REG - BkofA Merrill Lynch AbbVie Inc. - Form 38.5 (b) - AbbVie Inc

AbbvieAnnouncement

22/04/2020 12:20

RNS Number : 5048K
  
Bank of America Merrill Lynch
  
22 April 2020
  
 


FORM 38.5(b)
 
IRISH TAKEOVER PANEL



DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997,

TAKEOVER RULES, 2013



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT

RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNIZED INTERMEDIARY

STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY 
 




1.


KEY INFORMATION










Name of exempt principal trader 






Bank of America, N.A., Proprietary







Company dealt in 






AbbVie Inc







Class of relevant security to which the

dealings being disclosed relate(Note 1) 






Common - US00287Y1091







Date of dealing 






21/04/2020



 




2.


INTERESTS AND SHORT POSITIONS









(a)


Interests and short positions (following dealing) in the class of relevant security

dealt in (Note 2) 







Class of relevant security: Common


US00287Y1091








Long


Short




Number


%


Number


%







(1) 


Relevant securities 






1,723,212


0.117% 


2,824,032


0.191 % 







(2) 


Derivatives (other than options): 






3,682,531


0.249% 


2,715,554


0.184% 







(3) 


Options and agreements to purchase/sell: 






0


0% 


0


0% 




Total


5,405,743


0.366% 


5,539,586


0.375% 



 




(b)


Interests and short positions in relevant securities of the company, other than the

class dealt in (Note 2) 








Class of relevant security: 












Long


Short




Number


%


Number


%







(1) 


Relevant securities 






0 


0% 


0 


0% 







(2) 


Derivatives (other than options): 






0 


0% 


0 


0% 







(3) 


Options and agreements to purchase/sell: 






0 


0% 


0 


0% 




Total


0 


0% 


0 


0% 








3.


DEALINGS (Note 3)








(a)


Purchases and sales







Purchase/sale


Number of relevant securities


Price per unit (Note 4) 




Purchase 


        250 


83.99 USD         




 Purchase 


        198 


82.23 USD         




 Purchase 


            2 


82.22 USD         




 Purchase 


        100 


82.38 USD         




 Purchase 


          48 


82.31 USD         




 Purchase 


        100 


82.32 USD         



 



Purchase/sale


Number of relevant securities


Price per unit (Note 4) 




Sale


        250 


83.99 USD         




Sale


          29 


82.23 USD         




Sale


          25 


82.22 USD         




Sale


          90 


80.76 USD         




Sale


        100 


80.71 USD         




Sale


     1,065 


80.7 USD         




Sale


        100 


80.73 USD         




Sale


        100 


80.72 USD         




Sale


        100 


80.77 USD         




Sale


        200 


80.68 USD         




Sale


        358 


80.54 USD         




Sale


        964 


80.6 USD         




Sale


        700 


80.58 USD         




Sale


        200 


80.63 USD         




Sale


     1,000 


80.57 USD         




Sale


        500 


80.56 USD         




Sale


     1,397 


80.51 USD         




Sale


     1,342 


80.52 USD         




Sale


        200 


80.53 USD         




Sale


        188 


80.5 USD         




Sale


        418 


80.49 USD         




Sale


        200 


80.47 USD         




Sale


        200 


80.48 USD         




Sale


        534 


80.44 USD         




Sale


        100 


80.45 USD         




Sale


        126 


80.43 USD         




Sale


        406 


80.42 USD         




Sale


        232 


80.46 USD         




Sale


     1,284 


80.59 USD         




Sale


        100 


80.61 USD         




Sale


        400 


80.67 USD         




Sale


        200 


80.69 USD         




Sale


        584 


80.64 USD         




Sale


        415 


80.65 USD         




Sale


        300 


80.66 USD         




Sale


        448 


80.4 USD         




Sale


          16 


80.41 USD         




Sale


    24,408 


80.36 USD         




Sale


          18 


82.69 USD         




Sale


          32 


82.74 USD         




Sale


            3 


81.73 USD         




Sale


            3 


81.68 USD         




Sale


          19 


81.74 USD         




Sale


          13 


81.76 USD         




Sale


            9 


81.75 USD         




Sale


            3 


81.71 USD         




Sale


            7 


81.72 USD         




Sale


          25 


82.46 USD         




Sale


          25 


81.57 USD         




Sale


          25 


81.9 USD         




Sale


            4 


81.3 USD         




Sale


          15 


81.33 USD         




Sale


          33 


81.34 USD         




Sale


            1 


81.31 USD         




Sale


            4 


81.35 USD         




Sale


            5 


81.5 USD         




Sale


          32 


81.46 USD         




Sale


          50 


80.94 USD         




Sale


          57 


80.96 USD         




Sale


          25 


80.2 USD         




Sale


          57 


80.3 USD         




Sale


          27 


80.28 USD         




Sale


          25 


80.22 USD         




Sale


          25 


81.05 USD         




Sale


          28 


81.08 USD         




Sale


          32 


80.92 USD         




Sale


          30 


80.84 USD         




Sale


          12 


80.55 USD         




Sale


          25 


80.78 USD         




Sale


          25 


81.15 USD         




Sale


          32 


80.87 USD         



 




(b)


Derivatives transactions (other than options transactions) 








Product name,

e.g. CFD 


Nature of transaction

(Note 5)


Number of relevant securities
(Note 6)


Price per unit

(Note 4)




N/A


N/A


N/A


N/A



 




(c)


Options transactions in respect of existing relevant securities 








(i)


Writing, selling, purchasing or varying







Product name, e.g. call option


Writing, selling, purchasing, varying etc.


Number of securities to which the option relates (Note 7)


Exercise price


Type, e.g. American, European etc


Expiry date


Option money paid/ received per unit (Note 4)




N/A


N/A


N/A


N/A


N/A


N/A


N/A



 




(ii)


Exercising








Product name,

e.g. call option 


Number of securities


Exercise price per

unit (Note 4)




N/A


N/A


N/A



 




(d)


Other dealings (including transactions in respect of new securities) (Note 3) 








Nature or transaction
(Note 7)


Details


Price per unit

(if applicable) (Note 4)




N/A


N/A


N/A



 




4.


OTHER INFORMATION




 

Agreements, arrangements or understandings relating to options or derivatives 

 



Full details of any agreement, arrangement or understanding between the person

disclosing and any other person relating to the voting rights of any relevant

securities under any option referred to on this form or relating to the voting rights

or future acquisition or disposal of any relevant securities to which any derivative

referred to on this form is referenced. If none, this should be stated. 




None 



 




Is a Supplemental Form 38.5(b) attached? (Note 8)


No




 



Date of disclosure


22/04/2020




Contact name


Tolu Tade




Telephone number


+44207 996 3410




Name of offeree/offeror with which connected 


AbbVie Inc




Nature of connection (Note 9)


Advisor to - AbbVie Inc



 


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