REG - Xtract Resources plc - Holding(s) in Company <Origin Href="QuoteRef">XTR.L</Origin>
RNS Number : 3505UXtract Resources plc15 October 2014
For filings with the FCA include the annex
For filings with issuer exclude the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:iiXtract Resources Plc
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights
X
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the
notification obligation:iiiYA Global Master SPV, Ltd
4. Full name of shareholder(s)
(if different from 3.):iv
5. Date of the transaction and date on
which the threshold is crossed or
reached:vOctober 9, 2014
6. Date on which issuer notified:
October 14, 2014
7. Threshold(s) that is/are crossed or
reached: vi, vii7.0 and 6.0%
8. Notified details:
A: Voting rights attached to sharesviii, ix
Class/type of
shares
if possible using
the ISIN CODESituation previous
to the triggering
transactionResulting situation after the triggering transaction
Number
of
SharesNumber
of
Voting
RightsNumber
of sharesNumber of voting
rights% of voting rights x
Direct
Direct xi
Indirect x
Direct
Indirect
261,729,539
261,729,539
199,679,539
199,679,539
5.5%
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial
instrumentExpiration
date xiiiExercise/
Conversion Period xivNumber of voting
rights that may be
acquired if the
instrument is
exercised/ converted.% of voting
rights
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial
instrumentExercise price
Expiration date xvii
Exercise/
Conversion period xviiiNumber of voting rights instrument refers to
% of voting rights xix, xx
Nominal
Delta
Total (A+B+C)
Number of voting rights
Percentage of voting rights
199,679,539
5.5%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxiDirectly owned by YA Global Master SPV, Ltd pursuant to the SEDA and Swap Agreements.
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease
to hold:
12. Date on which proxy holder will cease to hold
voting rights:
13. Additional information:
14. Contact name:
Steven Goldstein
15. Contact telephone number:
201-985-8300
Note: Annex should only be submitted to the FCA not the issuer
Annex: Notification of major interests in sharesxxii
A: Identity of the persons or legal entity subject to the notification obligation
Full name
(including legal form of legal entities)
YA Global Master SPV, Ltd
Contact address
(registered office for legal entities)
1012 Springfield Ave., Mountainside, NJ 07092
Phone number & email
201-985-8300
Other useful information
(at least legal representative for legal persons)
B: Identity of the notifier, if applicable
Full name
Steven S. Goldstein
Contact address
1012 Springfield Ave., Mountainside, NJ 07092
Phone number & email
201-985-8300 & sgoldstein@yorkvilleadvisors.com
Other useful information
(e.g. functional relationship with the person or legal entity subject to the notification obligation)
C: Additional information
For notes on how to complete form TR-1 please see the FCA website.
This information is provided by RNSThe company news service from the London Stock ExchangeENDHOLUVRBRSAARARA
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