REG - Barclays PLC Shaftesbury PLC - Form 8.5 (EPT/NON-RI) Shaftesbury plc

BarclaysAnnouncement

01/07/2022 14:30

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RNS Number : 0727R  Barclays PLC  01 July 2022

 FORM 8.5 (EPT/NON-RI)
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
 EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
 (OR WHERE RI STATUS IS NOT APPLICABLE)
 Rule 8.5 of the Takeover Code (the "Code")
 1.                                                                                 KEY INFORMATION
 (a)          Name of exempt principal trader:                                                          BARCLAYS CAPITAL SECURITIES LTD
 (b)          Name of offeror/offeree in relation to whose                                              SHAFTESBURY PLC
              relevant securities this form relates:
 (c)          Name of the party to the offer with which exempt                                          Capital & Counties Properties plc
              principal trader is connected
 (d)          Date position held/dealing undertaken:                                                    30 June 2022
 (e)          In addition to the company in 1(b) above, is the exempt principal                         YES:
              trader making disclosures in respect of any other party to the offer?                     CAPITAL & COUNTIES PROPERTIES PLC
 2.                                                                                 POSITIONS OF THE EXEMPT PRINCIPAL TRADER
 (a)          Interests and short positions in the relevant securities of the offeror or
              offeree
              to which the disclosure relates following the dealing (if any)
 Class of relevant security:                                    25p ordinary
                                                                Interests                               Short Positions
                                                                Number              (%)                 Number         (%)
 (1)          Relevant securities owned
              and/or controlled:                                743,101             0.19%               2,115,685      0.55%

 (2)          Cash-settled derivatives:
                                                                4,619,991           1.20%               622,302        0.16%

 (3)          Stock-settled derivatives (including options)
              and agreements to purchase/sell:                  456097.65           0.12%               0              0.00%

              TOTAL:                                            5,819,190           1.51%               2,737,987      0.71%

 (b)          Rights to subscribe for new securities (including directors and other
              executive
              options)
 Class of relevant security in relation to
 which subscription right exists
 Details, including nature of the rights
 concerned and relevant percentages:

 

 3.                                                DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
 (a)                Purchases and sales
 Class of relevant           Purchase/sale         Total number of                 Highest price per unit  Lowest price per unit
 security                                          securities                      paid/received           paid/received
 25p ordinary                Purchase              228,629                         5.3500 GBP              5.2025 GBP
 25p ordinary                Sale                  40,655                          5.3450 GBP              5.2292 GBP

 

 (b)       Cash-settled derivative transactions
 Class of           Product               Nature of dealing             Number of   Price per
 relevant           description                                         reference   unit
 security                                                               securities
 25p ordinary        SWAP                 Decreasing Long               1,000       5.2994 GBP
 25p ordinary        SWAP                 Decreasing Long               3,990       5.2933 GBP
 25p ordinary        SWAP                 Increasing Long               1,811       5.2175 GBP
 25p ordinary        SWAP                 Increasing Long               1,879       5.3257 GBP
 25p ordinary        SWAP                 Increasing Long               2,021       5.2601 GBP
 25p ordinary        SWAP                 Increasing Long               2,335       5.2965 GBP
 25p ordinary        SWAP                 Increasing Long               5,506       5.3201 GBP
 25p ordinary        SWAP                 Increasing Long               5,803       5.2199 GBP
 25p ordinary        SWAP                 Increasing Long               8,596       5.2218 GBP
 25p ordinary        SWAP                 Increasing Short              1,467       5.3074 GBP
 25p ordinary        SWAP                 Increasing Short              2,018       5.3081 GBP
 25p ordinary        SWAP                 Increasing Short              3,529       5.3060 GBP
 25p ordinary        SWAP                 Increasing Short              3,567       5.2609 GBP
 25p ordinary        SWAP                 Increasing Short              4,049       5.2949 GBP
 25p ordinary        SWAP                 Increasing Short              4,343       5.2918 GBP
 25p ordinary        SWAP                 Increasing Short              4,962       5.2916 GBP
 25p ordinary        SWAP                 Increasing Short              6,565       5.2869 GBP
 25p ordinary        SWAP                 Increasing Short              6,817       5.2473 GBP
 25p ordinary        SWAP                 Increasing Short              11,637      5.2590 GBP
 25p ordinary        SWAP                 Increasing Short              13,350      5.2243 GBP
 25p ordinary        SWAP                 Increasing Short              15,605      5.2995 GBP
 25p ordinary        SWAP                 Increasing Short              16,267      5.2651 GBP
 25p ordinary        SWAP                 Increasing Short              16,791      5.2835 GBP
 25p ordinary        SWAP                 Increasing Short              26,374      5.2204 GBP
 25p ordinary        CFD                  Opening Short                 145         5.3845 GBP
 25p ordinary        CFD                  Opening Short                 1,666       5.3695 GBP
 25p ordinary        CFD                  Opening Short                 3,505       5.2202 GBP
 25p ordinary        CFD                  Opening Short                 64,470      5.2204 GBP

 

 (c)                Stock-settled derivative transactions (including options)
 (i)                Writing, selling, purchasing or varying
 Class              Product        Writing,            Number         Exercise         Type             Expiry              Option
 of                 description    purchasing,         of             price                             date                money
 relevant                          selling,            securities     per unit                                              paid/
 security                          varying etc         to which                                                             received
                                                       option                                                               per unit
                                                       relates

 (ii)               Exercising
 Class of relevant                 Product description                Exercising/ exercised against     Number of           Exercise price per
 security                                                                              securities       unit

 (d)                Other dealings (including subscribing for new securities)
 Class of relevant                 Nature of Dealings                 Details                           Price per unit (if
 security                                                                              applicable)

 4.                                                                   OTHER INFORMATION
 (a)                Indemnity and other dealings arrangements
 Details of any indemnity or option arrangement, or any agreement or
 understanding,
 formal or informal, relating to relevant securities which may be an inducement
 to deal
 or refrain from dealing entered into by the exempt principal trader making the
 disclosure and any party
 to the offer or any person acting in concert with a party to the offer:
 NONE
 (b)                Agreements, arrangements or understandings relating to options or derivatives
 Details of any agreement, arrangement or understanding, formal or informal,
 between
 the exempt principal trader making the disclosure and any other person
 relating to:
 (i)   the voting rights of any relevant securities under any option; or
 (ii)   the voting rights of future acquisition or disposal of any relevant
 securities to which
 any derivative is referenced:
 NONE
 (c)                Attachments
 Is a Supplemental Form 8 (Open Positions) attached?                  YES
 Date of disclosure:                                                  1 Jul 2022
 Contact name:                                                        Large Holdings Regulatory Operations
 Telephone number:                                                    020 3134 7213

 

 SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
 DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
 PURCHASE OR SELL ETC.
 Note 5(i) on Rule 8 of the Takeover Code (the "Code")
 1.                                                           KEY INFORMATION
 Identity of the person whose positions/dealings              BARCLAYS CAPITAL SECURITIES LTD
 are being disclosed:
 Name of offeror/offeree in relation to whose                 SHAFTESBURY PLC
 relevant securities this from relates:
 2.                                                           OPTIONS AND DERIVATIVES
 Class                       Product            Writing,      Number      Exercise    Type        Expiry
 of                          description        purchasing,   of          price                   date
 relevant                                       selling,      securities  per unit
 security                                       varying etc   to which
                                                              option
                                                              relates
 25p ordinary                Exchangeable Bond  Long          456097.65   n/a         n/a         30 Mar 2026
 3.                                                           AGREEMENTS TO PURCHASE OR SELL ETC.
 Full details should be given so that the nature of the interest or position
 can be fully
 understood:

 

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