REG-National Bank of Canada Form 8 (DD) - I3 Energy PLC
02/09/2024 07:00
For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20240902:nBw7SkXFRa&default-theme=true
Form 8 (DD) - I3 Energy PLC
FORM 8 (DD)
“The Panel Executive has agreed on an ex-parte basis that the dealings below
have no Code consequences”
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT
(INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: National Bank of Canada
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the
trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form I3 Energy PLC
relates:
Use a separate form for each offeror/offeree
(d) Status of person making the disclosure: Financial Advisor to i3 Energy PLC
e.g. offeror, offeree, person acting in concert with the offeror/offeree
(specify name of offeror/offeree)
(e) Date dealing undertaken: August 21(st), 2024
(f) In addition to the company in 1(c) above, is the discloser making YES / NO / N/A
disclosures in respect of any other party to the offer?
If YES, specify which:
If it is a cash offer or possible cash offer, state “N/A”
YES / Gran Tierra Energy Inc
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing
Class of relevant security:
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 649 0,00 None
(2) Cash-settled derivatives: None None
(3) Stock-settled derivatives (including options) and agreements to None None
purchase/sell:
649 0,00
TOTAL:
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal
trader in the same group as a connected adviser)
Class of relevant security Purchase/sale Number of securities Price per unit
(ii) Principal trader where the sole reason for the connection is that the
principal trader is in the same group as a connected adviser
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
0.01p ordinary Purchase 1931 0,21 CAD 0,215 CAD
0.01p ordinary Sale 3516 0,215 CAD 0,22 CAD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD
e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the party to
the offer or person acting in concert making the disclosure and any other
person:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
none
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the party to the offer or person acting in concert making the
disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
none
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) NO
Supplemental Form 8 (SBL) NO
Date of disclosure: August 28, 2024
Contact name: Giuseppe Alvaro
Telephone number: 514-879-2374
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s dealing disclosure requirements on +44 (0)20 7638
0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk&esheet=54115676&newsitemid=20240830546098&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=459ae0691e2d842fde48f963c07211ae)
.
View source version on businesswire.com:
https://www.businesswire.com/news/home/20240830546098/en/
(https://www.businesswire.com/news/home/20240830546098/en/)
National Bank of Canada
Copyright Business Wire 2024Recent news on I3 Energy
See all newsREG - Takeover Panel - Disclosure Table
AnnouncementREG - i3 Energy PLC Gran Tierra Energy - Result of Elections under the Mix & Match Facility
AnnouncementREG - Syquant Capital i3 Energy PLC Gran Tierra Energy - Form 8.3 - I3E LN
AnnouncementREG - Syquant Capital Gran Tierra Energy i3 Energy PLC - Form 8.3 - Gran Tierra Energy
AnnouncementREG - Takeover Panel - Disclosure Table
Announcement