REG - South32 Limited - Notification of Dealing Form <Origin Href="QuoteRef">S32.AX</Origin>

South32Announcement

15/12/2017 08:20

RNS Number : 4757Z
South32 Limited
15 December 2017
Notification of dealing form
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Graham Kerr
2
Reason for the notification 
a)
Position/status
Chief Executive Officer and Managing Director
b)
Initial notification/Amendment
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor 
a)
Name
South32 Limited
b)
LEI
213800LAZNPXSBKVHR17
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument 
Identification code
Rights under South32 Equity Incentive Plan
 AU000000S320
b)
Nature of the transaction
Allocation of rights under the South32 EIP
c)
Price(s) and volume(s)
Price(s)
Volume(s)
0
2,298,772
(allocation of rights under EIP)
d)
Aggregated information 
- Aggregated volume 
- Price

e)
Date of the transaction
13 December 2017
f)
Place of the transaction
XASX
Notification of dealing form
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Brendan Harris
2
Reason for the notification 
a)
Position/status
Chief Financial Officer
b)
Initial notification/Amendment
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor 
a)
Name
South32 Limited
b)
LEI
213800LAZNPXSBKVHR17
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument 
Identification code
Rights under South32 Equity Incentive Plan
AU000000S320
b)
Nature of the transaction
Allocation of rights under the South32 EIP
c)
Price(s) and volume(s)
Price(s)
Volume(s)
0
764,235
(allocation of rights under EIP)
d)
Aggregated information 
- Aggregated volume 
- Price

e)
Date of the transaction
13 December 2017
f)
Place of the transaction
XASX
Notification of dealing form
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Paul Harvey
2
Reason for the notification 
a)
Position/status
President and Chief Operating Officer Australia Region
b)
Initial notification/Amendment
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor 
a)
Name
South32 Limited
b)
LEI
213800LAZNPXSBKVHR17
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument 
Identification code
Rights under South32 Equity Incentive Plan
 AU000000S320
b)
Nature of the transaction
Allocation of rights under the South32 EIP
c)
Price(s) and volume(s)
Price(s)
Volume(s)
0
875,845
(allocation of rights under EIP)
d)
Aggregated information 
- Aggregated volume 
- Price

e)
Date of the transaction
13 December 2017
f)
Place of the transaction
XASX
Notification of dealing forms
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Michael Fraser
2
Reason for the notification 
a)
Position/status
President and Chief Operating Officer Africa Region
b)
Initial notification/Amendment
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor 
a)
Name
South32 Limited
b)
LEI
213800LAZNPXSBKVHR17
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument 
Identification code
Rights under South32 Equity Incentive Plan
 AU000000S320
b)
Nature of the transaction
Allocation of rights under the South32 EIP
c)
Price(s) and volume(s)
Price(s)
Volume(s)
0
1,096,220
(allocation of rights under EIP)
d)
Aggregated information 
- Aggregated volume 
- Price

e)
Date of the transaction
13 December 2017
f)
Place of the transaction
XASX

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