REG - Thor Mining PLC - Appendix 3Y <Origin Href="QuoteRef">THRL.L</Origin>

Thor EnergyAnnouncement

28/11/2016 07:05

RNS Number : 1849Q
Thor Mining PLC
28 November 2016
Monday, 28 November 2016
THOR MINING PLC
Thor Mining PLC ("Thor" or the "Company")
The Directors of Thor Mining PLC (AIM, ASX: THR) today released the following announcement on the Australian Securities Exchange ("ASX") as required under the listing rules of the ASX.
28 November 2016
Company Announcements Office,
ASX Securities Limited,
20 Bridge Street,
Sydney, N.S.W. 2000.
Appendix 3Ys - Issue of Shares to Directors
The Directors of Thor Mining PLC ("Thor" or the "Company") (AIM, ASX THR) advise that a total of 207,336,523 CDIs or Ordinary Shares, were issued to Directors on the 25 November 2016, following shareholder approval on 24 November 2016. The table below summarises the securities issued and the resultant balance of securities held by those Directors following the issue, including the resultant percentage of issued capital.
Director
Shares/CDIs issued
Resultant Shares/CDIs held

Number
Number
% of the total issued share capital of the Company
Michael Billing
95,693,780
619,131,158
7.8%
David Thomas
95,693,780
229,024,250
2.9%
Gervaise Heddle
15,948,963
115,948,963
1.5%
Total
207,336,523
964,104,371
12.2%
The applicable Appendix 3Y's are attached.
Enquiries: 
Mick Billing
+61 (8) 7324 1935
Thor Mining PLC
ExecutiveChairman
Ray Ridge
+61 (8) 7324 1935
Thor Mining PLC
CFO/Company
Secretary
Colin Aaronson/ 
Daniel Bush/ 
Richard Tonthat
+44 (0) 207 383 5100
Grant Thornton UK LLP
Nominated Adviser
Gerry Beaney/
David Hignell
John Howes
+44 (0) 20 3861 6625
Northland Capital Partners Limited
Joint Broker
Nick Emerson / 
Andy Thacker
+44 (0) 1483 413 500
SI Capital
Joint Broker
Tim Blythe/
Camilla Horsfall
+44 (0) 207 138 3222
Blytheweigh
Financial PR
Updates on the Company's activities are regularly posted on Thor's website www.thormining.com, which includes a facility to register to receive these updates by email. Email:admin@thormining.com

Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/9/2001.
Name of entity: Thor Mining PLC
ARBN: 121 117 673
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act. 
Name of Director
Michael Robert Billing
Date of last notice
14 October 2016
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Direct or indirect interest
Direct & Indirect
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant interest.
Michael Billing is: 
 a trustee and beneficiary of the Lapun Kamap Super Fund and 
 a director and shareholder of MBB Trading Pty Ltd.
Date of change
25 November 2016
No. of securities held before change - Direct
 58,639,762 CDIs
 2,500,000 AIM listed Shares
No. of securities held before change - Indirect
Held by Mr M Billing and Mrs B Billing as trustees and beneficiaries of the Lapun Kamap Super Fund.
 259,342,268 CDIs
 139,126,000 Unlisted Options (expiry 11 April 2019, exercise price 0.0005)
 100,000,000 Unlisted Options (expiry 26 July 2019, exercise price 0.0005)
Held by MBB Trading Pty Ltd
 202,955,348 CDI
 80,000,000 Unlisted Options (expiry 11 April 2019, exercise price 0.0005)
Class
CDIs (ASX listed)
Number acquired - Direct
95,693,780 CDIs
Number acquired - Indirect
Nil
Number disposed
N/A
Value/Consideration
(a) Note: If consideration is non-cash, provide details and estimated valuation
A$40,000 or A$0.000418 per CDI.
The price per CDI was set by the one month VWAP for AIM traded Shares through to 10 October 2016 of 0.000256, converted to AUD at the exchange rate of 0.6119 at 10 October 2016.
No. of securities held after change - Direct
 154,333,542 CDIs
 2,500,000 AIM listed Shares
No. of securities held after change - Indirect
Held by Mr M Billing and Mrs B Billing as trustees and beneficiaries of the Lapun Kamap Super Fund.
 259,342,268 CDIs
 139,126,000 Unlisted Options (expiry 11 April 2019, exercise price 0.0005)
 100,000,000 Unlisted Options (expiry 26 July 2019, exercise price 0.0005)
Held by MBB Trading Pty Ltd
 202,955,348 CDI
 80,000,000 Unlisted Options (expiry 11 April 2019, exercise price 0.0005)
Nature of change
(b) Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back
The CDIs were issued in lieu of cash remuneration of A$40,000 owing for Directors fees for the 12 month period to 30 September 2016. The issue was approved by shareholders on 24 November 2016.
Part 2 - Change of director's interests in contracts
Detail of contract

Nature of interest

Name of registered holder
(if issued securities)

Date of change

No. and class of securities to which interest related prior to change
Note: Details are only required for a contract in relation to which the interest has changed

Interest acquired

Interest disposed

Value/Consideration
Note: If consideration is non-cash, provide details and an estimated valuation 

Interest after change

Part 3 - +Closed period
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required?
No.
If so, was prior written clearance provided to allow the trade to proceed during this period?
N/A
If prior written clearance was provided, on what date was this provided?
N/A

Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/9/2001.
Name of entity: Thor Mining PLC
ARBN: 121 117 673
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act. 
Name of Director
Gervaise Heddle
Date of last notice
14 October 2016
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Direct or indirect interest
Direct
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant interest.
N/A
Date of change
25 November 2016
No. of securities held prior to change -Direct
 100,000,000 Ordinary Shares
 100,000,000 Unlisted Options (expiry 7 April 2019, exercise price 0.0005)
 100,000,000 Unlisted Options (expiry 26 July 2019, exercise price 0.0005)
No. of securities held prior to change- Indirect
Nil
Class
Ordinary Shares (AIM listed)
Number acquired - Direct
15,948,963 Ordinary Shares
Number acquired - Indirect
N/A
Number disposed
N/A
Value/Consideration
 Note: If consideration is non-cash, provide details and estimated valuation
A$6,667 or A$0.000418 per Ordinary Share.
The price per Ordinary Share was set by the one month VWAP for AIM traded Shares through to 10 October 2016 of 0.000256, converted to AUD at the exchange rate of 0.6119 at 10 October 2016.
No. of securities held after change - Direct
 115,948,963 Ordinary Shares
 100,000,000 Unlisted Options (expiry 7 April 2019, exercise price 0.0005)
 100,000,000 Unlisted Options (expiry 26 July 2019, exercise price 0.0005)
No. of securities held after change - Indirect
Nil 
Nature of change
 Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back
The Ordinary Shares were issued in lieu of cash remuneration of A$6,667 owing for Directors fees for the 2 month period from appointment through to 30 September 2016. The issue was approved by shareholders on 24 November 2016.


Part 2 - Change of director's interests in contracts
Detail of contract

Nature of interest

Name of registered holder
(if issued securities)

Date of change

No. and class of securities to which interest related prior to change
 Note: Details are only required for a contract in relation to which the interest has changed

Interest acquired

Interest disposed

Value/Consideration
 Note: If consideration is non-cash, provide details and an estimated valuation 

Interest after change

Part 3 - +Closed period
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required?
No
If so, was prior written clearance provided to allow the trade to proceed during this period?
N/A
If prior written clearance was provided, on what date was this provided?
N/A

Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/9/2001.
Name of entity: Thor Mining PLC
ARBN: 121 117 673
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act. 
 Name of Director
David Edward Thomas
Date of last notice
14 October 2016
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Direct or indirect interest
Direct 
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant interest.
N/A
Date of change
25 November 2016
No. of securities held prior to change: Direct.
 133,330,470 CDIs
 57,670,000 Unlisted Options (expiry 11 April 2019, exercise price 0.0005)
 100,000,000 Unlisted Options (expiry 26 July 2019, exercise price 0.0005)
No. of securities held prior to change: Indirect.
Nil
Class
CDIs (ASX listed)
Number acquired - Direct
95,693,780 CDIs
Number acquired - Indirect
Nil
Number disposed
Nil
Value/Consideration
(a) Note: If consideration is non-cash, provide details and estimated valuation
A$40,000 or A$0.000418 per CDI.
The price per CDI was set by the one month VWAP for AIM traded Shares through to 10 October 2016 of 0.000256, converted to AUD at the exchange rate of 0.6119 at 10 October 2016.
No. of securities held after change:
Direct
 229,024,250 CDIs
 57,670,000 Unlisted Options (expiry 11 April 2019, exercise price 0.0005)
 100,000,000 Unlisted Options (expiry 26 July 2019, exercise price 0.0005)
No. of securities held after change:
Indirect
Nil
Nature of change
(b) Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back
The CDIs were issued in lieu of cash remuneration of A$40,000 owing for Directors fees for the 12 month period to 30 September 2016. The issue was approved by shareholders on 24 November 2016.
Part 2 - Change of director's interests in contracts
Detail of contract

Nature of interest

Name of registered holder
(if issued securities)

Date of change

No. and class of securities to which interest related prior to change
(c) Note: Details are only required for a contract in relation to which the interest has changed

Interest acquired

Interest disposed

Value/Consideration
(d) Note: If consideration is non-cash, provide details and an estimated valuation 

Interest after change

Part 3 - +Closed period
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required?
No
If so, was prior written clearance provided to allow the trade to proceed during this period?
N/A
If prior written clearance was provided, on what date was this provided?
N/A

The information set out below is provided in accordance with the requirements of Article 19(3) of the EU Market Abuse Regulation No 596/2014.
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR PERSONS CLOSELY ASSOCIATED WITH THEM
1 
Details of the person discharging managerial responsibilities / person closely associated 
a) 
Name 
Michael Billing
2 
Reason for the notification 
a) 
Position/status 
Executive Chairman
b) 
Initial notification /Amendment 
Initial Notification
3 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor 
a) 
Name 
Thor Mining Plc
b) 
LEI 
N/A
4 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted 
a) 
Description of the financial instrument, type of instrument 
Identification code 
Ordinary Fully Paid Shares of 0.01 pence each
GB00B1DXJY95
b) 
Nature of the transaction 
Shares issued in lieu of cash remuneration owed for Directors fees. Approved by shareholders 24 November 2016.
c) 
Price(s) and volume(s) 
Price(s)
Volume(s)
A$0.000418 per share
95,693,780
d) 
Aggregated information 
- Aggregated volume 
- Price 
Aggregated volume 95,693,780 
Aggregated price A$0.000418 per share
Aggregated total A$40,000
e) 
Date of the transaction 
25 November 2016
f) 
Place of the transaction 
AIM Market of the London Stock Exchange
1 
Details of the person discharging managerial responsibilities / person closely associated 
a) 
Name 
David Thomas
2 
Reason for the notification 
a) 
Position/status 
Non-Executive Director
b) 
Initial notification /Amendment 
Initial Notification
3 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor 
a) 
Name 
Thor Mining Plc
b) 
LEI 
N/A
4 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted 
a) 
Description of the financial instrument, type of instrument 
Identification code 
Ordinary Fully Paid Shares of 0.01 pence each
GB00B1DXJY95
b) 
Nature of the transaction 
Shares issued in lieu of cash remuneration owed for Directors fees. Approved by shareholders 24 November 2016.
c) 
Price(s) and volume(s) 
Price(s)
Volume(s)
A$0.000418 per share
95,693,780
d) 
Aggregated information 
- Aggregated volume 
- Price 
Aggregated volume 95,693,780
Aggregated price A$0.000418 per share
Aggregated total A$40,000
e) 
Date of the transaction 
25 November 2016
f) 
Place of the transaction 
AIM Market of the London Stock Exchange
1 
Details of the person discharging managerial responsibilities / person closely associated 
a) 
Name 
Gervaise Heddle
2 
Reason for the notification 
a) 
Position/status 
Non-Executive Director
b) 
Initial notification /Amendment 
Initial Notification
3 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor 
a) 
Name 
Thor Mining Plc
b) 
LEI 
N/A
4 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted 
a) 
Description of the financial instrument, type of instrument 
Identification code 
Ordinary Fully Paid Shares of 0.01 pence each
GB00B1DXJY95
b) 
Nature of the transaction 
Shares issued in lieu of cash remuneration owed for Directors fees. Approved by shareholders 24 November 2016.
c) 
Price(s) and volume(s) 
Price(s)
Volume(s)
A$0.000418 per share
15,948,963
d) 
Aggregated information 
- Aggregated volume 
- Price 
Aggregated volume 15,948,963
Aggregated price $0.000418 per share
Aggregated total A$6,667
e) 
Date of the transaction 
25 November 2016
f) 
Place of the transaction 
AIM Market of the London Stock Exchange

This information is provided by RNS
The company news service from the London Stock Exchange
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