Brief: Taishin Financial Says Securities Unit Has Reached Settlement With U.S. Commodity Futures Trading Commission

TS Financial Holding Co

01/10/2024 11:45

Oct 1 (Reuters) - Taishin Financial Holding Co Ltd
 2887.TW :
    * SAYS SECURITIES UNIT HAS REACHED A SETTLEMENT WITH THE
U.S.
COMMODITY FUTURES TRADING COMMISSION OVER ALLEGED VIOLATIONS OF
TRADING RULES IN 2022
    * SAYS UNIT HAS AGREED TO PAY PENALTY OF $200,000 AS TERM OF
SETTLEMENT

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 (Reporting by Faith Hung)
 ((faith.hung@thomsonreuters.com;))