REG - South32 Limited - Notification of Dealing Form
29/08/2023 09:00
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RNS Number : 6503K South32 Limited 29 August 2023
Notification of dealing form
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name of natural person or legal person Graham Kerr
2 Reason for the notification
a) Position/status Chief Executive Officer and Managing Director
b) Initial notification/amendment Initial Notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Full name of the entity South32 Limited
b) Legal Entity Identifier code 213800LAZNPXSBKVHR17
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Vesting of Rights under South32 Equity Incentive Plan (EIP) shares (shares
following vesting of rights under EIP)
b) Identification code AU000000S320
c) Nature of the transaction Vesting of Rights under South32 Equity Incentive Plan (EIP)
d) Currency AUD - Australian Dollar
e) Price(s) and volume(s) Price(s) Volume(s)
0 242,160
f) Aggregated information Aggregated price: 0.00
- Aggregated volume Aggregated volume: 242160
- Price Total Aggregated Price: 0.00
g) Date of transaction 25 August 2023
h) Place of transaction XASX
a) Description of the financial instrument, type of instrument Sale of Shares
b) Identification code AU000000S320
c) Nature of the transaction Sale of shares
d) Currency AUD - Australian Dollar
e) Price(s) and volume(s) Price(s) Volume(s)
$3.44 56,908
f) Aggregated information Aggregated price: 3.44
- Aggregated volume Aggregated volume: 56908
- Price Total Aggregated Price: 195,763.52
g) Date of transaction 28 August 2023
h) Place of transaction XASX
a) Description of the financial instrument, type of instrument Off-market transfer of shares made as part settlement of a marital divorce
b) Identification code AU000000S320
c) Nature of the transaction Off-market transfer of shares made as part settlement of a marital divorce
d) Currency AUD - Australian Dollar
e) Price(s) and volume(s) Price(s) Volume(s)
0 121,080
f) Aggregated information Aggregated price: 0.00
- Aggregated volume Aggregated volume: 121080
- Price Total Aggregated Price: 0.00
g) Date of the transaction 25 August 2023
h) Place of the transaction XASX
f)
Aggregated information
- Aggregated volume
- Price
Aggregated price: 0.00
Aggregated volume: 242160
Total Aggregated Price: 0.00
g)
Date of transaction
25 August 2023
h)
Place of transaction
XASX
a)
Description of the financial instrument, type of instrument
Sale of Shares
b)
Identification code
AU000000S320
c)
Nature of the transaction
Sale of shares
d)
Currency
AUD - Australian Dollar
e)
Price(s) and volume(s)
Price(s) Volume(s)
$3.44 56,908
f)
Aggregated information
- Aggregated volume
- Price
Aggregated price: 3.44
Aggregated volume: 56908
Total Aggregated Price: 195,763.52
g)
Date of transaction
28 August 2023
h)
Place of transaction
XASX
a)
Description of the financial instrument, type of instrument
Off-market transfer of shares made as part settlement of a marital divorce
b)
Identification code
AU000000S320
c)
Nature of the transaction
Off-market transfer of shares made as part settlement of a marital divorce
d)
Currency
AUD - Australian Dollar
e)
Price(s) and volume(s)
Price(s) Volume(s)
0 121,080
f)
Aggregated information
- Aggregated volume
- Price
Aggregated price: 0.00
Aggregated volume: 121080
Total Aggregated Price: 0.00
g)
Date of the transaction
25 August 2023
h)
Place of the transaction
XASX
Notification of dealing forms
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name of natural person or legal person Jason Economidis
2 Reason for the notification
a) Position/status Chief Operating Officer
b) Initial notification/amendment Initial Notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Full name of the entity South32 Limited
b) Legal Entity Identifier code 213800LAZNPXSBKVHR17
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Vesting of Rights under South32 Equity Incentive Plan (EIP) shares (shares
following vesting of rights under EIP)
b) Identification code AU000000S320
c) Nature of the transaction Vesting of Rights under South32 Equity Incentive Plan (EIP)
d) Currency AUD - Australian Dollar
e) Price(s) and volume(s) Price(s) Volume(s)
0 136,637
f) Aggregated information Aggregated price: 0.00
- Aggregated volume Aggregated volume: 136637
- Price Total Aggregated Price: 0.00
g) Date of transaction 25 August 2023
h) Place of transaction XASX
a) Description of the financial instrument, type of instrument Sale of Shares
b) Identification code AU000000S320
c) Nature of the transaction Sale of shares
d) Currency AUD - Australian Dollar
e) Price(s) and volume(s) Price(s) Volume(s)
$3.444149 64,220
f) Aggregated information Aggregated price: 3.444149
- Aggregated volume Aggregated volume: 64220
- Price Total Aggregated Price: 221,183.25
g) Date of transaction 28 August 2023
h) Place of transaction XASX
f)
Aggregated information
- Aggregated volume
- Price
Aggregated price: 0.00
Aggregated volume: 136637
Total Aggregated Price: 0.00
g)
Date of transaction
25 August 2023
h)
Place of transaction
XASX
a)
Description of the financial instrument, type of instrument
Sale of Shares
b)
Identification code
AU000000S320
c)
Nature of the transaction
Sale of shares
d)
Currency
AUD - Australian Dollar
e)
Price(s) and volume(s)
Price(s) Volume(s)
$3.444149 64,220
f)
Aggregated information
- Aggregated volume
- Price
Aggregated price: 3.444149
Aggregated volume: 64220
Total Aggregated Price: 221,183.25
g)
Date of transaction
28 August 2023
h)
Place of transaction
XASX
Notification of dealing form
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name of natural person or legal person Kumaran Perumal Pillay
2 Reason for the notification
a) Position/status Chief Operating Officer
b) Initial notification/amendment Initial Notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Full name of the entity South32 Limited
b) Legal Entity Identifier code 213800LAZNPXSBKVHR17
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Vesting of Rights under South32 Equity Incentive Plan (EIP) shares (shares
following vesting of rights under EIP)
b) Identification code AU000000S320
c) Nature of the transaction Vesting of Rights under South32 Equity Incentive Plan (EIP)
d) Currency AUD - Australian Dollar
e) Price(s) and volume(s) Price(s) Volume(s)
0 86,262
f) Aggregated information Aggregated price: 0.00
- Aggregated volume Aggregated volume: 86262
- Price Total Aggregated Price: 0.00
g) Date of transaction 25 August 2023
h) Place of transaction XASX
a) Description of the financial instrument, type of instrument Sale of Shares
b) Identification code AU000000S320
c) Nature of the transaction Sale of shares
d) Currency AUD - Australian Dollar
e) Price(s) and volume(s) Price(s) Volume(s)
$3.55 27,311
$3.41 11,508
f) Aggregated information Aggregated price: 3.508
- Aggregated volume Aggregated volume: 38819
- Price Total Aggregated Price: 136,196.33
g) Date of transaction 28 August 2023
h) Place of transaction XASX
f)
Aggregated information
- Aggregated volume
- Price
Aggregated price: 0.00
Aggregated volume: 86262
Total Aggregated Price: 0.00
g)
Date of transaction
25 August 2023
h)
Place of transaction
XASX
a)
Description of the financial instrument, type of instrument
Sale of Shares
b)
Identification code
AU000000S320
c)
Nature of the transaction
Sale of shares
d)
Currency
AUD - Australian Dollar
e)
Price(s) and volume(s)
Price(s) Volume(s)
$3.55 27,311
$3.41 11,508
f)
Aggregated information
- Aggregated volume
- Price
Aggregated price: 3.508
Aggregated volume: 38819
Total Aggregated Price: 136,196.33
g)
Date of transaction
28 August 2023
h)
Place of transaction
XASX
Notification of dealing form
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name of natural person or legal person Sandy Sibenaler
2 Reason for the notification
a) Position/status Chief Financial Officer
b) Initial notification/amendment Initial Notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Full name of the entity South32 Limited
b) Legal Entity Identifier code 213800LAZNPXSBKVHR17
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Vesting of Rights under South32 Equity Incentive Plan (EIP) shares (shares
following vesting of rights under EIP)
b) Identification code AU000000S320
c) Nature of the transaction Vesting of Rights under South32 Equity Incentive Plan (EIP)
d) Currency AUD - Australian Dollar
e) Price(s) and volume(s) Price(s) Volume(s)
0 23,762
f) Aggregated information Aggregated price: 0.00
- Aggregated volume Aggregated volume: 23762
- Price Total Aggregated Price: 0.00
g) Date of transaction 25 August 2023
h) Place of transaction XASX
f)
Aggregated information
- Aggregated volume
- Price
Aggregated price: 0.00
Aggregated volume: 23762
Total Aggregated Price: 0.00
g)
Date of transaction
25 August 2023
h)
Place of transaction
XASX
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