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RNS Number : 5821X South32 Limited 30 August 2022
Notification of dealing form
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Graham Kerr
2 Reason for the notification
a) Position/status Chief Executive Officer and Managing Director
b) Initial notification/Amendment Initial Notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name South32 Limited
b) LEI 213800LAZNPXSBKVHR17
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Vesting of Rights under South32 Equity Incentive Plan (EIP) and sale of shares
Identification code AU000000S320
b) Nature of the transaction Vesting of rights under the South32 EIP
c) Price(s) and volume(s) Price(s) Volume(s)
0 280,988
(shares following vesting of rights under EIP)
d) Aggregated information Aggregated volume: 280,988
- Aggregated volume Aggregated price: 0.00
- Price Total Aggregated Price: 0.00
b) Nature of the transaction Sale of shares
c) Price(s) and volume(s) Price(s) Volume(s)
$4.26 132,065
d) Aggregated information Aggregated volume: 132,065
- Aggregated volume Aggregated price: 4.262
- Price Total Aggregated Price: 562,903.95
e) Date of the transaction 26 August 2022
f) Place of the transaction XASX
d)
Aggregated information
- Aggregated volume
- Price
Aggregated volume: 280,988
Aggregated price: 0.00
Total Aggregated Price: 0.00
b)
Nature of the transaction
Sale of shares
c)
Price(s) and volume(s)
Price(s) Volume(s)
$4.26 132,065
d)
Aggregated information
- Aggregated volume
- Price
Aggregated volume: 132,065
Aggregated price: 4.262
Total Aggregated Price: 562,903.95
e)
Date of the transaction
26 August 2022
f)
Place of the transaction
XASX
Notification of dealing forms
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Jason Economidis
2 Reason for the notification
a) Position/status Chief Operating Officer
b) Initial notification/Amendment Initial Notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name South32 Limited
b) LEI 213800LAZNPXSBKVHR17
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Vesting of Rights under South32 Equity Incentive Plan (EIP) and sale of shares
Identification code AU000000S320
b) Nature of the transaction Vesting of rights under the South32 EIP
c) Price(s) and volume(s) Price(s) Volume(s)
0 62,305
(shares following vesting of rights under EIP)
d) Aggregated information Aggregated volume: 62305
- Aggregated volume Aggregated price: 0.00
- Price Total Aggregated Price: 0.00
b) Nature of the transaction Sale of shares
c) Price(s) and volume(s) Price(s) Volume(s)
$4.26 29,284
d) Aggregated information Aggregated volume: 29,284
- Aggregated volume Aggregated price: 4.262
- Price Total Aggregated Price: 124,817.93
e) Date of the transaction 26 August 2022
f) Place of the transaction XASX
d)
Aggregated information
- Aggregated volume
- Price
Aggregated volume: 62305
Aggregated price: 0.00
Total Aggregated Price: 0.00
b)
Nature of the transaction
Sale of shares
c)
Price(s) and volume(s)
Price(s) Volume(s)
$4.26 29,284
d)
Aggregated information
- Aggregated volume
- Price
Aggregated volume: 29,284
Aggregated price: 4.262
Total Aggregated Price: 124,817.93
e)
Date of the transaction
26 August 2022
f)
Place of the transaction
XASX
Notification of dealing form
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Kumaran Perumal Pillay
2 Reason for the notification
a) Position/status Chief Operating Officer
b) Initial notification/Amendment Initial Notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name South32 Limited
b) LEI 213800LAZNPXSBKVHR17
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Vesting of Rights under South32 Equity Incentive Plan (EIP) and sale of shares
Identification code AU000000S320
b) Nature of the transaction Vesting of rights under the South32 EIP
c) Price(s) and volume(s) Price(s) Volume(s)
0 54,283
(shares following vesting of rights under EIP)
d) Aggregated information Aggregated volume: 54,283
- Aggregated volume Aggregated price: 0.00
- Price Total Aggregated Price: 0.00
b) Nature of the transaction Sale of shares
c) Price(s) and volume(s) Price(s) Volume(s)
$4.35 8,127
$4.26 16,285
d) Aggregated information Aggregated volume: 24,412
- Aggregated volume Aggregated price: 4.292
- Price Total Aggregated Price: 104,764.41
e) Date of the transaction 26 August 2022
f) Place of the transaction XASX
d)
Aggregated information
- Aggregated volume
- Price
Aggregated volume: 54,283
Aggregated price: 0.00
Total Aggregated Price: 0.00
b)
Nature of the transaction
Sale of shares
c)
Price(s) and volume(s)
Price(s) Volume(s)
$4.35 8,127
$4.26 16,285
d)
Aggregated information
- Aggregated volume
- Price
Aggregated volume: 24,412
Aggregated price: 4.292
Total Aggregated Price: 104,764.41
e)
Date of the transaction
26 August 2022
f)
Place of the transaction
XASX
Notification of dealing form
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Katherine Tovich
2 Reason for the notification
a) Position/status Chief Financial Officer
b) Initial notification/Amendment Initial Notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name South32 Limited
b) LEI 213800LAZNPXSBKVHR17
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Vesting of Rights under South32 Equity Incentive Plan (EIP) and sale of shares
Identification code AU000000S320
b) Nature of the transaction Vesting of rights under the South32 EIP
c) Price(s) and volume(s) Price(s) Volume(s)
0 199,124
(shares following vesting of rights under EIP)
d) Aggregated information Aggregated volume: 199,124
- Aggregated volume Aggregated price: 0.00
- Price Total Aggregated Price: 0.00
b) Nature of the transaction Sale of shares
c) Price(s) and volume(s) Price(s) Volume(s)
$4.26 73,335
$4.26 20,255
d) Aggregated information Aggregated volume: 93,590
- Aggregated volume Aggregated price: 4.262
- Price Total Aggregated Price: 398,911.00
e) Date of the transaction 26 August 2022
f) Place of the transaction XASX
d)
Aggregated information
- Aggregated volume
- Price
Aggregated volume: 199,124
Aggregated price: 0.00
Total Aggregated Price: 0.00
b)
Nature of the transaction
Sale of shares
c)
Price(s) and volume(s)
Price(s) Volume(s)
$4.26 73,335
$4.26 20,255
d)
Aggregated information
- Aggregated volume
- Price
Aggregated volume: 93,590
Aggregated price: 4.262
Total Aggregated Price: 398,911.00
e)
Date of the transaction
26 August 2022
f)
Place of the transaction
XASX
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