REG - Worldsec Ld - Director/PDMR Shareholding

WorldsecAnnouncement

09/04/2018 11:50

RNS Number : 2837K
Worldsec Ld
09 April 2018
 

9 April 2018
 
Worldsec Limited
(the "Company")
 
Director/PDMR Shareholdings
 
NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES AND PERSONS CLOSELY ASSOCIATED WITH THEM
 




1


Details of the person discharging managerial responsibilities / person closely associated




a)


Name


Ernest She




2


Reason for the notification




a)


Position/status


Director of Worldsec Limited/PDMR




b)


Initial notification/Amendment


Initial Notification




3


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor




a)


Name


Worldsec Limited




b)


LEI


213800RSLE74B1NP4X17




4


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted




a)


Description of the financial instrument, type of instrument


Ordinary shares of US$0.001 each








Identification code


BMG9774L1019




b)


Nature of the transaction


Subscription for ordinary shares pursuant to open offer




c)


Price(s) and volumes(s)


Price(s)


Volume(s)




US$0.15
US$0.15


103,365
80,000




d)


Aggregated information












Aggregated volume


183,365








Price


US$0.15




e)


Date of the transaction


5 April 2018




f)


Place of the transaction


Outside a trading venue




 




1


Details of the person discharging managerial responsibilities / person closely associated




a)


Name


Alastair Gunn-Forbes




2


Reason for the notification




a)


Position/status


Director of Worldsec Limited/PDMR.




b)


Initial notification/Amendment


Initial Notification




3


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor




a)


Name


Worldsec Limited




b)


LEI


213800RSLE74B1NP4X17




4


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted




a)


Description of the financial instrument, type of instrument


Ordinary shares of US$0.001 each








Identification code


BMG9774L1019




b)


Nature of the transaction


Subscription for ordinary shares pursuant to open offer




c)


Price(s) and volumes(s)


Price(s)


Volume(s)




US$0.15


15,000




d)


Aggregated information


N/A (single transaction)








Aggregated volume












Price








e)


Date of the transaction


5 April 2018




f)


Place of the transaction


Outside a trading venue




 




1


Details of the person discharging managerial responsibilities / person closely associated




a)


Name


Henry Cheong




2


Reason for the notification




a)


Position/status


Director of Worldsec Limited/PDMR.




b)


Initial notification/Amendment


Initial Notification




3


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor




a)


Name


Worldsec Limited




b)


LEI


213800RSLE74B1NP4X17




4


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted




a)


Description of the financial instrument, type of instrument


Ordinary shares of US$0.001 each








Identification code


BMG9774L1019




b)


Nature of the transaction


Subscription for ordinary shares pursuant to open offer




c)


Price(s) and volumes(s)


Price(s)


Volume(s)




US$0.15
US$0.15
US$0.15
US$0.15


941,594
577,436
8,406
4,721,561




d)


Aggregated information












Aggregated volume


6,248,997








Price


US$0.15




e)


Date of the transaction


5 April 2018




f)


Place of the transaction


Outside a trading venue




 




1


Details of the person discharging managerial responsibilities / person closely associated




a)


Name


HC Investment Holdings Limited




2


Reason for the notification




a)


Position/status


Legal person in which Henry Cheong (Director of Worldsec Limited) holds 100 per cent. of the issued shares/PCA




b)


Initial notification/Amendment


Initial Notification




3


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor




a)


Name


Worldsec Limited




b)


LEI


213800RSLE74B1NP4X17




4


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted




a)


Description of the financial instrument, type of instrument


Ordinary shares of US$0.001 each








Identification code


BMG9774L1019




b)


Nature of the transaction


Subscription for ordinary shares pursuant to open offer




c)


Price(s) and volumes(s)


Price(s)


Volume(s)




US$0.15
US$0.15


5,000,000
5,000,000




d)


Aggregated information












Aggregated volume


10,000,000








Price


US$0.15




e)


Date of the transaction


5 April 2018




f)


Place of the transaction


Outside a trading venue




 




1


Details of the person discharging managerial responsibilities / person closely associated




a)


Name


Grand Acumen Holdings Limited




2


Reason for the notification




a)


Position/status


Legal person in which Henry Cheong (Director of Worldsec Limited) holds 25 per cent. of the issued shares/PCA




b)


Initial notification/Amendment


Initial Notification




3


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor




a)


Name


Worldsec Limited




b)


LEI


213800RSLE74B1NP4X17




4


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted




a)


Description of the financial instrument, type of instrument


Ordinary shares of US$0.001 each








Identification code


BMG9774L1019




b)


Nature of the transaction


Purchase of ordinary shares pursuant to open offer




c)


Price(s) and volumes(s)


Price(s)


Volume(s)




US$0.15


3,225,000




d)


Aggregated information


N/A (single transaction)








Aggregated volume












Price








e)


Date of the transaction


5 April 2018




f)


Place of the transaction


Outside a trading venue




 
This notification is made in accordance with the requirements of the Market Abuse Regulation.
 



This information is provided by RNS
The company news service from the London Stock Exchange
 
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