REG-Qube Research & Technologies LTD Form 8.3 - American Axle & Manufacturing Holdings, Inc.
25/04/2025 14:45
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Form 8.3 - American Axle & Manufacturing Holdings, Inc.
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Qube Research & Technologies Limited
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the
trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form American Axle & Manufacturing Holdings, Inc.
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 24-04-2025
For an opening position disclosure, state the latest practicable date prior to
the disclosure
(f) In addition to the company in 1(c) above, is the discloser making Yes - Dowlais Group plc
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state “N/A”
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.01 common
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 681,887 0.57 0 0.0
(2) Cash-settled derivatives: 0 0.0 0 0.0
(3) Stock-settled derivatives (including options) and agreements to 0 0 0 0
purchase/sell:
TOTAL: 681,887 0.57 0 0.0
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists: 0
Details, including nature of the rights concerned and relevant percentages: 0
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit (USD)
USD 0.01 common Sale 1 3.47
USD 0.01 common Sale 1 3.60
USD 0.01 common Sale 2 3.46
USD 0.01 common Sale 2 3.47
USD 0.01 common Sale 2 3.48
USD 0.01 common Sale 2 3.48
USD 0.01 common Sale 2 3.48
USD 0.01 common Sale 2 3.49
USD 0.01 common Sale 2 3.49
USD 0.01 common Sale 2 3.49
USD 0.01 common Sale 2 3.49
USD 0.01 common Sale 2 3.49
USD 0.01 common Sale 2 3.49
USD 0.01 common Sale 2 3.50
USD 0.01 common Sale 2 3.50
USD 0.01 common Sale 2 3.50
USD 0.01 common Sale 2 3.50
USD 0.01 common Sale 2 3.50
USD 0.01 common Sale 2 3.50
USD 0.01 common Sale 2 3.50
USD 0.01 common Sale 2 3.53
USD 0.01 common Sale 2 3.53
USD 0.01 common Sale 2 3.53
USD 0.01 common Sale 2 3.53
USD 0.01 common Sale 2 3.53
USD 0.01 common Sale 2 3.54
USD 0.01 common Sale 2 3.54
USD 0.01 common Sale 2 3.55
USD 0.01 common Sale 2 3.56
USD 0.01 common Sale 2 3.57
USD 0.01 common Sale 2 3.60
USD 0.01 common Sale 2 3.60
USD 0.01 common Sale 2 3.60
USD 0.01 common Sale 2 3.60
USD 0.01 common Sale 2 3.60
USD 0.01 common Sale 2 3.61
USD 0.01 common Sale 2 3.61
USD 0.01 common Sale 2 3.61
USD 0.01 common Sale 2 3.61
USD 0.01 common Sale 2 3.61
USD 0.01 common Sale 3 3.46
USD 0.01 common Sale 3 3.46
USD 0.01 common Sale 3 3.47
USD 0.01 common Sale 3 3.50
USD 0.01 common Sale 3 3.53
USD 0.01 common Sale 3 3.55
USD 0.01 common Sale 3 3.57
USD 0.01 common Sale 3 3.57
USD 0.01 common Sale 3 3.57
USD 0.01 common Sale 3 3.57
USD 0.01 common Sale 3 3.57
USD 0.01 common Sale 3 3.57
USD 0.01 common Sale 3 3.57
USD 0.01 common Sale 3 3.58
USD 0.01 common Sale 3 3.58
USD 0.01 common Sale 3 3.58
USD 0.01 common Sale 3 3.59
USD 0.01 common Sale 3 3.59
USD 0.01 common Sale 3 3.59
USD 0.01 common Sale 3 3.59
USD 0.01 common Sale 3 3.60
USD 0.01 common Sale 3 3.60
USD 0.01 common Sale 3 3.60
USD 0.01 common Sale 3 3.60
USD 0.01 common Sale 3 3.60
USD 0.01 common Sale 3 3.60
USD 0.01 common Sale 3 3.60
USD 0.01 common Sale 3 3.60
USD 0.01 common Sale 3 3.60
USD 0.01 common Sale 3 3.61
USD 0.01 common Sale 3 3.62
USD 0.01 common Sale 3 3.62
USD 0.01 common Sale 3 3.62
USD 0.01 common Sale 3 3.63
USD 0.01 common Sale 3 3.63
USD 0.01 common Sale 3 3.64
USD 0.01 common Sale 3 3.64
USD 0.01 common Sale 3 3.64
USD 0.01 common Sale 4 3.47
USD 0.01 common Sale 4 3.47
USD 0.01 common Sale 4 3.49
USD 0.01 common Sale 4 3.49
USD 0.01 common Sale 4 3.50
USD 0.01 common Sale 4 3.50
USD 0.01 common Sale 4 3.54
USD 0.01 common Sale 4 3.62
USD 0.01 common Sale 4 3.63
USD 0.01 common Sale 4 3.63
USD 0.01 common Sale 4 3.63
USD 0.01 common Sale 4 3.63
USD 0.01 common Sale 4 3.64
USD 0.01 common Sale 4 3.64
USD 0.01 common Sale 4 3.64
USD 0.01 common Sale 4 3.64
USD 0.01 common Sale 4 3.64
USD 0.01 common Sale 4 3.66
USD 0.01 common Sale 5 3.47
USD 0.01 common Sale 5 3.47
USD 0.01 common Sale 5 3.48
USD 0.01 common Sale 5 3.48
USD 0.01 common Sale 5 3.50
USD 0.01 common Sale 5 3.54
USD 0.01 common Sale 5 3.60
USD 0.01 common Sale 5 3.63
USD 0.01 common Sale 5 3.63
USD 0.01 common Sale 5 3.63
USD 0.01 common Sale 5 3.65
USD 0.01 common Sale 5 3.66
USD 0.01 common Sale 5 3.67
USD 0.01 common Sale 5 3.68
USD 0.01 common Sale 6 3.48
USD 0.01 common Sale 6 3.55
USD 0.01 common Sale 6 3.60
USD 0.01 common Sale 6 3.60
USD 0.01 common Sale 6 3.62
USD 0.01 common Sale 6 3.65
USD 0.01 common Sale 7 3.46
USD 0.01 common Sale 7 3.48
USD 0.01 common Sale 7 3.62
USD 0.01 common Sale 7 3.62
USD 0.01 common Sale 7 3.66
USD 0.01 common Sale 8 3.61
USD 0.01 common Sale 8 3.66
USD 0.01 common Sale 9 3.46
USD 0.01 common Sale 9 3.50
USD 0.01 common Sale 9 3.60
USD 0.01 common Sale 9 3.61
USD 0.01 common Sale 10 3.46
USD 0.01 common Sale 10 3.50
USD 0.01 common Sale 10 3.65
USD 0.01 common Sale 11 3.46
USD 0.01 common Sale 11 3.60
USD 0.01 common Sale 11 3.63
USD 0.01 common Sale 11 3.63
USD 0.01 common Sale 12 3.46
USD 0.01 common Sale 12 3.46
USD 0.01 common Sale 12 3.46
USD 0.01 common Sale 12 3.48
USD 0.01 common Sale 14 3.47
USD 0.01 common Sale 14 3.49
USD 0.01 common Sale 14 3.65
USD 0.01 common Sale 15 3.46
USD 0.01 common Sale 15 3.47
USD 0.01 common Sale 17 3.68
USD 0.01 common Sale 20 3.46
USD 0.01 common Sale 23 3.46
USD 0.01 common Sale 23 3.49
USD 0.01 common Sale 24 3.68
USD 0.01 common Sale 26 3.46
USD 0.01 common Sale 27 3.46
USD 0.01 common Sale 28 3.47
USD 0.01 common Sale 30 3.47
USD 0.01 common Sale 30 3.50
USD 0.01 common Sale 32 3.68
USD 0.01 common Sale 33 3.47
USD 0.01 common Sale 35 3.46
USD 0.01 common Sale 35 3.46
USD 0.01 common Sale 40 3.47
USD 0.01 common Sale 45 3.49
USD 0.01 common Sale 46 3.71
USD 0.01 common Sale 100 3.59
USD 0.01 common Sale 100 3.70
USD 0.01 common Sale 196 3.39
USD 0.01 common Sale 400 3.69
USD 0.01 common Sale 700 3.50
USD 0.01 common Sale 1191 3.58
USD 0.01 common Sale 1252 3.51
USD 0.01 common Sale 1300 3.53
USD 0.01 common Sale 1400 3.47
USD 0.01 common Sale 1700 3.67
USD 0.01 common Sale 2000 3.68
USD 0.01 common Sale 2167 3.63
USD 0.01 common Sale 2482 3.71
USD 0.01 common Sale 2580 3.49
USD 0.01 common Sale 2600 3.62
USD 0.01 common Sale 2600 3.66
USD 0.01 common Sale 3092 3.65
USD 0.01 common Sale 3700 3.54
USD 0.01 common Sale 4184 3.46
USD 0.01 common Sale 4307 3.69
USD 0.01 common Sale 4740 3.61
USD 0.01 common Sale 4920 3.60
USD 0.01 common Sale 5900 3.64
USD 0.01 common Sale 10562 3.70
USD 0.01 common Purchase 2 3.48
USD 0.01 common Purchase 200 3.49
USD 0.01 common Purchase 19504 3.70
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of securities Exercise price per unit (USD)
e.g. call option e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit (USD) Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
0 0 0 0
0
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
0 0 0
0
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 25-04-2025
Contact name: Janice Falcao
Telephone number: 00442033140679
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129. The
Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=54243913&newsitemid=20250425860025&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=290c2e3a74e64b73b38f89ee33601d95)
.
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