REG - South32 Limited - Notification of Dealing

South32Announcement

24/08/2021 09:00

RNS Number : 5926J
  
South32 Limited
  
24 August 2021
  
 

Notification of dealing form



1


Details of the person discharging managerial responsibilities / person closely associated




a)


Name


Graham Kerr




2


Reason for the notification  




a)


Position/status


Chief Executive Officer and Managing Director




b)


Initial notification/Amendment


Initial Notification




3


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  




a)


Name


South32 Limited




b)


LEI


213800LAZNPXSBKVHR17




4


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted




a)


Description of the financial instrument, type of instrument 
 Identification code


Vesting of Rights under South32 Equity Incentive Plan (EIP)
AU000000S320




b)


Nature of the transaction


Vesting of rights under the South32 EIP




c)


Price(s) and volume(s)





Price(s)


Volume(s)




0


352097

(shares following vesting of rights under EIP)








d)


Aggregated information 
- Aggregated volume 
- Price


Aggregated volume:  352097
Aggregated price: 0.00
Total Aggregated Price:  0.00





b)


Nature of the transaction


Sale of shares 




c)


Price(s) and volume(s)





Price(s)


Volume(s)




$2.75


165,486











d)


Aggregated information 
- Aggregated volume 
- Price


Aggregated volume:  165486
Aggregated price: 2.75
Total Aggregated Price:  454780.68




e)


Date of the transaction


20 August 2021




f)


Place of the transaction


XASX



 




 
Notification of dealing forms



1


Details of the person discharging managerial responsibilities / person closely associated




a)


Name


Michael Fraser




2


Reason for the notification  




a)


Position/status


Chief Operating Officer 




b)


Initial notification/Amendment


Initial Notification




3


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  




a)


Name


South32 Limited




b)


LEI


213800LAZNPXSBKVHR17




4


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted




a)


Description of the financial instrument, type of instrument 
 Identification code


Vesting of Rights under South32 Equity Incentive Plan (EIP) and sale of shares 
AU000000S320




b)


Nature of the transaction


Vesting of rights under the South32 EIP




c)


Price(s) and volume(s)





Price(s)


Volume(s)




0


180724

(shares following vesting of rights under EIP)








d)


Aggregated information 
- Aggregated volume 
- Price


Aggregated volume:  180724
Aggregated price: 0.00
Total Aggregated Price:  0.00




b)


Nature of the transaction


Sale of shares 




c)


Price(s) and volume(s)





Price(s)


Volume(s)




$2.86


81326







$2.75


99398











d)


Aggregated information 
- Aggregated volume 
- Price


Aggregated volume:  180724
Aggregated price: 2.798
Total Aggregated Price:  505,753.17




e)


Date of the transaction


20 August 2021




f)


Place of the transaction


XASX



 




 
Notification of dealing form



1


Details of the person discharging managerial responsibilities / person closely associated




a)


Name


Jason Economidis




2


Reason for the notification  




a)


Position/status


Chief Operating Officer 




b)


Initial notification/Amendment


Initial Notification




3


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  




a)


Name


South32 Limited




b)


LEI


213800LAZNPXSBKVHR17




4


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted




a)


Description of the financial instrument, type of instrument 
 Identification code


Vesting of Rights under South32 Equity Incentive Plan (EIP)
AU000000S320




b)


Nature of the transaction


Vesting of rights under the South32 EIP




c)


Price(s) and volume(s)





Price(s)


Volume(s)




0


49481

(shares following vesting of rights under EIP)








d)


Aggregated information 
- Aggregated volume 
- Price


Aggregated volume:  49481
Aggregated price: 0.00
Total Aggregated Price:  0.00




e)


Date of the transaction


20 August 2021




f)


Place of the transaction


XASX



 




 
Notification of dealing form



1


Details of the person discharging managerial responsibilities / person closely associated




a)


Name


Katherine Tovich




2


Reason for the notification  




a)


Position/status


Chief Financial Officer 




b)


Initial notification/Amendment


Initial Notification




3


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  




a)


Name


South32 Limited




b)


LEI


213800LAZNPXSBKVHR17




4


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted




a)


Description of the financial instrument, type of instrument 
 Identification code


Vesting of Rights under South32 Equity Incentive Plan (EIP) and sale of shares
AU000000S320




b)


Nature of the transaction


Vesting of rights under the South32 EIP




c)


Price(s) and volume(s)





Price(s)


Volume(s)




0


83243

(shares following vesting of rights under EIP)








d)


Aggregated information 
- Aggregated volume 
- Price


Aggregated volume:  83243
Aggregated price: 0.00
Total Aggregated Price:  0.00




b)


Nature of the transaction


Sale of shares 




c)


Price(s) and volume(s)





Price(s)


Volume(s)




$2.748


59,935











d)


Aggregated information 
- Aggregated volume 
- Price


Aggregated volume:  59935
Aggregated price: 2.748
Total Aggregated Price:  164,710.49




e)


Date of the transaction


20 August 2021




f)


Place of the transaction


XASX



 

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