REG - Morgan Stanley Takeda Pharma.Co.Ltd - Form 8.5 (EPT/NON-RI) - TAKEDA PHARMACEUTICAL

Takeda Pharmaceutical CoAnnouncement

02/08/2018 11:45

RNS Number : 6477W
Morgan Stanley
02 August 2018
 


 
FORM 8.5 (EPT/NON-RI)
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Name of exempt principal trader:


Morgan Stanley MUFG Securities Co., Ltd.




(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Takeda Pharmaceutical Company Limited




(c) Name of the party to the offer with which exempt principal trader is connected:


Shire plc




(d) Date position held/dealing undertaken:
     For an opening position disclosure, state the latest practicable date prior to the disclosure


01 AUGUST 2018




(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?
     If it is a cash offer or possible cash offer, state "N/A"


YES - Shire plc



 
2.         POSITIONS OF THE EXEMPT PRINCIPAL TRADER                            
 
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
 
(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
 



 
Class of relevant security:


 
Ordinary




 
 


Interests


Short positions




Number


%


Number


%




(1) Relevant securities owned and/or controlled:


2,448,779


0.31


10,237,684


1.31




(2) Cash-settled derivatives:
 


10,019,934


1.28


2,106,800


0.27




(3) Stock-settled derivatives (including options) and agreements to purchase/sell:


0


0.00


0


0.00




 
     TOTAL:


12,468,713


1.59


12,344,484


1.58



 
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
 
(b)        Rights to subscribe for new securities (including directors' and other employee options)
 



Class of relevant security in relation to which subscription right exists:


N/A




Details, including nature of the rights concerned and relevant percentages:


N/A



 
 
3.         DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales
 



Class of relevant security


 Purchases/sales


 Total   number of securities


 Highest price per unit paid/received


 Lowest price per unit paid/received




 Ordinary


 PURCHASES


 1,088,554


 4,844.0606 JPY


 4,629.7157 JPY




 Ordinary


 SALES


 1,483,768


 4,845.0000 JPY


 4,629.7157 JPY



 
 (b)       Cash-settled derivative transactions
 



Class of relevant security


 Product description
            e.g. CFD


 Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


 Number of reference securities


 Price per unit




Ordinary


CFD


LONG


300


4837.0000 JPY




Ordinary


CFD


SHORT


700


4771.7142 JPY




Ordinary


CFD


SHORT


19100


4797.2707 JPY




Ordinary


CFD


SHORT


51900


4790.6551 JPY




Ordinary


CFD


LONG


3300


4827.0303 JPY




Ordinary


CFD


LONG


9700


4802.2989 JPY




Ordinary


CFD


SHORT


5400


4764.1481 JPY




Ordinary


CFD


SHORT


400


4768.0000 JPY




Ordinary


CFD


LONG


400


4838.0000 JPY




Ordinary


CFD


SHORT


4100


4839.5609 JPY




Ordinary


CFD


LONG


2700


4844.0000 JPY




Ordinary


CFD


SHORT


2800


4844.0000 JPY




Ordinary


CFD


SHORT


6800


4844.0000 JPY




Ordinary


CFD


SHORT


800


4778.0000 JPY




Ordinary


CFD


LONG


400


4808.0000 JPY




Ordinary


CFD


SHORT


1300


4768.0000 JPY




Ordinary


CFD


LONG


2900


4790.1724 JPY




Ordinary


CFD


LONG


1600


4835.5625 JPY




Ordinary


CFD


SHORT


3300


4773.1115 JPY




Ordinary


CFD


SHORT


5900


4804.4947 JPY




Ordinary


CFD


LONG


20000


4837.7450 JPY




Ordinary


CFD


LONG


100


4780.0000 JPY




Ordinary


CFD


SHORT


1300


4768.0000 JPY




Ordinary


CFD


SHORT


6700


4844.0000 JPY




Ordinary


CFD


LONG


22500


4839.5306 JPY




Ordinary


CFD


SHORT


2700


4844.0000 JPY




Ordinary


CFD


LONG


1900


4836.5789 JPY




Ordinary


CFD


SHORT


1500


4844.0000 JPY




Ordinary


CFD


SHORT


100


4773.0000 JPY




Ordinary


CFD


LONG


100


4844.0000 JPY




Ordinary


CFD


LONG


100


4773.0000 JPY




Ordinary


CFD


SHORT


4100


4781.1707 JPY




Ordinary


CFD


LONG


900


4844.0000 JPY




Ordinary


CFD


SHORT


900


4844.0000 JPY




Ordinary


CFD


SHORT


1000


4844.0000 JPY




Ordinary


CFD


LONG


900


4844.0000 JPY




Ordinary


CFD


LONG


1000


4748.0000 JPY




Ordinary


CFD


LONG


2300


4794.0000 JPY




Ordinary


CFD


SHORT


300


4785.0000 JPY




Ordinary


CFD


LONG


500


4794.0000 JPY




Ordinary


CFD


SHORT


500


4785.0000 JPY




Ordinary


CFD


LONG


410960


4788.7172 JPY




Ordinary


CFD


SHORT


200


4775.0000 JPY




Ordinary


CFD


SHORT


6400


4748.2950 JPY




Ordinary


CFD


SHORT


3600


4748.2950 JPY




Ordinary


CFD


LONG


3200


4675.0000 JPY




Ordinary


CFD


SHORT


400


4730.2500 JPY




Ordinary


CFD


SHORT


8800


4775.4423 JPY




Ordinary


CFD


SHORT


1600


4775.4423 JPY




Ordinary


CFD


LONG


1000


4806.8000 JPY




Ordinary


CFD


LONG


3300


4697.2727 JPY




Ordinary


CFD


SHORT


140000


4844.0606 JPY




Ordinary


CFD


LONG


3154


4629.7157 JPY




Ordinary


CFD


LONG


50300


4800.1809 JPY




Ordinary


CFD


SHORT


50300


4800.1809 JPY




Ordinary


CFD


LONG


168700


4795.4994 JPY



 
 (c)       Stock-settled derivative transactions (including options)               
 
(i)         Writing, selling, purchasing or varying
 



Class of relevant security


Product description e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date


Option money paid/ received per unit




N/A


N/A


N/A


N/A


N/A


N/A


N/A


N/A



 
(ii)        Exercise
 



Class of relevant security


Product description
e.g. call option


Exercising/ exercised against


Number of securities


Exercise price per unit




N/A


N/A


N/A


N/A


N/A



 
(d)        Other dealings (including subscribing for new securities)
 



Class of relevant security


Nature of dealing
e.g. subscription, conversion


Details


Price per unit (if applicable)




N/A


N/A


N/A


N/A



 
 
4.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 



Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 



 
(c)        Attachments
 



Is a Supplemental Form 8 (Open Positions) attached?


NO



 
 



Date of disclosure:


02 AUGUST 2018




Contact name:


Craig Horsley




Telephone number:


+44(141) 245 7736



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.




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