REG - Societe Generale SA Takeda Pharma.Co.Ltd - Form 8.3 - Takeda Pharmaceutical Co Ltd

Takeda Pharmaceutical CoAnnouncement

12/09/2018 13:05

RNS Number : 5810A
Societe Generale SA
12 September 2018
 


FORM 8.3
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 




(a) Full name of discloser:


Société Générale S.A.




(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
     The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.


 
 
 




(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Takeda Pharmaceutical CO LTD




(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:


 




(e) Date position held/dealing undertaken:
     For an opening position disclosure, state the latest practicable date prior to the disclosure


11/09/2018




(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
     If it is a cash offer or possible cash offer, state "N/A"


YES: Shire PLC
 




                                                                                                                    
2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE
 
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
 
(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
 




Class of relevant security:
 


Ordinary




 
 


Interests


Short positions




 


Number


%


Number


%




(1) Relevant securities owned and/or controlled:


2,673,803


0.34


6,183,350


0.79




(2) Cash-settled derivatives:
 


5,259,342


0.67


2,026


0.00




(3) Stock-settled derivatives (including options) and agreements to purchase/sell:


121,500


0.02


0


0.00




 
     TOTAL:


8,054,645


1.03


6,185,376


0.79




           
All interests and all short positions should be disclosed.
 
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
 
(b)        Rights to subscribe for new securities (including directors' and other employee options)
 




Class of relevant security in relation to which subscription right exists:


 




Details, including nature of the rights concerned and relevant percentages:


 




 
 
3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales




Class of relevant security


Purchase/sale


Number of securities


Price per unit
JPY




Ordinary


Purchase


6,700


4600




Ordinary


Purchase


100


4585




Ordinary


Purchase


100


4563




Ordinary


Purchase


27,900


4600




Ordinary


Purchase


300


4552




Ordinary


Purchase


400


4526




Ordinary


Purchase


300


4526




Ordinary


Purchase


200


4478




Ordinary


Purchase


200


4545




Ordinary


Purchase


300


4544




Ordinary


Purchase


200


4544




Ordinary


Purchase


100


4573




Ordinary


Purchase


100


4553




Ordinary


Purchase


800


4600




Ordinary


Purchase


2,200


4600




Ordinary


Purchase


100


4537




Ordinary


Purchase


200


4528




Ordinary


Purchase


700


4529




Ordinary


Purchase


1,500


4511




Ordinary


Purchase


100


4478




Ordinary


Purchase


1,300


4483




Ordinary


Purchase


1,000


4548




Ordinary


Purchase


200


4578




Ordinary


Purchase


1,000


4584




Ordinary


Purchase


1,000


4553




Ordinary


Purchase


100


4547




Ordinary


Purchase


1,000


4580




Ordinary


Purchase


400


4549




Ordinary


Purchase


1,000


4536




Ordinary


Purchase


200


4579




Ordinary


Purchase


1,000


4590




Ordinary


Purchase


500


4554




Ordinary


Purchase


2,000


4517




Ordinary


Purchase


200


4550




Ordinary


Purchase


600


4589




Ordinary


Purchase


1,000


4553




Ordinary


Purchase


500


4537




Ordinary


Purchase


700


4585




Ordinary


Purchase


1,000


4552




Ordinary


Purchase


1,000


4586




Ordinary


Purchase


1,000


4602




Ordinary


Purchase


1,000


4554




Ordinary


Purchase


900


4474




Ordinary


Purchase


1,000


4590




Ordinary


Purchase


100


4503




Ordinary


Purchase


1,000


4500




Ordinary


Purchase


500


4498




Ordinary


Purchase


1,000


4586




Ordinary


Purchase


1,000


4491




Ordinary


Purchase


600


4493




Ordinary


Purchase


900


4536




Ordinary


Purchase


100


4585




Ordinary


Purchase


1,000


4580




Ordinary


Purchase


1,000


4585




Ordinary


Purchase


1,000


4548




Ordinary


Purchase


1,000


4561




Ordinary


Purchase


300


4495




Ordinary


Purchase


200


4598




Ordinary


Purchase


1,000


4599




Ordinary


Purchase


600


4563




Ordinary


Purchase


500


4481




Ordinary


Purchase


1,000


4478




Ordinary


Purchase


1,000


4547




Ordinary


Purchase


1,000


4478




Ordinary


Purchase


1,000


4494




Ordinary


Purchase


500


4542




Ordinary


Purchase


200


4550




Ordinary


Purchase


500


4495




Ordinary


Purchase


1,800


4496




Ordinary


Purchase


300


4551




Ordinary


Purchase


1,000


4552




Ordinary


Purchase


1,000


4585




Ordinary


Purchase


1,000


4524




Ordinary


Purchase


2,000


4583




Ordinary


Purchase


1,000


4507




Ordinary


Purchase


1,000


4575




Ordinary


Purchase


10,200


4600




Ordinary


Purchase


174


4433




Ordinary


Purchase


100


4585




Ordinary


Sale


1,000


4552




Ordinary


Sale


300


4548




Ordinary


Sale


27,000


4469




Ordinary


Sale


1,200


4599




Ordinary


Sale


100


4581




Ordinary


Sale


1,400


4512




Ordinary


Sale


200


4511.5




Ordinary


Sale


1,300


4511.5




Ordinary


Sale


1,300


4520.5




Ordinary


Sale


900


4526.5




Ordinary


Sale


100


4487




Ordinary


Sale


300


4553




Ordinary


Sale


1,300


4492




Ordinary


Sale


1,000


4552




Ordinary


Sale


200


4591




Ordinary


Sale


500


4595




Ordinary


Sale


1,400


4586




Ordinary


Sale


1,500


4588




Ordinary


Sale


100


4600




Ordinary


Sale


400


4602




Ordinary


Sale


200


4591




Ordinary


Sale


2,000


4591




Ordinary


Sale


2,200


4586




Ordinary


Sale


2,100


4574




Ordinary


Sale


1,200


4552




Ordinary


Sale


1,200


4463




Ordinary


Sale


2,400


4469




Ordinary


Sale


2,200


4535




Ordinary


Sale


200


4455




Ordinary


Sale


100


4474




Ordinary


Sale


500


4471




Ordinary


Sale


2,100


4552




Ordinary


Sale


100


4475




Ordinary


Sale


400


4477




Ordinary


Sale


2,400


4476




Ordinary


Sale


1,200


4479




Ordinary


Sale


700


4583




Ordinary


Sale


300


4495




Ordinary


Sale


100


4508




Ordinary


Sale


400


4504




Ordinary


Sale


300


4503




Ordinary


Sale


2,200


4583




Ordinary


Sale


2,200


4574




Ordinary


Sale


100


4499




Ordinary


Sale


500


4498




Ordinary


Sale


100


4493




Ordinary


Sale


200


4586




Ordinary


Sale


200


4585




Ordinary


Sale


400


4486




Ordinary


Sale


1,300


4494




Ordinary


Sale


1,000


4493




Ordinary


Sale


300


4542




Ordinary


Sale


200


4492




Ordinary


Sale


100


4552




Ordinary


Sale


200


4587




Ordinary


Sale


100


4587




Ordinary


Sale


1,200


4546




Ordinary


Sale


500


4586




Ordinary


Sale


1,000


4585




Ordinary


Sale


1,200


4595




Ordinary


Sale


1,500


4600




Ordinary


Sale


5,900


4600




Ordinary


Sale


24,000


4600




Ordinary


Sale


6,700


4600




Ordinary


Sale


48,000


4600




Ordinary


Sale


100


4459




Ordinary


Sale


200


4462




Ordinary


Sale


600


4456




Ordinary


Sale


3,100


4469




Ordinary


Sale


174


4374




Ordinary


Sale


100


4585




Ordinary


Sale


100


4585




 


Total Purchases


98,674


 




 


Total Sales


167,274


 




 
(b)        Cash-settled derivative transactions
 




Class of relevant security


Product description
e.g. CFD


Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


Number of reference securities


Price per unit JPY




 


 


 


 


 




 
 (c)       Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 




Class of relevant security


Product description e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date


Option money paid/ received per unit JPY




 


 


 


 


 


 


 


 




 
(ii)        Exercise
 




Class of relevant security


Product description
e.g. call option


Exercising/ exercised against


Number of securities


Exercise price per unit JPY




 


 


 


 


 
 




 
(d)        Other dealings (including subscribing for new securities)
 




Class of relevant security


Nature of dealing
e.g. subscription, conversion


Details


Price per unit (if applicable) JPY




 


 
 


 


 




4.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 




Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




 
 
 




 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 




Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
 
 




 
(c)        Attachments
 




Is a Supplemental Form 8 (Open Positions) attached?


YES




 
 




Date of disclosure:


12/09/2018




Contact name:


Olivier Vero




Telephone number:


+44 20 7676 6969




 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
 
 
 
 
 
                                                               SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
 
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
 
 
1.         KEY INFORMATION
 




Full name of person making disclosure:


SOCIETE GENERALE SA




Name of offeror/offeree in relation to whose relevant securities the disclosure relates:


Takeda Pharmaceutical CO LTD




 
2.         STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
 
 




Class of relevant security


Product description e.g. call option


Written or purchased


Number of securities to which option or derivative relates


Exercise price per unit


Type


Expiry date




JPY


e.g. American, European etc.




Ordinary


OTC put-option


Sale


15,700


4707


European options


14/12/2018




Ordinary


OTC put-option


Sale


30,000


5075.10


European options


14/12/2018




Ordinary


OTC put-option


Sale


29,600


5073.65


European options


14/12/2018




Ordinary


OTC put-option


Sale


15,500


4491.40


European options


14/12/2018




Ordinary


OTC put-option


Sale


30,700


4533.90


European options


14/12/2018




 
 
 
3.         AGREEMENTS TO PURCHASE OR SELL ETC.
 




Full details should be given so that the nature of the interest or position can be fully understood:




 
 
 
 
 




 
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
 
The currency of all prices and other monetary amounts should be stated.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
 




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