REG - Xtract Resources plc - Holding(s) in Company TR-1 Correction <Origin Href="QuoteRef">XTR.L</Origin>

Xtract ResourcesAnnouncement

29/10/2014 16:04

RNS Number : 2844Q
Xtract Resources plc
28 August 2014
For filings with the FCA include the annex

For filings with issuer exclude the annex


TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi


1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:ii
Xtract Resources Plc
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights
X
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

An event changing the breakdown of voting rights

Other (please specify):


3. Full name of person(s) subject to the
notification obligation:iii
YA Global Master SPV, Ltd
4. Full name of shareholder(s)
(if different from 3.):iv

5. Date of the transaction and date on
which the threshold is crossed or
reached:v
March 3, 2014
6. Date on which issuer notified:
August 22, 2014
7. Threshold(s) that is/are crossed or
reached: vi, vii
8.0%


8. Notified details:
A: Voting rights attached to sharesviii, ix
Class/type of
shares

if possible using
the ISIN CODE
Situation previous
to the triggering
transaction
Resulting situation after the triggering transaction
Number
of
Shares
Number
of
Voting
Rights
Number
of shares
Number of voting
rights
% of voting rights x
Direct
Direct xi
Indirect x
Direct
Indirect

455,620,341
455,620,341
261,729,539
261,729,539

7.3%



B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial
instrument
Expiration
date xiii
Exercise/
Conversion Period xiv
Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.
% of voting
rights






C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial
instrument
Exercise price
Expiration date xvii
Exercise/
Conversion period xviii
Number of voting rights instrument refers to
% of voting rights xix, xx




Nominal
Delta



Total (A+B+C)
Number of voting rights
Percentage of voting rights
261,729,539
7.3%


9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi
Directly owned by YA Global Master SPV, Ltd pursuant to the SEDA and Swap Agreements.

Proxy Voting:
10. Name of the proxy holder:

11. Number of voting rights proxy holder will cease
to hold:

12. Date on which proxy holder will cease to hold
voting rights:



13. Additional information:


14. Contact name:
Steven Goldstein
15. Contact telephone number:
201-985-8300


Note: Annex should only be submitted to the FCA not the issuer
Annex: Notification of major interests in share

A: Identity of the persons or legal entity subject to the notification obligation
Full name 
(including legal form of legal entities)
YA Global Master SPV, Ltd
Contact address 
(registered office for legal entities)
1012 Springfield Ave., Mountainside, NJ 07092
Phone number & email
201-985-8300
Other useful information 
(at least legal representative for legal persons)



B: Identity of the notifier, if applicable
Full name
Steven S. Goldstein
Contact address
1012 Springfield Ave., Mountainside, NJ 07092
Phone number & email
201-985-8300 & sgoldstein@yorkvilleadvisors.com
Other useful information
(e.g. functional relationship with the person or legal entity subject to the notification obligation)


C: Additional information

For notes on how to complete form TR-1 please see the FCA website.

This information is provided by RNS
The company news service from the London Stock Exchange
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