


Reason for the notification  




a)


Position/status


Chief Operating Officer




b)


Initial notification/Amendment


Initial Notification




3


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  




a)


Name


South32 Limited




b)


LEI


213800LAZNPXSBKVHR17




4


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted




a)


Description of the financial instrument, type of instrument
 Identification code


Rights under South32 Equity Incentive Plan
AU000000S320




b)


Nature of the transaction


Allocation of rights under the South32 EIP




c)


Price(s) and volume(s)





Price(s)


Volume(s)




0


959,540

(allocation of rights under EIP)








d)


Aggregated information
- Aggregated volume
- Price


Aggregated volume:  959540
Aggregated price: 0.00
Total Aggregated Price:  0.00




e)


Date of the transaction


6 December 2019




f)


Place of the transaction


XASX



 




 
Notification of dealing form



1


Details of the person discharging managerial responsibilities / person closely associated




a)


Name


Paul Harvey




2


Reason for the notification  




a)


Position/status


Chief Operating Officer




b)


Initial notification/Amendment


Initial Notification




3


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  




a)


Name


South32 Limited




b)


LEI


213800LAZNPXSBKVHR17




4


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted




a)


Description of the financial instrument, type of instrument
 Identification code


Rights under South32 Equity Incentive Plan
AU000000S320




b)


Nature of the transaction


Allocation of rights under the South32 EIP




c)


Price(s) and volume(s)





Price(s)


Volume(s)




0


800,636

(allocation of rights under EIP)








d)


Aggregated information
- Aggregated volume
- Price


Aggregated volume:  800636
Aggregated price: 0.00
Total Aggregated Price:  0.00




e)


Date of the transaction


6 December 2019




f)


Place of the transaction


XASX



 




 
Notification of dealing form



1


Details of the person discharging managerial responsibilities / person closely associated




a)


Name


Katherine Tovich




2


Reason for the notification  




a)


Position/status


Chief Financial Officer




b)


Initial notification/Amendment


Initial Notification




3


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  




a)


Name


South32 Limited




b)


LEI


213800LAZNPXSBKVHR17




4


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted




a)


Description of the financial instrument, type of instrument
 Identification code


Rights under South32 Equity Incentive Plan
AU000000S320




b)


Nature of the transaction


Allocation of rights under the South32 EIP




c)


Price(s) and volume(s)





Price(s)


Volume(s)




0


673,934

(allocation of rights under EIP)








d)


Aggregated information
- Aggregated volume
- Price


Aggregated volume:  673934
Aggregated price: 0.00
Total Aggregated Price:  0.00




e)


Date of the transaction


6 December 2019




f)


Place of the transaction


XASX



 




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