REG - Deutsche Bank AG CYBG PLC - Form 8.5 (EPT/NON-RI) - CYBG Plc

Virgin Money UKAnnouncement

29/05/2018 11:30

RNS Number : 5390P
Deutsche Bank AG
29 May 2018
 


FORM 8.5 (EPT/NON-RI)
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 




(a) Name of exempt principal trader:


Deutsche Bank AG (Sydney)




(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


CYBG Plc




(c) Name of the party to the offer with which exempt principal trader is connected:


CYBG Plc




(d) Date position held/dealing undertaken:
     For an opening position disclosure, state the latest practicable date prior to the disclosure


25/05/2018




(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?
     If it is a cash offer or possible cash offer, state "N/A"


Yes - Virgin Money Holdings (UK) plc




 
2.         POSITIONS OF THE EXEMPT PRINCIPAL TRADER
 
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
 
(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
 




Class of relevant security:
 


10p ordinary




 
 


Interests


Short positions




Number


%


Number


%




(1) Relevant securities owned and/or controlled:


717,532


0.08


6,235,890


0.70




(2) Cash-settled derivatives:
 


6,079,307


0.69


657,214


0.07




(3) Stock-settled derivatives (including options) and agreements to purchase/sell:




















 
     TOTAL:


6,796,839


0.77


6,893,104


0.77




 
All interests and all short positions should be disclosed.
 
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
 
(b)        Rights to subscribe for new securities (including directors' and other employee options)
 




Class of relevant security in relation to which subscription right exists:








Details, including nature of the rights concerned and relevant percentages:








 
 
3.         DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales
 




Class of relevant security


Purchases/ sales
 


Total number of securities


Highest price per unit paid/received
AUD


Lowest price per unit paid/received
AUD




CDI


Purchase


59,527


5.2600


5.1800




CDI


Sale


117,603


5.2700


5.1600




 
 
(b)        Cash-settled derivative transactions
 




Class of relevant security


Product description
e.g. CFD


Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


Number of reference securities


Price per unit
AUD




CDI


Swap


Long


1,069


5.2242




CDI


Swap


Long


3,636


5.1850




CDI


Swap


Long


4,981


5.1700




CDI


Swap


Long


7,714


5.1950




CDI


Swap


Long


9,685


5.2200




CDI


Swap


Long


9,934


5.2271




CDI


Swap


Long


13,056


5.1900




CDI


Swap


Long


32,132


5.2250




CDI


Swap


Long


39,609


5.2518




CDI


Swap


Long


88,312


5.2350




CDI


Swap


Short


7


5.2445




CDI


Swap


Short


10


5.2564




CDI


Swap


Short


11


5.1966




CDI


Swap


Short


18


5.2228




CDI


Swap


Short


19


5.2210




CDI


Swap


Short


23


5.2375




CDI


Swap


Short


24


5.2528




CDI


Swap


Short


27


5.2034




CDI


Swap


Short


28


5.2241




CDI


Swap


Short


33


5.2364




CDI


Swap


Short


33


5.2645




CDI


Swap


Short


36


5.2535




CDI


Swap


Short


38


5.2091




CDI


Swap


Short


39


5.2475




CDI


Swap


Short


47


5.2378




CDI


Swap


Short


50


5.2585




CDI


Swap


Short


51


5.2496




CDI


Swap


Short


53


5.2565




CDI


Swap


Short


60


5.2372




CDI


Swap


Short


60


5.2364




CDI


Swap


Short


66


5.2468




CDI


Swap


Short


68


5.2234




CDI


Swap


Short


82


5.2364




CDI


Swap


Short


86


5.2579




CDI


Swap


Short


92


5.2464




CDI


Swap


Short


121


5.2575




CDI


Swap


Short


188


5.2209




CDI


Swap


Short


192


5.2586




CDI


Swap


Short


209


5.2236




CDI


Swap


Short


274


5.2094




CDI


Swap


Short


297


5.2233




CDI


Swap


Short


369


5.2201




CDI


Swap


Short


387


5.2449




CDI


Swap


Short


388


5.2645




CDI


Swap


Short


405


5.2352




CDI


Swap


Short


528


5.2363




CDI


Swap


Short


536


5.2094




CDI


Swap


Short


577


5.2469




CDI


Swap


Short


613


5.2233




CDI


Swap


Short


773


5.2440




CDI


Swap


Short


783


5.2357




CDI


Swap


Short


799


5.2558




CDI


Swap


Short


804


5.2311




CDI


Swap


Short


1,031


5.2363




CDI


Swap


Short


1,114


5.2208




CDI


Swap


Short


1,121


5.1804




CDI


Swap


Short


1,123


5.2469




CDI


Swap


Short


1,239


5.2588




CDI


Swap


Short


1,277


5.1844




CDI


Swap


Short


1,447


5.1695




CDI


Swap


Short


1,565


5.2557




CDI


Swap


Short


1,866


5.2507




CDI


Swap


Short


2,075


5.2392




CDI


Swap


Short


2,487


5.2233




CDI


Swap


Short


2,489


5.1745




CDI


Swap


Short


2,573


5.2365




CDI


Swap


Short


3,148


5.2469




CDI


Swap


Short


3,599


5.2125




CDI


Swap


Short


3,636


5.1850




CDI


Swap


Short


4,274


5.2571




CDI


Swap


Short


4,981


5.1700




CDI


Swap


Short


5,321


5.2466




CDI


Swap


Short


5,635


5.2368




CDI


Swap


Short


7,254


5.2363




CDI


Swap


Short


7,714


5.1950




CDI


Swap


Short


8,208


5.2469




CDI


Swap


Short


9,241


5.2067




CDI


Swap


Short


9,685


5.2200




CDI


Swap


Short


11,338


5.2562




CDI


Swap


Short


13,056


5.1900




CDI


Swap


Short


22,194


5.2586




CDI


Swap


Short


26,462


5.2462




CDI


Swap


Short


31,462


5.2600




CDI


Swap


Short


32,132


5.2250




CDI


Swap


Short


88,312


5.2350




 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 




Class of relevant security


Product description e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date


Option money paid/ received per unit






































 
(ii)        Exercise
 




Class of relevant security


Product description
e.g. call option


Exercising/ exercised against


Number of securities


Exercise price per unit




















 
 




 
(d)        Other dealings (including subscribing for new securities)
 




Class of relevant security


Nature of dealing
e.g. subscription, conversion


Details


Price per unit (if applicable)








 
 












 
 
4.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 




Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




 
None
 




 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 




Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 




 
(c)        Attachments
 




Is a Supplemental Form 8 (Open Positions) attached?


NO




 
 




Date of disclosure:


29/05/2018




Contact name:


Mihai Ardelean




Telephone number:


+44 20 754-53037




 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.




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END
 
 
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