REG - Close Bros Grp PLC Bank of America Corp - Holding(s) in Company

Close BrothersAnnouncement

27/03/2024 14:30

For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20240327:nRSa5631Ia&default-theme=true

RNS Number : 5631I  Close Brothers Group PLC  27 March 2024

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB0007668071

Issuer Name

CLOSE BROTHERS GROUP PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

Bank of America Corporation

City of registered office (if applicable)

 

Country of registered office (if applicable)

US

4. Details of the shareholder

Full name of shareholder(s) if different from the person(s) subject to the
notification obligation, above

 

City of registered office (if applicable)

 

Country of registered office (if applicable)

 

5. Date on which the threshold was crossed or reached

26-Mar-2024

6. Date on which Issuer notified

27-Mar-2024

7. Total positions of person(s) subject to the notification obligation

                                                                            % of voting rights attached to shares (total of 8.A)  % of voting rights through financial instruments (total of 8.B 1 + 8.B 2)  Total of both in % (8.A + 8.B)  Total number of voting rights held in issuer
 Resulting situation on the date on which threshold was crossed or reached  2.535756                                              5.328074                                                                   7.863830                        11834085
 Position of previous notification (if applicable)                          0.000199                                              1.795453                                                                   1.795652

8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached

8A. Voting rights attached to shares

 Class/Type of shares ISIN code(if possible)  Number of direct voting rights (DTR5.1)  Number of indirect voting rights (DTR5.2.1)  % of direct voting rights (DTR5.1)  % of indirect voting rights (DTR5.2.1)
 GB0007668071                                                                          3815697                                                                          2.535557
 US1890621022                                                                          300                                                                              0.000199
 Sub Total 8.A                                3815997                                                                               2.535756%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

 Type of financial instrument  Expiration date  Exercise/conversion period  Number of voting rights that may be acquired if the instrument is  % of voting rights
                                                                            exercised/converted
 Right to Recall               n/a              n/a                         7351                                                               0.004885
 Physical Swap                 15/05/2024       n/a                         1524264                                                            1.012884
 Sub Total 8.B1                                                             1531615                                                            1.017769%

8B2. Financial Instruments with similar economic effect according to
(DTR5.3.1R.(1) (b))

 Type of financial instrument  Expiration date  Exercise/conversion period  Physical or cash settlement  Number of voting rights  % of voting rights
 Swaps                         18/04/2024       N/A                         Cash                         1430494                  0.950573
 Swaps                         31/07/2024       N/A                         Cash                         550                      0.000365
 Swaps                         23/09/2024       N/A                         Cash                         42062                    0.027950
 Swaps                         23/10/2024       N/A                         Cash                         2701933                  1.795453
 Swaps                         31/10/2024       N/A                         Cash                         25437                    0.016903
 Swaps                         18/11/2024       N/A                         Cash                         84016                    0.055829
 Swaps                         16/12/2024       N/A                         Cash                         990                      0.000658
 Swaps                         31/01/2025       N/A                         Cash                         18127                    0.012046
 Swaps                         28/02/2025       N/A                         Cash                         1775375                  1.179749
 Swaps                         01/04/2025       N/A                         Cash                         239551                   0.159183
 Swaps                         15/10/2026       N/A                         Cash                         20139                    0.013383
 Swaps                         15/02/2028       N/A                         Cash                         147799                   0.098213
 Sub Total 8.B2                                                                                          6486473                  4.310305%

9. Information in relation to the person subject to the notification
obligation

2. Full chain of controlled undertakings through which the voting rights
and/or the financial instruments are effectively held starting with the
ultimate controlling natural person or legal entities (please add additional
rows as necessary)

 Ultimate controlling person  Name of controlled undertaking         % of voting rights if it equals or is higher than the notifiable threshold  % of voting rights through financial instruments if it equals or is higher  Total of both if it equals or is higher than the notifiable threshold
                                                                                                                                                 than the notifiable threshold
 Bank of America Corporation  Bank Of America, National Association
 Bank of America Corporation  Managed Account Advisors, LLC
 Bank of America Corporation  Merrill Lynch International                                                                                                                                                                    5.081774%
 Bank of America Corporation  BofA Securities Europe SA

10. In case of proxy voting

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

11. Additional Information

 

12. Date of Completion

27-Mar-2024

13. Place Of Completion

United Kingdom

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
 or visit
www.rns.com (http://www.rns.com/)
.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
.   END  HOLEALDXAFALEFA