REG - Goldman Sachs & Co. Equinix, Inc - Form 8 (DD) - [Equinix Inc] - Amendment <Origin Href="QuoteRef">EQIX.O</Origin>

EquinixAnnouncement

05/01/2016 13:23

RNS Number : 1017F
Goldman Sachs & Co.
09 November 2015
Amendment - due to the amendment of Derivative transactions, the disclosure made on 22 Sep for dealings on 21 Sep has been updated. Section 2(a) and 3(b) have been updated.
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser:
(GS) GOLDMAN, SACHS & CO.
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
 The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
EQUINIX INC
(d) Status of person making the disclosure:
 e.g. offeror, offeree, person acting in concert with the offeror/offeree (specify name of offeror/offeree)
Advisor to TELECITY GROUP PLC
(e) Date dealing undertaken:
21 September 2015
(f) In addition to the company in 1(c) above, is discoloser making disclosures in respect of any other party to the offer?
 If it is a cash offer or possible cash offer, state "N/A"
NO
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
Class of relevant security:
USD 0.001

Interests
Short positions

Number
%
Number
%
(1) Relevant securities owned and/or controlled:
230,161
0.40
618,547
1.08
(2) Cash-settled derivatives:
33,463
0.05
17,449
0.03
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:
206,278
0.36
399,711
0.70
 TOTAL:
469,902
0.82
1,035,707
1.81
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (included traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
Class of relevant security
Purchase/sale
Number of securities
Price per unit




(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected advisor
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
USD 0.001
Purchases
21,701
292.1900 USD
286.9639 USD
USD 0.001
Sales
20,749
292.0900 USD
286.9639 USD
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
USD 0.001
CFD
Increasing a long position
74
290.5800 USD
USD 0.001
CFD
Opening a long position
357
290.6266 USD
USD 0.001
CFD
Increasing a long position
15
291.0081 USD
USD 0.001
CFD
Increasing a long position
10
291.0081 USD
USD 0.001
CFD
Increasing a long position
79
291.0081 USD
USD 0.001
SWAP
Opening a long position
1,205
290.6266 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit
USD 0.001
Call Option / (1.00 : 100.00)
Purchasing
7 (700)
280.0000 USD
AMERICAN
16/10/2015
14.4000 USD
USD 0.001
Call Option / (1.00 : 100.00)
Purchasing
1 (100)
310.0000 USD
AMERICAN
16/10/2015
0.6800 USD
USD 0.001
Call Option / (1.00 : 100.00)
Purchasing
1 (100)
310.0000 USD
AMERICAN
16/10/2015
0.7300 USD
USD 0.001
Put Option / (1.00 : 100.00)
Purchasing
8 (800)
210.0000 USD
AMERICAN
16/10/2015
0.0500 USD
USD 0.001
Put Option / (1.00 : 100.00)
Purchasing
12 (1,200)
210.0000 USD
AMERICAN
16/10/2015
0.1400 USD
USD 0.001
Put Option / (1.00 : 100.00)
Purchasing
2 (200)
290.0000 USD
AMERICAN
16/10/2015
6.0200 USD
USD 0.001
Put Option / (1.00 : 100.00)
Selling
2 (200)
280.0000 USD
AMERICAN
16/10/2015
3.1800 USD
(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising / exercised against
Number of securities
Exercise price per unit





(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions)
YES
Supplemental Form 8 (SBL)
NO
Date of disclosure:
09 November 2015
Contact name:
Aadithya Rao and Yiannis Bardis
Telephone number:
+44(20) 7051 9046 / +44(20) 7774 7107
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8(OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENT TO 
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
 Full name of person making disclosure:
(GS) GOLDMAN, SACHS & CO.
 Name of offeror/offeree in relation to whose relevant securities disclosure relates:
EQUINIX INC
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security
Product description e.g. call option
Written or purchased
Number of securities to which option or derivative relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
USD 0.001
Call Option
Purchased
100
230.0000 USD
AMER
18/12/2015
USD 0.001
Call Option
Purchased
100
270.0000 USD
AMER
15/01/2016
USD 0.001
Call Option
Purchased
100
280.0000 USD
AMER
18/03/2016
USD 0.001
Call Option
Purchased
100
300.0000 USD
AMER
15/01/2016
USD 0.001
Call Option
Purchased
100
310.0000 USD
AMER
16/10/2015
USD 0.001
Call Option
Purchased
100
350.0000 USD
AMER
18/03/2016
USD 0.001
Call Option
Purchased
100
360.0000 USD
AMER
18/03/2016
USD 0.001
Call Option
Purchased
100
360.0000 USD
AMER
18/12/2015
USD 0.001
Call Option
Sold
100
370.0000 USD
AMER
18/03/2016
USD 0.001
Call Option
Sold
100
380.0000 USD
AMER
18/03/2016
USD 0.001
Call Option^
Purchased
103
200.0000 USD
AMER
15/01/2016
USD 0.001
Call Option^
Purchased
103
230.0000 USD
AMER
15/01/2016
USD 0.001
Call Option^
Sold
103
270.0000 USD
AMER
15/01/2016
USD 0.001
Call Option^
Purchased
103
300.0000 USD
AMER
15/01/2016
USD 0.001
Call Option^
Purchased
103
320.0000 USD
AMER
15/01/2016
USD 0.001
Call Option
Purchased
200
240.0000 USD
AMER
15/01/2016
USD 0.001
Call Option
Purchased
200
310.0000 USD
AMER
18/12/2015
USD 0.001
Call Option
Purchased
200
320.0000 USD
AMER
15/01/2016
USD 0.001
Call Option
Sold
300
270.0000 USD
AMER
18/12/2015
USD 0.001
Call Option
Purchased
300
310.0000 USD
AMER
15/01/2016
USD 0.001
Call Option
Purchased
300
320.0000 USD
AMER
18/12/2015
USD 0.001
Call Option
Purchased
300
330.0000 USD
AMER
15/01/2016
USD 0.001
Call Option
Purchased
300
340.0000 USD
AMER
18/12/2015
USD 0.001
Call Option
Purchased
300
340.0000 USD
AMER
18/03/2016
USD 0.001
Call Option
Purchased
500
290.0000 USD
AMER
18/12/2015
USD 0.001
Call Option
Purchased
500
330.0000 USD
AMER
18/12/2015
USD 0.001
Call Option
Purchased
700
280.0000 USD
AMER
16/10/2015
USD 0.001
Call Option
Purchased
1,000
300.0000 USD
AMER
16/10/2015
USD 0.001
Call Option^
Purchased
1,030
310.0000 USD
AMER
15/01/2016
USD 0.001
Call Option
Purchased
1,100
300.0000 USD
AMER
18/03/2016
USD 0.001
Call Option
Sold
1,100
390.0000 USD
AMER
18/03/2016
USD 0.001
Call Option
Sold
1,300
290.0000 USD
AMER
16/10/2015
USD 0.001
Call Option
Purchased
1,400
250.0000 USD
AMER
15/01/2016
USD 0.001
Call Option
Sold
1,500
300.0000 USD
AMER
18/12/2015
USD 0.001
Call Option
Sold
1,600
280.0000 USD
AMER
15/01/2016
USD 0.001
Call Option
Sold
1,900
200.0000 USD
AMER
15/01/2016
USD 0.001
Call Option
Sold
1,900
220.0000 USD
AMER
15/01/2016
USD 0.001
Call Option
Purchased
2,200
280.0000 USD
AMER
18/12/2015
USD 0.001
Call Option
Sold
2,300
260.0000 USD
AMER
18/12/2015
USD 0.001
Call Option
Sold
3,100
290.0000 USD
AMER
18/03/2016
USD 0.001
Call Option^
Purchased
3,296
240.0000 USD
AMER
15/01/2016
USD 0.001
Call Option
Purchased
4,400
330.0000 USD
AMER
18/03/2016
USD 0.001
Call Option
Purchased
10,900
220.0000 USD
AMER
15/01/2016
USD 0.001
Call Option
Purchased
13,100
210.0000 USD
AMER
15/01/2016
USD 0.001
Call Option
Purchased
44,600
250.0000 USD
AMER
15/01/2016
USD 0.001
Call Option
Purchased
45,000
300.0000 USD
AMER
16/10/2015
USD 0.001
Call Option
Sold
55,500
200.0000 USD
AMER
15/01/2016
USD 0.001
Call Option
Purchased
58,700
200.0000 USD
AMER
15/01/2016
USD 0.001
Call Option
Sold
94,500
200.0000 USD
AMER
15/01/2016
USD 0.001
Put Option
Purchased
100
125.0000 USD
AMER
15/01/2016
USD 0.001
Put Option
Sold
100
130.0000 USD
AMER
15/01/2016
USD 0.001
Put Option
Purchased
100
130.0000 USD
AMER
18/12/2015
USD 0.001
Put Option
Purchased
100
135.0000 USD
AMER
15/01/2016
USD 0.001
Put Option
Purchased
100
135.0000 USD
AMER
18/03/2016
USD 0.001
Put Option
Purchased
100
140.0000 USD
AMER
15/01/2016
USD 0.001
Put Option
Purchased
100
145.0000 USD
AMER
18/12/2015
USD 0.001
Put Option
Purchased
100
145.0000 USD
AMER
15/01/2016
USD 0.001
Put Option
Purchased
100
150.0000 USD
AMER
18/12/2015
USD 0.001
Put Option
Purchased
100
165.0000 USD
AMER
18/03/2016
USD 0.001
Put Option
Purchased
100
180.0000 USD
AMER
18/03/2016
USD 0.001
Put Option
Purchased
100
180.0000 USD
AMER
15/01/2016
USD 0.001
Put Option
Purchased
100
185.0000 USD
AMER
18/12/2015
USD 0.001
Put Option
Purchased
100
195.0000 USD
AMER
18/12/2015
USD 0.001
Put Option
Purchased
100
200.0000 USD
AMER
18/03/2016
USD 0.001
Put Option
Purchased
100
210.0000 USD
AMER
18/03/2016
USD 0.001
Put Option
Purchased
100
210.0000 USD
AMER
18/12/2015
USD 0.001
Put Option
Purchased
100
220.0000 USD
AMER
15/01/2016
USD 0.001
Put Option
Purchased
100
220.0000 USD
AMER
18/03/2016
USD 0.001
Put Option
Purchased
100
250.0000 USD
AMER
18/03/2016
USD 0.001
Put Option
Sold
100
270.0000 USD
AMER
15/01/2016
USD 0.001
Put Option
Purchased
100
270.0000 USD
AMER
18/03/2016
USD 0.001
Put Option
Purchased
100
280.0000 USD
AMER
18/03/2016
USD 0.001
Put Option^
Purchased
103
180.0000 USD
AMER
15/01/2016
USD 0.001
Put Option^
Purchased
103
195.0000 USD
AMER
15/01/2016
USD 0.001
Put Option^
Sold
103
280.0000 USD
AMER
15/01/2016
USD 0.001
Put Option
Sold
200
150.0000 USD
AMER
15/01/2016
USD 0.001
Put Option
Sold
200
155.0000 USD
AMER
15/01/2016
USD 0.001
Put Option
Sold
200
160.0000 USD
AMER
15/01/2016
USD 0.001
Put Option
Purchased
200
165.0000 USD
AMER
18/12/2015
USD 0.001
Put Option
Purchased
200
175.0000 USD
AMER
15/01/2016
USD 0.001
Put Option
Purchased
200
180.0000 USD
AMER
18/12/2015
USD 0.001
Put Option
Purchased
200
185.0000 USD
AMER
15/01/2016
USD 0.001
Put Option
Purchased
200
200.0000 USD
AMER
18/12/2015
USD 0.001
Put Option
Sold
200
260.0000 USD
AMER
15/01/2016
USD 0.001
Put Option
Sold
200
280.0000 USD
AMER
16/10/2015
USD 0.001
Put Option
Purchased
200
290.0000 USD
AMER
16/10/2015
USD 0.001
Put Option^
Sold
206
95.0000 USD
AMER
15/01/2016
USD 0.001
Put Option^
Sold
206
170.0000 USD
AMER
15/01/2016
USD 0.001
Put Option^
Sold
206
175.0000 USD
AMER
15/01/2016
USD 0.001
Put Option^
Sold
206
290.0000 USD
AMER
15/01/2016
USD 0.001
Put Option
Purchased
300
140.0000 USD
AMER
18/12/2015
USD 0.001
Put Option
Purchased
300
190.0000 USD
AMER
18/12/2015
USD 0.001
Put Option
Purchased
300
230.0000 USD
AMER
15/01/2016
USD 0.001
Put Option
Sold
300
240.0000 USD
AMER
16/10/2015
USD 0.001
Put Option
Purchased
300
280.0000 USD
AMER
15/01/2016
USD 0.001
Put Option
Purchased
300
290.0000 USD
AMER
18/03/2016
USD 0.001
Put Option
Purchased
300
300.0000 USD
AMER
15/01/2016
USD 0.001
Put Option^
Purchased
309
165.0000 USD
AMER
15/01/2016
USD 0.001
Put Option
Purchased
400
260.0000 USD
AMER
18/12/2015
USD 0.001
Put Option^
Sold
412
240.0000 USD
AMER
15/01/2016
USD 0.001
Put Option^
Purchased
412
310.0000 USD
AMER
15/01/2016
USD 0.001
Put Option
Purchased
500
155.0000 USD
AMER
18/12/2015
USD 0.001
Put Option
Purchased
500
200.0000 USD
AMER
15/01/2016
USD 0.001
Put Option
Purchased
500
250.0000 USD
AMER
16/10/2015
USD 0.001
Put Option^
Sold
515
260.0000 USD
AMER
15/01/2016
USD 0.001
Put Option^
Sold
618
230.0000 USD
AMER
15/01/2016
USD 0.001
Put Option
Purchased
700
160.0000 USD
AMER
18/12/2015
USD 0.001
Put Option
Sold
700
195.0000 USD
AMER
18/03/2016
USD 0.001
Put Option
Purchased
800
240.0000 USD
AMER
18/12/2015
USD 0.001
Put Option^
Purchased
824
120.0000 USD
AMER
15/01/2016
USD 0.001
Put Option^
Purchased
824
125.0000 USD
AMER
15/01/2016
USD 0.001
Put Option
Sold
1,000
240.0000 USD
AMER
15/01/2016
USD 0.001
Put Option
Purchased
1,000
310.0000 USD
AMER
16/10/2015
USD 0.001
Put Option
Sold
1,100
190.0000 USD
AMER
15/01/2016
USD 0.001
Put Option
Purchased
1,100
195.0000 USD
AMER
15/01/2016
USD 0.001
Put Option
Purchased
1,100
220.0000 USD
AMER
18/12/2015
USD 0.001
Put Option
Purchased
1,100
260.0000 USD
AMER
16/10/2015
USD 0.001
Put Option
Purchased
1,100
300.0000 USD
AMER
18/03/2016
USD 0.001
Put Option^
Purchased
1,133
100.0000 USD
AMER
15/01/2016
USD 0.001
Put Option^
Sold
1,133
105.0000 USD
AMER
15/01/2016
USD 0.001
Put Option^
Purchased
1,133
145.0000 USD
AMER
15/01/2016
USD 0.001
Put Option^
Purchased
1,133
150.0000 USD
AMER
15/01/2016
USD 0.001
Put Option^
Purchased
1,133
160.0000 USD
AMER
15/01/2016
USD 0.001
Put Option^
Sold
1,133
210.0000 USD
AMER
15/01/2016
USD 0.001
Put Option
Purchased
1,300
210.0000 USD
AMER
15/01/2016
USD 0.001
Put Option
Purchased
1,300
270.0000 USD
AMER
18/12/2015
USD 0.001
Put Option^
Sold
1,442
110.0000 USD
AMER
15/01/2016
USD 0.001
Put Option^
Purchased
1,751
250.0000 USD
AMER
15/01/2016
USD 0.001
Put Option
Purchased
1,900
230.0000 USD
AMER
18/12/2015
USD 0.001
Put Option
Purchased
2,000
210.0000 USD
AMER
16/10/2015
USD 0.001
Put Option
Sold
2,000
250.0000 USD
AMER
18/12/2015
USD 0.001
Put Option^
Purchased
2,060
85.0000 USD
AMER
15/01/2016
USD 0.001
Put Option^
Sold
2,060
200.0000 USD
AMER
15/01/2016
USD 0.001
Put Option^
Purchased
3,090
220.0000 USD
AMER
15/01/2016
USD 0.001
Put Option
Purchased
200,000
200.0000 USD
AMER
15/01/2016
^Please note this product is part of a basket of securities for which EQUINIX INC is a component
3. AGREEMENTS TO PURCHASE OR SELL
Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplement form (Open Positions) with regard to cash-settled derivatives.
The currency of all pieces and other monetary amounts should be stated. 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
  END
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