REG - Citigroup Global Mkt Anglo American PLC - Form 8.5 (EPT/RI) - Anglo American PLC
01/05/2024 09:45
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RNS Number : 8037M Citigroup Global Markets Limited 01 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Citigroup Global Markets Limited
(b) Name of offeror/offeree in relation to whose relevant securities this form Anglo American plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is BHP Group Limited
connected:
(d) Date dealing undertaken: 30 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader BHP Group Limited
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.54945 ordinary Sale 63,134 ZAR 625.8279 ZAR 617.0000
USD 0.54945 ordinary Purchase 38,277 ZAR 625.8279 ZAR 625.8279
USD 0.54945 ordinary Purchase 1,136,673 GBP 27.8410 GBP 26.1950
USD 0.54945 ordinary Sale 827,060 GBP 620.9323 GBP 26.1900
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary TRS Increasing Short Position 117 GBP 26.4950
USD 0.54945 ordinary TRS Reducing Short Position 17,974 GBP 26.3400
USD 0.54945 ordinary TRS Reducing Long Position 13,480 GBP 26.7367
USD 0.54945 ordinary TRS Reducing Long Position 23,770 GBP 26.7725
USD 0.54945 ordinary TRS Reducing Long Position 13,141 GBP 26.7855
USD 0.54945 ordinary TRS Reducing Long Position 28,646 GBP 27.4000
USD 0.54945 ordinary TRS Reducing Long Position 484 GBP 27.4097
USD 0.54945 ordinary TRS Reducing Long Position 1,062 GBP 27.6263
USD 0.54945 ordinary TRS Reducing Long Position 222 GBP 27.8410
USD 0.54945 ordinary TRS Increasing Long Position 1,676 GBP 26.8242
USD 0.54945 ordinary TRS Increasing Long Position 4,731 GBP 26.8607
USD 0.54945 ordinary TRS Increasing Long Position 1,867 GBP 26.8623
USD 0.54945 ordinary TRS Increasing Long Position 925 GBP 26.8653
USD 0.54945 ordinary TRS Increasing Long Position 1,962 GBP 26.8862
USD 0.54945 ordinary TRS Increasing Long Position 7,640 GBP 26.8879
USD 0.54945 ordinary TRS Increasing Long Position 6,722 GBP 26.8963
USD 0.54945 ordinary TRS Increasing Long Position 1,807 GBP 26.9038
USD 0.54945 ordinary TRS Increasing Long Position 2,712 GBP 26.9043
USD 0.54945 ordinary TRS Increasing Long Position 3,781 GBP 26.9109
USD 0.54945 ordinary TRS Increasing Long Position 2,937 GBP 26.9487
USD 0.54945 ordinary TRS Increasing Short Position 1,452 GBP 26.3405
USD 0.54945 ordinary TRS Increasing Short Position 33 GBP 26.3406
USD 0.54945 ordinary TRS Increasing Short Position 14,009 GBP 26.3592
USD 0.54945 ordinary TRS Increasing Short Position 4,367 GBP 26.4032
USD 0.54945 ordinary TRS Increasing Short Position 5,927 GBP 26.4200
USD 0.54945 ordinary TRS Increasing Short Position 5,877 GBP 26.4271
USD 0.54945 ordinary TRS Increasing Short Position 901 GBP 26.4351
USD 0.54945 ordinary TRS Increasing Short Position 8,441 GBP 26.5021
USD 0.54945 ordinary TRS Reducing Long Position 234 GBP 26.2126
USD 0.54945 ordinary TRS Reducing Long Position 118 GBP 26.3404
USD 0.54945 ordinary TRS Reducing Long Position 720 GBP 26.3586
USD 0.54945 ordinary TRS Reducing Long Position 7,841 GBP 26.3639
USD 0.54945 ordinary TRS Reducing Long Position 2,733 GBP 26.4091
USD 0.54945 ordinary TRS Reducing Long Position 66,855 GBP 26.4981
USD 0.54945 ordinary TRS Reducing Long Position 14,592 GBP 26.5166
USD 0.54945 ordinary TRS Reducing Long Position 11,534 GBP 26.5610
USD 0.54945 ordinary TRS Reducing Long Position 2 GBP 26.5827
USD 0.54945 ordinary TRS Reducing Long Position 93,194 GBP 26.6417
USD 0.54945 ordinary TRS Reducing Long Position 3,525 GBP 26.6532
USD 0.54945 ordinary TRS Reducing Long Position 188 GBP 26.7936
USD 0.54945 ordinary TRS Increasing Long Position 12,471 GBP 26.3374
USD 0.54945 ordinary TRS Increasing Long Position 68 GBP 26.3394
USD 0.54945 ordinary TRS Increasing Long Position 8,850 GBP 26.3400
USD 0.54945 ordinary TRS Increasing Long Position 311 GBP 26.4355
USD 0.54945 ordinary TRS Increasing Long Position 87,392 GBP 26.5373
USD 0.54945 ordinary TRS Increasing Long Position 16,578 GBP 26.5704
USD 0.54945 ordinary TRS Opening Short Position 15,000 GBP 26.4783
USD 0.54945 ordinary TRS Reducing Long Position 1,687 GBP 26.3400
USD 0.54945 ordinary TRS Increasing Short Position 162 GBP 26.3400
USD 0.54945 ordinary TRS Increasing Short Position 7 GBP 26.3950
USD 0.54945 ordinary TRS Increasing Short Position 32 GBP 26.4500
USD 0.54945 ordinary TRS Increasing Short Position 16 GBP 26.4700
USD 0.54945 ordinary TRS Increasing Short Position 14 GBP 26.6350
USD 0.54945 ordinary TRS Increasing Short Position 27 GBP 26.4900
USD 0.54945 ordinary TRS Reducing Short Position 2,699 GBP 26.3400
USD 0.54945 ordinary TRS Reducing Long Position 166 GBP 26.2453
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. call option e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
"none"
None
Date of disclosure: 01 May 2024
Contact name: Craig Watson
Telephone number: 02890 409 605
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panels Market Surveillance Unit is available
for consultation in relation to the Codes dealing disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.
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