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REG - South32 Limited - Director/PDMR Shareholding

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RNS Number : 5821X  South32 Limited  30 August 2022

Notification of dealing form

 1   Details of the person discharging managerial responsibilities / person closely
     associated
 a)  Name                                                         Graham Kerr
 2   Reason for the notification
 a)  Position/status                                              Chief Executive Officer and Managing Director
 b)  Initial notification/Amendment                               Initial Notification
 3   Details of the issuer, emission allowance market participant, auction
     platform, auctioneer or auction monitor
 a)  Name                                                         South32 Limited
 b)  LEI                                                          213800LAZNPXSBKVHR17
 4   Details of the transaction(s): section to be repeated for (i) each type of
     instrument; (ii) each type of transaction; (iii) each date; and (iv) each
     place where transactions have been conducted
 a)  Description of the financial instrument, type of instrument  Vesting of Rights under South32 Equity Incentive Plan (EIP) and sale of shares

      Identification code                                         AU000000S320
 b)  Nature of the transaction                                    Vesting of rights under the South32 EIP
 c)  Price(s) and volume(s)                                       Price(s)  Volume(s)
                                                                  0    280,988

                                                                  (shares following vesting of rights under EIP)
 d)  Aggregated information                                       Aggregated volume:  280,988

     - Aggregated volume                                          Aggregated price: 0.00

     - Price                                                      Total Aggregated Price:  0.00
 b)  Nature of the transaction                                    Sale of shares
 c)  Price(s) and volume(s)                                       Price(s)  Volume(s)
                                                                  $4.26     132,065
 d)  Aggregated information                                       Aggregated volume:  132,065

     - Aggregated volume                                          Aggregated price: 4.262

     - Price                                                      Total Aggregated Price:  562,903.95
 e)  Date of the transaction                                      26 August 2022
 f)  Place of the transaction                                     XASX

d)

Aggregated information

- Aggregated volume

- Price

Aggregated volume:  280,988

Aggregated price: 0.00

Total Aggregated Price:  0.00

b)

Nature of the transaction

Sale of shares

c)

Price(s) and volume(s)

 Price(s)  Volume(s)
 $4.26     132,065

d)

Aggregated information

- Aggregated volume

- Price

Aggregated volume:  132,065

Aggregated price: 4.262

Total Aggregated Price:  562,903.95

e)

Date of the transaction

26 August 2022

f)

Place of the transaction

XASX

 

Notification of dealing forms

 1   Details of the person discharging managerial responsibilities / person closely
     associated
 a)  Name                                                         Jason Economidis
 2   Reason for the notification
 a)  Position/status                                              Chief Operating Officer
 b)  Initial notification/Amendment                               Initial Notification
 3   Details of the issuer, emission allowance market participant, auction
     platform, auctioneer or auction monitor
 a)  Name                                                         South32 Limited
 b)  LEI                                                          213800LAZNPXSBKVHR17
 4   Details of the transaction(s): section to be repeated for (i) each type of
     instrument; (ii) each type of transaction; (iii) each date; and (iv) each
     place where transactions have been conducted
 a)  Description of the financial instrument, type of instrument  Vesting of Rights under South32 Equity Incentive Plan (EIP) and sale of shares

      Identification code                                         AU000000S320
 b)  Nature of the transaction                                    Vesting of rights under the South32 EIP
 c)  Price(s) and volume(s)                                       Price(s)  Volume(s)
                                                                  0    62,305

                                                                  (shares following vesting of rights under EIP)
 d)  Aggregated information                                       Aggregated volume:  62305

     - Aggregated volume                                          Aggregated price: 0.00

     - Price                                                      Total Aggregated Price:  0.00
 b)  Nature of the transaction                                    Sale of shares
 c)  Price(s) and volume(s)                                       Price(s)  Volume(s)
                                                                  $4.26     29,284
 d)  Aggregated information                                       Aggregated volume:  29,284

     - Aggregated volume                                          Aggregated price: 4.262

     - Price                                                      Total Aggregated Price:  124,817.93
 e)  Date of the transaction                                      26 August 2022
 f)  Place of the transaction                                     XASX

d)

Aggregated information

- Aggregated volume

- Price

Aggregated volume:  62305

Aggregated price: 0.00

Total Aggregated Price:  0.00

b)

Nature of the transaction

Sale of shares

c)

Price(s) and volume(s)

 Price(s)  Volume(s)
 $4.26     29,284

d)

Aggregated information

- Aggregated volume

- Price

Aggregated volume:  29,284

Aggregated price: 4.262

Total Aggregated Price:  124,817.93

e)

Date of the transaction

26 August 2022

f)

Place of the transaction

XASX

 

 

Notification of dealing form

 1   Details of the person discharging managerial responsibilities / person closely
     associated
 a)  Name                                                         Kumaran Perumal Pillay
 2   Reason for the notification
 a)  Position/status                                              Chief Operating Officer
 b)  Initial notification/Amendment                               Initial Notification
 3   Details of the issuer, emission allowance market participant, auction
     platform, auctioneer or auction monitor
 a)  Name                                                         South32 Limited
 b)  LEI                                                          213800LAZNPXSBKVHR17
 4   Details of the transaction(s): section to be repeated for (i) each type of
     instrument; (ii) each type of transaction; (iii) each date; and (iv) each
     place where transactions have been conducted
 a)  Description of the financial instrument, type of instrument  Vesting of Rights under South32 Equity Incentive Plan (EIP) and sale of shares

      Identification code                                         AU000000S320
 b)  Nature of the transaction                                    Vesting of rights under the South32 EIP
 c)  Price(s) and volume(s)                                       Price(s)  Volume(s)
                                                                  0    54,283

                                                                  (shares following vesting of rights under EIP)
 d)  Aggregated information                                       Aggregated volume:  54,283

     - Aggregated volume                                          Aggregated price: 0.00

     - Price                                                      Total Aggregated Price:  0.00
 b)  Nature of the transaction                                    Sale of shares
 c)  Price(s) and volume(s)                                       Price(s)  Volume(s)
                                                                  $4.35     8,127
                                                                  $4.26     16,285
 d)  Aggregated information                                       Aggregated volume:  24,412

     - Aggregated volume                                          Aggregated price: 4.292

     - Price                                                      Total Aggregated Price:  104,764.41
 e)  Date of the transaction                                      26 August 2022
 f)  Place of the transaction                                     XASX

d)

Aggregated information

- Aggregated volume

- Price

Aggregated volume:  54,283

Aggregated price: 0.00

Total Aggregated Price:  0.00

b)

Nature of the transaction

Sale of shares

c)

Price(s) and volume(s)

 Price(s)  Volume(s)
 $4.35     8,127
 $4.26     16,285

d)

Aggregated information

- Aggregated volume

- Price

Aggregated volume:  24,412

Aggregated price: 4.292

Total Aggregated Price:  104,764.41

e)

Date of the transaction

26 August 2022

f)

Place of the transaction

XASX

 

 

Notification of dealing form

 1   Details of the person discharging managerial responsibilities / person closely
     associated
 a)  Name                                                         Katherine Tovich
 2   Reason for the notification
 a)  Position/status                                              Chief Financial Officer
 b)  Initial notification/Amendment                               Initial Notification
 3   Details of the issuer, emission allowance market participant, auction
     platform, auctioneer or auction monitor
 a)  Name                                                         South32 Limited
 b)  LEI                                                          213800LAZNPXSBKVHR17
 4   Details of the transaction(s): section to be repeated for (i) each type of
     instrument; (ii) each type of transaction; (iii) each date; and (iv) each
     place where transactions have been conducted
 a)  Description of the financial instrument, type of instrument  Vesting of Rights under South32 Equity Incentive Plan (EIP) and sale of shares

      Identification code                                         AU000000S320
 b)  Nature of the transaction                                    Vesting of rights under the South32 EIP
 c)  Price(s) and volume(s)                                       Price(s)  Volume(s)
                                                                  0    199,124

                                                                  (shares following vesting of rights under EIP)
 d)  Aggregated information                                       Aggregated volume:  199,124

     - Aggregated volume                                          Aggregated price: 0.00

     - Price                                                      Total Aggregated Price:  0.00
 b)  Nature of the transaction                                    Sale of shares
 c)  Price(s) and volume(s)                                       Price(s)  Volume(s)
                                                                  $4.26     73,335
                                                                  $4.26     20,255
 d)  Aggregated information                                       Aggregated volume:  93,590

     - Aggregated volume                                          Aggregated price: 4.262

     - Price                                                      Total Aggregated Price:  398,911.00
 e)  Date of the transaction                                      26 August 2022
 f)  Place of the transaction                                     XASX

d)

Aggregated information

- Aggregated volume

- Price

Aggregated volume:  199,124

Aggregated price: 0.00

Total Aggregated Price:  0.00

b)

Nature of the transaction

Sale of shares

c)

Price(s) and volume(s)

 Price(s)  Volume(s)
 $4.26     73,335
 $4.26     20,255

d)

Aggregated information

- Aggregated volume

- Price

Aggregated volume:  93,590

Aggregated price: 4.262

Total Aggregated Price:  398,911.00

e)

Date of the transaction

26 August 2022

f)

Place of the transaction

XASX

 

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