REG - Citigroup Glbl Mkt E thyssenkrupp nucera - Pre-Stabilisation Notice: thyssenkrupp nucera
05/07/2023 19:15
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RNS Number : 1112F Citigroup Global Markets Europe AG 05 July 2023
Pre-Stabilisation announcement: thyssenkrupp nucera AG & Co. KGaA
5 July 2023
Not for distribution, directly or indirectly, in or into the United States or
any jurisdiction in which such distribution would be unlawful.
thyssenkrupp nucera AG & Co. KGaA
Pre-stabilisation period announcement
Citigroup Global Markets Europe AG (contact: Nikolaus Dominkus; telephone: +49
69 1366 8312) hereby gives notice that the Stabilisation Manager named below
may stabilise the offer of the following securities in accordance with the
Market Abuse Regulation (EU) 596/2014 and the Commission Delegated Regulation
(EU) 2016/1052.
The securities:
Issuer: thyssenkrupp nucera AG & Co. KGaA ("thyssenkrupp nucera")
Description: Offering of ordinary bearer shares of thyssenkrupp nucera with no par value
("Offer Shares")
ISIN: DE000NCA0001
WKN: NCA000
Ticker: NCH2
Offer size: 26,315,000 Offer Shares (excluding the over-allotment option)
Stabilisation:
Stabilisation Manager: Citigroup Global Markets Europe AG, Reuterweg 16, 60323 Frankfurt am Main,
Germany
Stabilisation period expected to start on: 7 July 2023
Stabilisation and greenshoe option exercise period expected to end no later 30 calendar days after start of stabilisation period
than:
Existence, maximum size and conditions of use of over‑allotment option and Up to 3,947,250 ordinary bearer shares with no par value
greenshoe option:
The Stabilisation Manager may over‑allot the securities to the extent
permitted in accordance with applicable law.
Stabilisation trading venue: Trading venues where stabilisation may be undertaken:
Frankfurt Stock Exchange, Xetra, BATS Europe, Berlin Stock Exchange, Chi-X
Exchange, Dusseldorf Stock Exchange, Equiduct MTF, Eurocac Stock Exchange,
Hamburg Stock Exchange, Hanover Stock Exchange, IBIS, Munich Stock Exchange,
Stuttgart Stock Exchange, Turquoise MTF, VirtX Exchange
In connection with the offer of the above securities, the Stabilisation
Manager may over‑allot the securities or effect transactions with a view to
supporting the market price of the securities during the stabilisation period
at a level higher than that which might otherwise prevail. However,
stabilisation may not necessarily occur and any stabilisation action, if
begun, may cease at any time. Any stabilisation action or over‑allotment
shall be conducted in accordance with all applicable laws and rules.
This announcement is for information purposes only and does not constitute an
invitation or offer to underwrite, subscribe for or otherwise acquire or
dispose of any securities of the Issuer in any jurisdiction.
This announcement and the offer of the securities to which it relates are only
addressed to and directed at persons outside the United Kingdom and persons in
the United Kingdom who have professional experience in matters related to
investments or who are high net worth persons within Article 12(5) of the
Financial Services and Markets Act 2000 (Financial Promotion) Order 2005 and
must not be acted on or relied on by other persons in the United Kingdom.
In member states of the European Economic Area ("EEA"), in which the
Regulation (EU) 2017/1129 as amended (the "Prospectus Regulation") is in
effect other than Germany (the "Relevant Member States"), this announcement is
only addressed to persons who are 'qualified investors' within the meaning of
Article 2(e) of the Prospectus Regulation ("Qualified Investors"). It is
assumed that each person in the Relevant Member States who acquires or is
offered securities as part of an offering (an "Investor") has represented and
agreed that such person is a Qualified Investor; that securities purchased by
such person as part of the offering are not being purchased for any person in
the EEA other than a Qualified Investor or persons in Germany or another
Relevant Member State with comparable legal provisions, with respect to whom
the Investor may make decisions at its own discretion; and that the securities
would not be purchased for offer or re-sale in the EEA, if this would lead to
the Issuer or any of its affiliates being required to publish a prospectus
under Article 3 of the Prospectus Regulation.
If and to the extent that this announcement is communicated in, or the offer
of the securities to which it relates is made in, the UK before the
publication of a prospectus in relation to the securities which has been
approved by the competent authority in the UK in accordance with Regulation
(EU) 2017/1129 as it forms part of domestic law by virtue of the European
Union (Withdrawal) Act 2018 (the "UK Prospectus Regulation"), this
announcement and the offer are only addressed to and directed at persons in
the UK who are qualified investors within the meaning of the UK Prospectus
Regulation (or who are other persons to whom the offer may lawfully be
addressed) and must not be acted on or relied on by other persons in the UK.
This announcement is not an offer of securities for sale into the United
States. The securities have not been, and will not be, registered under the
United States Securities Act of 1933 and may not be offered or sold in the
United States absent registration or an exemption from registration. There
will be no public offer of securities in the United States.
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