REG - South32 Limited - Notification of Dealing Form
12/12/2022 09:30
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RNS Number : 3702J South32 Limited 12 December 2022
Notification of dealing form
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Graham Kerr
2 Reason for the notification
a) Position/status Chief Executive Officer and Managing Director
b) Initial notification/Amendment Initial Notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name South32 Limited
b) LEI 213800LAZNPXSBKVHR17
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Rights under South32 Equity Incentive Plan (EIP)
Identification code AU000000S320
b) Nature of the transaction Allocation of rights under the South32 EIP
c) Price(s) and volume(s) Price(s) Volume(s)
0 1,217,602
(allocation of rights under EIP)
d) Aggregated information Aggregated volume: 1217602
- Aggregated volume Aggregated price: 0.00
- Price Total Aggregated Price: 0.00
e) Date of the transaction 8 December 2022
f) Place of the transaction XASX
d)
Aggregated information
- Aggregated volume
- Price
Aggregated volume: 1217602
Aggregated price: 0.00
Total Aggregated Price: 0.00
e)
Date of the transaction
8 December 2022
f)
Place of the transaction
XASX
Notification of dealing form
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Katherine Tovich
2 Reason for the notification
a) Position/status Chief Financial Officer
b) Initial notification/Amendment Initial Notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name South32 Limited
b) LEI 213800LAZNPXSBKVHR17
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Rights under South32 Equity Incentive Plan (EIP)
Identification code AU000000S320
b) Nature of the transaction Allocation of rights under the South32 EIP
c) Price(s) and volume(s) Price(s) Volume(s)
0 459,198
(allocation of rights under EIP)
d) Aggregated information Aggregated volume: 459198
- Aggregated volume Aggregated price: 0.00
- Price Total Aggregated Price: 0.00
e) Date of the transaction 8 December 2022
f) Place of the transaction XASX
d)
Aggregated information
- Aggregated volume
- Price
Aggregated volume: 459198
Aggregated price: 0.00
Total Aggregated Price: 0.00
e)
Date of the transaction
8 December 2022
f)
Place of the transaction
XASX
Notification of dealing form
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Jason Economidis
2 Reason for the notification
a) Position/status Chief Operating Officer
b) Initial notification/Amendment Initial Notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name South32 Limited
b) LEI 213800LAZNPXSBKVHR17
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Rights under South32 Equity Incentive Plan (EIP)
Identification code AU000000S320
b) Nature of the transaction Allocation of rights under the South32 EIP
c) Price(s) and volume(s) Price(s) Volume(s)
0 379,481
(allocation of rights under EIP)
d) Aggregated information Aggregated volume: 379481
- Aggregated volume Aggregated price: 0.00
- Price Total Aggregated Price: 0.00
e) Date of the transaction 8 December 2022
f) Place of the transaction XASX
d)
Aggregated information
- Aggregated volume
- Price
Aggregated volume: 379481
Aggregated price: 0.00
Total Aggregated Price: 0.00
e)
Date of the transaction
8 December 2022
f)
Place of the transaction
XASX
Notification of dealing forms
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name (Noel) Kumaran Perumal Pillay
2 Reason for the notification
a) Position/status Chief Operating Officer
b) Initial notification/Amendment Initial Notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name South32 Limited
b) LEI 213800LAZNPXSBKVHR17
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Rights under South32 Equity Incentive Plan (EIP)
Identification code AU000000S320
b) Nature of the transaction Allocation of rights under the South32 EIP
c) Price(s) and volume(s) Price(s) Volume(s)
0 301,582
(allocation of rights under EIP)
d) Aggregated information Aggregated volume: 301582
- Aggregated volume Aggregated price: 0.00
- Price Total Aggregated Price: 0.00
e) Date of the transaction 8 December 2022
f) Place of the transaction XASX
d)
Aggregated information
- Aggregated volume
- Price
Aggregated volume: 301582
Aggregated price: 0.00
Total Aggregated Price: 0.00
e)
Date of the transaction
8 December 2022
f)
Place of the transaction
XASX
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