REG - Societe Generale SA Takeda Pharma.Co.Ltd - Form 8.3 - Takeda Pharmaceutical Company Ltd

Takeda Pharmaceutical CoAnnouncement

10/09/2018 09:55

RNS Number : 2620A
Societe Generale SA
10 September 2018
 


FORM 8.3
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 




(a) Full name of discloser:


Société Générale S.A.




(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
     The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.


 
 
 




(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Takeda Pharmaceutical CO LTD




(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:


 




(e) Date position held/dealing undertaken:
     For an opening position disclosure, state the latest practicable date prior to the disclosure


07/09/2018




(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
     If it is a cash offer or possible cash offer, state "N/A"


YES: Shire PLC
 




 
2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE
 
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
 
(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
 




Class of relevant security:
 


Ordinary




 
 


Interests


Short positions




 


Number


%


Number


%




(1) Relevant securities owned and/or controlled:


2,696,412


0.34


6,280,881


0.80




(2) Cash-settled derivatives:
 


5,259,342


0.67


2,026


0.00




(3) Stock-settled derivatives (including options) and agreements to purchase/sell:


121,500


0.02


0


0.00




 
     TOTAL:


8,077,254


1.03


6,282,907


0.80




           
All interests and all short positions should be disclosed.
 
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
 
(b)        Rights to subscribe for new securities (including directors' and other employee options)
 




Class of relevant security in relation to which subscription right exists:


 




Details, including nature of the rights concerned and relevant percentages:


 




 
 
3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales




Class of relevant security


Purchase/sale


Number of securities


Price per unit
JPY




Ordinary


Purchase


5,600


4425




Ordinary


Purchase


100


4379




Ordinary


Purchase


300


4406




Ordinary


Purchase


900


4379




Ordinary


Purchase


200


4378




Ordinary


Purchase


600


4371




Ordinary


Purchase


500


4371




Ordinary


Purchase


500


4355




Ordinary


Purchase


400


4381




Ordinary


Purchase


500


4380




Ordinary


Purchase


500


4380




Ordinary


Purchase


800


4378




Ordinary


Purchase


300


4373




Ordinary


Purchase


100


4407




Ordinary


Purchase


100


4407




Ordinary


Purchase


200


4405




Ordinary


Purchase


100


4405




Ordinary


Purchase


600


4371




Ordinary


Purchase


1,200


4354




Ordinary


Purchase


800


4376




Ordinary


Purchase


2,300


4373




Ordinary


Purchase


1,300


4423




Ordinary


Purchase


300


4423




Ordinary


Purchase


3,000


4382




Ordinary


Purchase


100


4349




Ordinary


Purchase


2,300


4354




Ordinary


Purchase


100


4371




Ordinary


Purchase


500


4363




Ordinary


Purchase


1,400


4347




Ordinary


Purchase


700


4367




Ordinary


Purchase


1,100


4372




Ordinary


Purchase


2,200


4375




Ordinary


Purchase


200


4412




Ordinary


Purchase


100


4424




Ordinary


Purchase


100


4396




Ordinary


Purchase


600


4391




Ordinary


Purchase


100


4390




Ordinary


Purchase


400


4347




Ordinary


Purchase


500


4357




Ordinary


Purchase


1,100


4360




Ordinary


Purchase


1,100


4359




Ordinary


Purchase


1,000


4377




Ordinary


Purchase


1,000


4378




Ordinary


Purchase


1,000


4383




Ordinary


Purchase


700


4384




Ordinary


Purchase


1,000


4400




Ordinary


Purchase


1,000


4400




Ordinary


Purchase


700


4368




Ordinary


Purchase


600


4345




Ordinary


Purchase


1,000


4386




Ordinary


Purchase


700


4386




Ordinary


Purchase


1,000


4394




Ordinary


Purchase


300


4394




Ordinary


Purchase


300


4400




Ordinary


Purchase


700


4346




Ordinary


Purchase


100


4400




Ordinary


Purchase


1,000


4401




Ordinary


Purchase


100


4397




Ordinary


Purchase


1,300


4349




Ordinary


Purchase


500


4393




Ordinary


Purchase


1,000


4392




Ordinary


Purchase


1,100


4368




Ordinary


Purchase


1,100


4367




Ordinary


Purchase


200


4372




Ordinary


Purchase


400


4348.5




Ordinary


Purchase


500


4396.5




Ordinary


Purchase


400


4395




Ordinary


Purchase


600


4416




Ordinary


Purchase


100


4367




Ordinary


Purchase


300


4381




Ordinary


Purchase


1,200


4379.5




Ordinary


Purchase


400


4352




Ordinary


Purchase


700


4413




Ordinary


Purchase


400


4407




Ordinary


Purchase


100


4368




Ordinary


Purchase


200


4374




Ordinary


Purchase


2,300


4374




Ordinary


Purchase


14,200


4374




Ordinary


Purchase


100


4390




Ordinary


Purchase


300


4420




Ordinary


Purchase


100


4412




Ordinary


Purchase


100


4410




Ordinary


Purchase


200


4405




Ordinary


Purchase


100


4407




Ordinary


Purchase


174


4488




Ordinary


Sale


14,700


4374




Ordinary


Sale


300


4375




Ordinary


Sale


300


4410




Ordinary


Sale


200


4410




Ordinary


Sale


500


4375




Ordinary


Sale


100


4345




Ordinary


Sale


1,300


4395




Ordinary


Sale


100


4400




Ordinary


Sale


700


4398




Ordinary


Sale


200


4384




Ordinary


Sale


400


4369




Ordinary


Sale


200


4397




Ordinary


Sale


1,300


4416




Ordinary


Sale


100


4376




Ordinary


Sale


900


4363




Ordinary


Sale


700


4366




Ordinary


Sale


500


4369




Ordinary


Sale


200


4366




Ordinary


Sale


500


4369




Ordinary


Sale


800


4369




Ordinary


Sale


100


4366




Ordinary


Sale


1,800


4366




Ordinary


Sale


700


4361




Ordinary


Sale


1,700


4377




Ordinary


Sale


200


4410




Ordinary


Sale


100


4368




Ordinary


Sale


1,100


4388




Ordinary


Sale


100


4361




Ordinary


Sale


1,500


4380




Ordinary


Sale


200


4345




Ordinary


Sale


1,200


4354




Ordinary


Sale


1,400


4398




Ordinary


Sale


500


4368




Ordinary


Sale


600


4384




Ordinary


Sale


800


4385




Ordinary


Sale


2,300


4373




Ordinary


Sale


100


4417




Ordinary


Sale


1,000


4418




Ordinary


Sale


1,700


4384




Ordinary


Sale


2,300


4352




Ordinary


Sale


100


4386




Ordinary


Sale


1,300


4395




Ordinary


Sale


300


4384




Ordinary


Sale


300


4368




Ordinary


Sale


200


4396




Ordinary


Sale


800


4411




Ordinary


Sale


200


4344




Ordinary


Sale


100


4419




Ordinary


Sale


1,100


4419




Ordinary


Sale


400


4420




Ordinary


Sale


1,000


4398




Ordinary


Sale


100


4398




Ordinary


Sale


1,300


4395




Ordinary


Sale


700


4405




Ordinary


Sale


1,300


4378




Ordinary


Sale


100


4417




Ordinary


Sale


600


4409




Ordinary


Sale


1,700


4380




Ordinary


Sale


800


4415




Ordinary


Sale


200


4403




Ordinary


Sale


200


4408




Ordinary


Sale


100


4399




Ordinary


Sale


200


4399




Ordinary


Sale


200


4403




Ordinary


Sale


300


4397




Ordinary


Sale


100


4383




Ordinary


Sale


300


4384




Ordinary


Sale


800


4384




Ordinary


Sale


100


4384




Ordinary


Sale


1,000


4384




Ordinary


Sale


200


4403




Ordinary


Sale


100


4398




Ordinary


Sale


200


4410




Ordinary


Sale


200


4408




Ordinary


Sale


100


4408




Ordinary


Sale


1,300


4383




Ordinary


Sale


400


4405




Ordinary


Sale


1,000


4372




Ordinary


Sale


1,000


4426




Ordinary


Sale


1,100


4350




Ordinary


Sale


900


4378




Ordinary


Sale


1,000


4374




Ordinary


Sale


1,100


4354




Ordinary


Sale


900


4374




Ordinary


Sale


1,100


4351




Ordinary


Sale


1,100


4361




Ordinary


Sale


400


4348




Ordinary


Sale


1,000


4382




Ordinary


Sale


900


4375




Ordinary


Sale


400


4355




Ordinary


Sale


1,000


4383




Ordinary


Sale


500


4414




Ordinary


Sale


300


4385




Ordinary


Sale


200


4380.5




Ordinary


Sale


200


4364.5




Ordinary


Sale


200


4368.5




Ordinary


Sale


100


4380




Ordinary


Sale


1,900


4374




Ordinary


Sale


800


4374




Ordinary


Sale


100


4379




Ordinary


Sale


8,000


4374




Ordinary


Sale


100


4354




Ordinary


Sale


11,000


4374




Ordinary


Sale


189


4558




 


Total Purchases


74,074


 




 


Total Sales


98,289


 




 
(b)        Cash-settled derivative transactions
 




Class of relevant security


Product description
e.g. CFD


Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


Number of reference securities


Price per unit JPY




 


 


 


 


 




 
 (c)       Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 




Class of relevant security


Product description e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date


Option money paid/ received per unit JPY




 


 


 


 


 


 


 


 




 
(ii)        Exercise
 




Class of relevant security


Product description
e.g. call option


Exercising/ exercised against


Number of securities


Exercise price per unit JPY




 


 


 


 


 
 




 
(d)        Other dealings (including subscribing for new securities)
 




Class of relevant security


Nature of dealing
e.g. subscription, conversion


Details


Price per unit (if applicable) JPY




 


 
 


 


 




4.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 




Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




 
 
 




 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 




Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
 
 




 
(c)        Attachments
 




Is a Supplemental Form 8 (Open Positions) attached?


YES




 
 




Date of disclosure:


10/09/2018




Contact name:


Olivier Vero




Telephone number:


+44 20 7676 6969




 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
 
 
 
                                                                 
 
 
 
 
 
                                                                SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
 
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
 
 
1.         KEY INFORMATION
 




Full name of person making disclosure:


SOCIETE GENERALE SA




Name of offeror/offeree in relation to whose relevant securities the disclosure relates:


Takeda Pharmaceutical CO LTD




 
2.         STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
 
 




Class of relevant security


Product description e.g. call option


Written or purchased


Number of securities to which option or derivative relates


Exercise price per unit


Type


Expiry date




JPY


e.g. American, European etc.




Ordinary


OTC put-option


Sale


15,700


4707


European options


14/12/2018




Ordinary


OTC put-option


Sale


30,000


5075.10


European options


14/12/2018




Ordinary


OTC put-option


Sale


29,600


5073.65


European options


14/12/2018




Ordinary


OTC put-option


Sale


15,500


4491.40


European options


14/12/2018




Ordinary


OTC put-option


Sale


30,700


4533.90


European options


14/12/2018




 
 
 
3.         AGREEMENTS TO PURCHASE OR SELL ETC.
 




Full details should be given so that the nature of the interest or position can be fully understood:




 
 
 
 
 




 
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
 
The currency of all prices and other monetary amounts should be stated.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
 




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