REG - South32 Limited - Holding(s) in Company

South32Announcement

24/08/2021 08:35

RNS Number : 5909J
  
South32 Limited
  
24 August 2021
  
 

TR-1: Standard form for notification of major holdings 

1. Issuer Details 



ISIN 


AU000000S320 


Issuer Name 


South32 Limited 


UK or Non-UK Issuer 


Non-UK 



2. Reason for Notification 


An event changing the breakdown of voting 


3. Details of person subject to the notification obligation 



Name 


BlackRock, Inc. 


City of registered office (if applicable) 


Wilmington 


Country of registered office (if applicable) 


USA 



4. Details of the shareholder 



Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above 


 


City of registered office (if applicable) 


 


Country of registered office (if applicable) 


 



5. Date on which the threshold was crossed or reached 


20-Aug-2021 


6. Date on which Issuer notified 


23-Aug-2021 


7. Total positions of person(s) subject to the notification obligation 







% of voting rights attached to shares (total of 8.A) 


% of voting rights through financial instruments (total of 8.B 1 + 8.B 2) 


Total of both in % (8.A + 8.B) 


Total number of voting rights held in issuer 




Resulting situation on the date on which threshold was crossed or reached 


5.020000 


0.020000 


5.040000 


236346145 




Position of previous notification (if applicable) 


Below 5%


Below 5%


Below 5%








8. Notified details of the resulting situation on the date on which the threshold was crossed or reached 


8A. Voting rights attached to shares 





Class/Type of shares ISIN code(if possible) 


Number of direct voting rights (DTR5.1) 


Number of indirect voting rights (DTR5.2.1) 


% of direct voting rights (DTR5.1) 


% of indirect voting rights (DTR5.2.1) 




AU000000S320 






234904666 






5.020000 




Sub Total 8.A 


234904666 


5.020000% 





8B1. Financial Instruments according to (DTR5.3.1R.(1) (a)) 





Type of financial instrument 


Expiration date 


Exercise/conversion period 


Number of voting rights that may be acquired if the instrument is exercised/converted 


% of voting rights 




American Depository Receipt 










288180 


0.000000 




Sub Total 8.B1 






288180 


0.000000% 





8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b)) 





Type of financial instrument 


Expiration date 


Exercise/conversion period 


Physical or cash settlement 


Number of voting rights 


% of voting rights 




CFD 










Cash 


1153299 


0.020000 




Sub Total 8.B2 






1153299 


0.020000% 





9. Information in relation to the person subject to the notification obligation 


2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary) 





Ultimate controlling person 


Name of controlled undertaking 


% of voting rights if it equals or is higher than the notifiable threshold 


% of voting rights through financial instruments if it equals or is higher than the notifiable threshold 


Total of both if it equals or is higher than the notifiable threshold 




BlackRock, Inc. (Chain 1) 
























BlackRock Holdco 2, Inc. 




















BlackRock Financial Management, Inc. 




















BlackRock International Holdings, Inc. 




















BR Jersey International Holdings L.P. 




















BlackRock (Singapore) Holdco Pte. Ltd. 




















BlackRock HK Holdco Limited 




















BlackRock Lux Finco S.a.r.l. 




















BlackRock Japan Holdings GK 




















BlackRock Japan Co., Ltd. 
















BlackRock, Inc. (Chain 2) 
























Trident Merger, LLC 




















BlackRock Investment Management, LLC 
















BlackRock, Inc. (Chain 3) 
























BlackRock Holdco 2, Inc. 




















BlackRock Financial Management, Inc. 




















BlackRock International Holdings, Inc. 




















BR Jersey International Holdings L.P. 




















BlackRock Holdco 3, LLC 




















BlackRock Cayman 1 LP 




















BlackRock Cayman West Bay Finco Limited 




















BlackRock Cayman West Bay IV Limited 




















BlackRock Group Limited 




















BlackRock Finance Europe Limited 




















BlackRock Investment Management (UK) Limited 
















BlackRock, Inc. (Chain 4) 
























BlackRock Holdco 2, Inc. 




















BlackRock Financial Management, Inc. 




















BlackRock International Holdings, Inc. 




















BR Jersey International Holdings L.P. 




















BlackRock Australia Holdco Pty. Ltd. 




















BlackRock Investment Management (Australia) Limited 
















BlackRock, Inc. (Chain 5) 
























BlackRock Holdco 2, Inc. 




















BlackRock Financial Management, Inc. 




















BlackRock International Holdings, Inc. 




















BR Jersey International Holdings L.P. 




















BlackRock Holdco 3, LLC 




















BlackRock Cayman 1 LP 




















BlackRock Cayman West Bay Finco Limited 




















BlackRock Cayman West Bay IV Limited 




















BlackRock Group Limited 




















BlackRock International Limited 
















BlackRock, Inc. (Chain 6) 
























BlackRock Holdco 2, Inc. 




















BlackRock Financial Management, Inc. 




















BlackRock Holdco 4, LLC 




















BlackRock Holdco 6, LLC 




















BlackRock Delaware Holdings Inc. 




















BlackRock Institutional Trust Company, National Association 
















BlackRock, Inc. (Chain 7) 
























BlackRock Holdco 2, Inc. 




















BlackRock Financial Management, Inc. 




















BlackRock Holdco 4, LLC 




















BlackRock Holdco 6, LLC 




















BlackRock Delaware Holdings Inc. 




















BlackRock Fund Advisors 
















BlackRock, Inc. (Chain 8) 
























BlackRock Holdco 2, Inc. 




















BlackRock Financial Management, Inc. 
















BlackRock, Inc. (Chain 9) 
























BlackRock Holdco 2, Inc. 




















BlackRock Financial Management, Inc. 




















BlackRock International Holdings, Inc. 




















BR Jersey International Holdings L.P. 




















BlackRock (Singapore) Holdco Pte. Ltd. 




















BlackRock HK Holdco Limited 




















BlackRock Asset Management North Asia Limited 
















BlackRock, Inc. (Chain 10) 
























BlackRock Holdco 2, Inc. 




















BlackRock Financial Management, Inc. 




















BlackRock International Holdings, Inc. 




















BR Jersey International Holdings L.P. 




















BlackRock Holdco 3, LLC 




















BlackRock Canada Holdings LP 




















BlackRock Canada Holdings ULC 




















BlackRock Asset Management Canada Limited 
















BlackRock, Inc. (Chain 11) 
























BlackRock Holdco 2, Inc. 




















BlackRock Financial Management, Inc. 




















BlackRock Capital Holdings, Inc. 




















BlackRock Advisors, LLC 
















BlackRock, Inc. (Chain 12) 
























BlackRock Holdco 2, Inc. 




















BlackRock Financial Management, Inc. 




















BlackRock International Holdings, Inc. 




















BR Jersey International Holdings L.P. 




















BlackRock Holdco 3, LLC 




















BlackRock Cayman 1 LP 




















BlackRock Cayman West Bay Finco Limited 




















BlackRock Cayman West Bay IV Limited 




















BlackRock Group Limited 




















BlackRock Finance Europe Limited 




















BlackRock Advisors (UK) Limited 
















BlackRock, Inc. (Chain 13) 
























BlackRock Holdco 2, Inc. 




















BlackRock Financial Management, Inc. 




















BlackRock International Holdings, Inc. 




















BR Jersey International Holdings L.P. 




















BlackRock (Singapore) Holdco Pte. Ltd. 




















BlackRock (Singapore) Limited 
















BlackRock, Inc. (Chain 14) 
























Trident Merger, LLC 




















BlackRock Investment Management, LLC 




















Amethyst Intermediate, LLC 




















Aperio Holdings, LLC 




















Aperio Group, LLC 

















10. In case of proxy voting 



Name of the proxy holder 


 


The number and % of voting rights held 


 


The date until which the voting rights will be held 


 



11. Additional Information 


BlackRock Regulatory Threshold Reporting Team



Jana Blumenstein



020 7743 3650 


12. Date of Completion 


23rd August 2021


13. Place Of Completion 


12 Throgmorton Avenue, London, EC2N 2DL, U.K. 


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