REG - Societe Generale SA Takeda Pharma.Co.Ltd Shire plc - Form 8.3 - SHIRE PLC

Takeda Pharmaceutical CoAnnouncement

24/08/2018 09:50

RNS Number : 8210Y
Societe Generale SA
24 August 2018
 


FORM 8.3
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 




(a) Full name of discloser:


Société Générale S.A.




(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
     The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.


 




(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


 Shire Plc




(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:


 




(e) Date position held/dealing undertaken:
     For an opening position disclosure, state the latest practicable date prior to the disclosure


23/08/2018




(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
     If it is a cash offer or possible cash offer, state "N/A"


YES: Takeda Pharmaceutical Company Limited




 
2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE
 
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
 
(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
 




Class of relevant security:
 


Ordinary shares:  8,528,943 Shares Interests and  3,826,792 short position
ADR (referencing the ordinary): 261,684 equivalent Shares interests and 17,442 equivalent Shares as short position
Where (1 ADR = 3 ordinary shares)




 
 


Interests


Short positions




 


Number


%


Number


%




(1) Relevant securities owned and/or controlled:


8,790,627


0.96


3,844,234


0.42




(2) Cash-settled derivatives:
 


8,094,145


0.89


7,733,403


0.85




(3) Stock-settled derivatives (including options) and agreements to purchase/sell:


195,000


0.02


175,000


0.02




 
     TOTAL:


17,079,772


1.87


11,752,637


1.29




           
All interests and all short positions should be disclosed.
 
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
 
(b)        Rights to subscribe for new securities (including directors' and other employee options)
 




Class of relevant security in relation to which subscription right exists:


 




Details, including nature of the rights concerned and relevant percentages:


 




 
 
3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales




Class of relevant security


Purchase/sale


Number of securities


Price per unit
GBP




Ordinary


Purchase


39


44.375




Ordinary


Purchase


65


44.375




Ordinary


Purchase


15


44.375




Ordinary


Purchase


692


44.225




Ordinary


Purchase


692


44.225




Ordinary


Purchase


346


44.235




Ordinary


Purchase


24


44.4




Ordinary


Purchase


187


44.4




Ordinary


Purchase


103


44.255




Ordinary


Purchase


102


44.435




Ordinary


Purchase


74


44.315




Ordinary


Purchase


226


44.415




Ordinary


Purchase


154


44.33




Ordinary


Purchase


123


44.28




Ordinary


Purchase


209


44.37




Ordinary


Purchase


58


44.33




Ordinary


Purchase


162


44.425




Ordinary


Purchase


177


44.23




Ordinary


Purchase


102


44.415




Ordinary


Purchase


102


44.425




Ordinary


Purchase


102


44.405




Ordinary


Purchase


102


44.39




Ordinary


Purchase


102


44.325




Ordinary


Purchase


161


44.29




Ordinary


Purchase


107


44.285




Ordinary


Purchase


102


44.27




Ordinary


Purchase


43


44.25




Ordinary


Purchase


104


44.24




Ordinary


Purchase


59


44.25




Ordinary


Purchase


102


44.215




Ordinary


Purchase


136


44.32




Ordinary


Purchase


82


44.265




Ordinary


Purchase


1


44.27




Ordinary


Purchase


101


44.27




Ordinary


Purchase


58


44.325




Ordinary


Purchase


65


44.39




Ordinary


Purchase


58


44.39




Ordinary


Purchase


141


44.39




Ordinary


Purchase


28


44.385




Ordinary


Purchase


150


44.385




Ordinary


Purchase


14


44.385




Ordinary


Purchase


150


44.42




Ordinary


Purchase


597


44.225




Ordinary


Purchase


164


44.33




Ordinary


Purchase


143


44.41




Ordinary


Purchase


66


44.41




Ordinary


Purchase


150


44.39




Ordinary


Purchase


100


44.33




Ordinary


Purchase


75


44.33




Ordinary


Purchase


100


44.355




Ordinary


Purchase


125


44.225




Ordinary


Purchase


90


44.37




Ordinary


Purchase


146


44.35




Ordinary


Purchase


125


44.37




Ordinary


Purchase


100


44.37




Ordinary


Purchase


100


44.37




Ordinary


Purchase


125


44.355




Ordinary


Purchase


291


44.355




Ordinary


Purchase


46


44.32




Ordinary


Purchase


146


44.32




Ordinary


Purchase


57


44.32




Ordinary


Purchase


224


44.32




Ordinary


Purchase


50,000


44.389362




Ordinary


Purchase


50,000


44.43464




Class of relevant security


Purchase/sale


Number of securities


Price per unit
USD




ADR


Purchase


2,400


170.5475




ADR


Purchase


870


170.33276




ADR


Purchase


6


170.42




ADR


Purchase


189


170.63302




Class of relevant security


Purchase/sale


Number of securities


Price per unit
GBP




Ordinary


Sale


63


44.245




Ordinary


Sale


25


44.415




Ordinary


Sale


67


44.375




Ordinary


Sale


99


44.355




Ordinary


Sale


63


44.365




Ordinary


Sale


37


44.385




Ordinary


Sale


69


44.365




Ordinary


Sale


95


44.365




Ordinary


Sale


53


44.325




Ordinary


Sale


21


44.225




Ordinary


Sale


720


44.225




Ordinary


Sale


3,022


44.225




Ordinary


Sale


518


44.225




Ordinary


Sale


761


44.225




Ordinary


Sale


30


44.375




Ordinary


Sale


23


44.37




Ordinary


Sale


207


44.41




Ordinary


Sale


48


44.41




Ordinary


Sale


36


44.355




Ordinary


Sale


38


44.34




Ordinary


Sale


64


44.34




Ordinary


Sale


140


44.365




Ordinary


Sale


191


44.365




Ordinary


Sale


170


44.355




Ordinary


Sale


52


44.355




Ordinary


Sale


140


44.355




Ordinary


Sale


242


44.27




Ordinary


Sale


53


44.27




Ordinary


Sale


198


44.27




Ordinary


Sale


64


44.27




Ordinary


Sale


300


44.25




Ordinary


Sale


3


44.25




Ordinary


Sale


150


44.245




Ordinary


Sale


176


44.4




Ordinary


Sale


117


44.4




Ordinary


Sale


104


44.375




Ordinary


Sale


100


44.4




Ordinary


Sale


92


44.4




Ordinary


Sale


102


44.34




Ordinary


Sale


100


44.4




Ordinary


Sale


109


44.4




Ordinary


Sale


102


44.33




Ordinary


Sale


200


44.415




Ordinary


Sale


326


44.225




Ordinary


Sale


326


44.225




Ordinary


Sale


200


44.405




Ordinary


Sale


168


44.35




Ordinary


Sale


44


44.35




Ordinary


Sale


215


44.385




Ordinary


Sale


200


44.365




Ordinary


Sale


151


44.36




Ordinary


Sale


46


44.32




Ordinary


Sale


2


44.405




Ordinary


Sale


121


44.4




Ordinary


Sale


66


44.32




Ordinary


Sale


70


44.32




Ordinary


Sale


108


44.32




Ordinary


Sale


196


44.32




Ordinary


Sale


173


44.25




Ordinary


Sale


211


44.385




Ordinary


Sale


127


44.385




Ordinary


Sale


119


44.385




Ordinary


Sale


92


44.385




Ordinary


Sale


119


44.385




Ordinary


Sale


200


44.415




Ordinary


Sale


36


44.415




Ordinary


Sale


38


44.415




Ordinary


Sale


103


44.215




Ordinary


Sale


28


44.38




Ordinary


Sale


176


44.365




Ordinary


Sale


102


44.32




Ordinary


Sale


114


44.405




Ordinary


Sale


118


44.375




Ordinary


Sale


200


44.38




Ordinary


Sale


183


44.38




Ordinary


Sale


68


44.385




Ordinary


Sale


18


44.38




Ordinary


Sale


181


44.38




Ordinary


Sale


63


44.38




Ordinary


Sale


205


44.385




Ordinary


Sale


56


44.375




Ordinary


Sale


158


44.375




Ordinary


Sale


104


44.38




Ordinary


Sale


102


44.34




Ordinary


Sale


169


44.36




Ordinary


Sale


91


44.21




Ordinary


Sale


3,988


44.225




Ordinary


Sale


1,374


44.225




Ordinary


Sale


80


44.225




Ordinary


Sale


101


44.22




Ordinary


Sale


224


44.23




Ordinary


Sale


72


44.41




Ordinary


Sale


100


44.35




Ordinary


Sale


70


44.27




Ordinary


Sale


16


44.395




Ordinary


Sale


40


44.395




Ordinary


Sale


100


44.355




Ordinary


Sale


70


44.35




Ordinary


Sale


100


44.32




Ordinary


Sale


90


44.32




Ordinary


Sale


69


44.39




Ordinary


Sale


153


44.385




Ordinary


Sale


55


44.38




Ordinary


Sale


128


44.37




Ordinary


Sale


100


44.355




Ordinary


Sale


100


44.39




Ordinary


Sale


163


44.295




Ordinary


Sale


4


44.21




Ordinary


Sale


378


44.225




Ordinary


Sale


72


44.225




Ordinary


Sale


282


44.37




Ordinary


Sale


134


44.35




Ordinary


Sale


189


44.355




Ordinary


Sale


90


44.325




Ordinary


Sale


314


44.32




Ordinary


Sale


563


44.365




Ordinary


Sale


191


44.365




Ordinary


Sale


171


44.38




Ordinary


Sale


4


44.21




Ordinary


Sale


63


44.39




Ordinary


Sale


69


44.365




Ordinary


Sale


38


44.375




Ordinary


Sale


95


44.375




Ordinary


Sale


40


44.375




Ordinary


Sale


71


44.37




Ordinary


Sale


135


44.355




Ordinary


Sale


76


44.355




Ordinary


Sale


54


44.34




Ordinary


Sale


39


44.405




Ordinary


Sale


37


44.4




Ordinary


Sale


110


44.395




Ordinary


Sale


90


44.325




Ordinary


Sale


114


44.36




Ordinary


Sale


42


44.36




Ordinary


Sale


73


44.27




Ordinary


Sale


31


44.27




Ordinary


Sale


125


44.4




Ordinary


Sale


125


44.375




Ordinary


Sale


214


44.375




Ordinary


Sale


42


44.37




Ordinary


Sale


110


44.37




Ordinary


Sale


85


44.34




Ordinary


Sale


91


44.36




Ordinary


Sale


141


44.35




Ordinary


Sale


96


44.35




Ordinary


Sale


208


44.4




Ordinary


Sale


174


44.4




Ordinary


Sale


124


44.32




Ordinary


Sale


58


44.32




Ordinary


Sale


117


44.4




Ordinary


Sale


125


44.39




Ordinary


Sale


125


44.4




Ordinary


Sale


24


44.39




Ordinary


Sale


37


44.39




Ordinary


Sale


73


44.35




Ordinary


Sale


263


44.41




Ordinary


Sale


186


44.35




Ordinary


Sale


69


44.415




Ordinary


Sale


87


44.415




Ordinary


Sale


125


44.35




Ordinary


Sale


180


44.38




Ordinary


Sale


84


44.36




Ordinary


Sale


34


44.36




Ordinary


Sale


125


44.365




Ordinary


Sale


125


44.325




Ordinary


Sale


117


44.325




Ordinary


Sale


136


44.325




Ordinary


Sale


42


44.325




Ordinary


Sale


85


44.395




Ordinary


Sale


153


44.32




Ordinary


Sale


100


44.325




Ordinary


Sale


210


44.385




Ordinary


Sale


75


44.385




Ordinary


Sale


68


44.245




Ordinary


Sale


177


44.345




Ordinary


Sale


238


44.365




Ordinary


Sale


98


44.385




Ordinary


Sale


110


44.385




Ordinary


Sale


125


44.38




Ordinary


Sale


101


44.415




Ordinary


Sale


69


44.415




Ordinary


Sale


98


44.365




Ordinary


Sale


295


44.365




Ordinary


Sale


115


44.365




Ordinary


Sale


266


44.365




Ordinary


Sale


299


44.395




Ordinary


Sale


125


44.405




Ordinary


Sale


135


44.4




Ordinary


Sale


37


44.4




Ordinary


Sale


140


44.4




Ordinary


Sale


40


44.39




Ordinary


Sale


45


44.385




Ordinary


Sale


125


44.385




Ordinary


Sale


100


44.4




Ordinary


Sale


100


44.405




Ordinary


Sale


143


44.405




Ordinary


Sale


63


44.4




Ordinary


Sale


70


44.4




Ordinary


Sale


77


44.4




Ordinary


Sale


81


44.385




Ordinary


Sale


125


44.37




Ordinary


Sale


143


44.38




Ordinary


Sale


42


44.38




Ordinary


Sale


125


44.395




Ordinary


Sale


37


44.36




Ordinary


Sale


90


44.36




Ordinary


Sale


130


44.36




Ordinary


Sale


223


44.365




Ordinary


Sale


210


44.365




Ordinary


Sale


82


44.365




Ordinary


Sale


39


44.365




Ordinary


Sale


91


44.355




Ordinary


Sale


5


44.21




Ordinary


Sale


101


44.17




Ordinary


Sale


101


44.2




Ordinary


Sale


101


44.22




Ordinary


Sale


90


44.22




Ordinary


Sale


53


44.22




Ordinary


Sale


61


44.22




Ordinary


Sale


89


44.225




Class of relevant security


Purchase/sale


Number of securities


Price per unit
USD




ADR


Sale


51


170.74059




ADR


Sale


90


170.38




ADR


Sale


900


171.09333




 


Total Purchases


112,055


 




 


Total Sales


35,928


 




 
 
(b)        Cash-settled derivative transactions
 




Class of relevant security


Product description
e.g. CFD


Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


Number of reference securities


Price per unit GBP




Ordinary


CFD


Increasing a short position


50,000


44.389362




Ordinary


CFD


Increasing a short position


50,000


44.43463965




 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 




Class of relevant security


Product description e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date


Option money paid/ received per unit GBP




 


 


 


 


 


 


 


 




 
(ii)        Exercise
 




Class of relevant security


Product description
e.g. call option


Exercising/ exercised against


Number of securities


Exercise price per unit GBP




 


 


 


 


 
 




 
(d)        Other dealings (including subscribing for new securities)
 




Class of relevant security


Nature of dealing
e.g. subscription, conversion


Details


Price per unit (if applicable) GBP




 


 
 


 


 




4.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 




Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




 
 
 




 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 




Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
 
 




 
(c)        Attachments
 




Is a Supplemental Form 8 (Open Positions) attached?


Yes




 
 




Date of disclosure:


 24/08/2018                            




Contact name:


 Olivier Vero




Telephone number:


+44 20 7676 6969




 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
 
                                                                
 
 
 
 
 
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
 
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
 
 
1.         KEY INFORMATION
 




Full name of person making disclosure:


SOCIETE GENERALE SA




Name of offeror/offeree in relation to whose relevant securities the disclosure relates:


Shire Plc




 
2.         STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
 
-




Class of relevant security


Product description e.g. call option


Written or purchased


Number of securities to which option or derivative relates


Exercise price per unit GBP


Type


Expiry date




  


e.g. American, European etc.




Ordinary


Listed call-option


Sale


150,000


32


American options


21/12/2018




Ordinary


Listed put-option
 


Sale


150,000


32


American options


21/12/2018




Class of relevant security


Product description e.g. call option


Written or purchased


Number of securities to which option or derivative relates


Exercise price per unit USD


Type


Expiry date




ADR


Listed put-option


Sale


20,000


155


American options


18/01/2019




ADR


Listed Call-option


Purchase


25,000


185


American options


18/01/2019




ADR


Listed Call-option


Sale


25,000


175


American options


18/01/2019




 
3.         AGREEMENTS TO PURCHASE OR SELL ETC.
 




Full details should be given so that the nature of the interest or position can be fully understood:




 
 
 
 
 




 
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
 
The currency of all prices and other monetary amounts should be stated.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
 
 




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