REG - Deutsche Bank AG Provident Fin.PLC. - Form 8.5 (EPT/RI) Provident Financial plc

Deutsche Bank AGAnnouncement

26/04/2019 10:05

RNS Number : 2443X
Deutsche Bank AG
26 April 2019
 


FORM 8.5 (EPT/RI)
 
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
 
1.         KEY INFORMATION
 



(a) Name of exempt principal trader:


Deutsche Bank AG London




(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 
Use a separate form for each offeror/offeree


Provident Financial plc




(c) Name of the party to the offer with which exempt principal trader is connected:


Non-Standard Finance plc




(d) Date dealing undertaken:


25/04/2019




(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 
If it is a cash offer or possible cash offer, state "N/A"


Yes- Non-Standard Finance plc



 
                      
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales
 



Class of relevant security


Purchases/ sales
 


Total number of securities


Highest price per unit paid/received GBP


Lowest price per unit paid/received GBP




20 8/11p ordinary


Purchases


 32,290


5.1940


5.0360




20 8/11p ordinary


Sales


 29,627


5.1820


5.0300



 
 
(b)        Cash-settled derivative transactions
 



Class of relevant security


Product description
e.g. CFD


Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


Number of reference securities


Price per unit
 




20 8/11p ordinary


Swaps


Long


410


5.0893




20 8/11p ordinary


Swaps


Long


639


5.0560




20 8/11p ordinary


Swaps


Long


666


5.0776




20 8/11p ordinary


Swaps


Long


5,256


5.1324




20 8/11p ordinary


Swaps


Short


13


5.0559




20 8/11p ordinary


Swaps


Short


16


5.0657




20 8/11p ordinary


Swaps


Short


16


5.1274




20 8/11p ordinary


Swaps


Short


24


5.1648




20 8/11p ordinary


Swaps


Short


46


5.0886




20 8/11p ordinary


Swaps


Short


66


5.0699




20 8/11p ordinary


Swaps


Short


77


5.1276




20 8/11p ordinary


Swaps


Short


81


5.0642




20 8/11p ordinary


Swaps


Short


90


5.0586




20 8/11p ordinary


Swaps


Short


96


5.1221




20 8/11p ordinary


Swaps


Short


110


5.1625




20 8/11p ordinary


Swaps


Short


112


5.1060




20 8/11p ordinary


Swaps


Short


120


5.0664




20 8/11p ordinary


Swaps


Short


128


5.1285




20 8/11p ordinary


Swaps


Short


176


5.1637




20 8/11p ordinary


Swaps


Short


217


5.0585




20 8/11p ordinary


Swaps


Short


230


5.0706




20 8/11p ordinary


Swaps


Short


289


5.0663




20 8/11p ordinary


Swaps


Short


305


5.1286




20 8/11p ordinary


Swaps


Short


351


5.0875




20 8/11p ordinary


Swaps


Short


377


5.0840




20 8/11p ordinary


Swaps


Short


391


5.1203




20 8/11p ordinary


Swaps


Short


422


5.1633




20 8/11p ordinary


Swaps


Short


444


5.0667




20 8/11p ordinary


Swaps


Short


839


5.0876




20 8/11p ordinary


Swaps


Short


1,546


5.0984




20 8/11p ordinary


Swaps


Short


3,052


5.1567



 
(i)         Writing, selling, purchasing or varying                                      
 



Class of relevant security


Product description
e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date


Option money paid/received per unit





































 
 
(ii)        Exercise
 



Class of relevant security


Product description
e.g. call option


Exercising/ exercised against


Number of securities


Exercise price per unit

























 
(d)        Other dealings (including subscribing for new securities)
 



Class of relevant security


Nature of dealing
e.g. subscription, conversion


Details


Price per unit (if applicable)





















 
 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




 
NONE



 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 



Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
NONE



 
 



Date of disclosure:


26/04/2019




Contact name:


Jasim Baloch




Telephone number:


0121 407 9093



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.




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