REG - Goldman Sachs (EPT) Anglo American PLC - Form 8.5 (EPT/RI) - Anglo american
01/05/2024 11:15
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RNS Number : 8305M GoldmanSachs International 01 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: (GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form ANGLO AMERICAN PLC
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is ANGLO AMERICAN PLC
connected:
(d) Date dealing undertaken: 30 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES - disclosed previously for BHP GROUP LIMITED
making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.54945 ordinary Purchases 2,550,524 27.8200 GBP 26.1825 GBP
USD 0.54945 ordinary Sales 2,804,800 27.8600 GBP 26.0966 GBP
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary CFD Reducing a short position 1,706 26.2959 GBP
USD 0.54945 ordinary CFD Reducing a short position 11,580 26.2959 GBP
USD 0.54945 ordinary CFD Reducing a short position 7,811 26.3321 GBP
USD 0.54945 ordinary CFD Increasing a long position 5,625 26.3374 GBP
USD 0.54945 ordinary CFD Opening a short position 7,711 26.3400 GBP
USD 0.54945 ordinary CFD Reducing a long position 92,565 26.3400 GBP
USD 0.54945 ordinary CFD Reducing a short position 7,711 26.3400 GBP
USD 0.54945 ordinary CFD Opening a long position 92,565 26.3400 GBP
USD 0.54945 ordinary CFD Reducing a long position 370 26.3421 GBP
USD 0.54945 ordinary CFD Reducing a long position 1,057 26.3421 GBP
USD 0.54945 ordinary CFD Reducing a long position 162,969 26.3493 GBP
USD 0.54945 ordinary CFD Reducing a short position 150 26.3503 GBP
USD 0.54945 ordinary CFD Increasing a short position 31,200 26.3729 GBP
USD 0.54945 ordinary CFD Reducing a long position 229 26.4058 GBP
USD 0.54945 ordinary CFD Opening a short position 338 26.4073 GBP
USD 0.54945 ordinary CFD Opening a short position 152 26.4073 GBP
USD 0.54945 ordinary CFD Opening a short position 2,760 26.4073 GBP
USD 0.54945 ordinary CFD Opening a short position 164 26.4073 GBP
USD 0.54945 ordinary CFD Reducing a long position 448 26.5546 GBP
USD 0.54945 ordinary CFD Reducing a short position 14,475 26.5632 GBP
USD 0.54945 ordinary CFD Reducing a short position 2,133 26.5632 GBP
USD 0.54945 ordinary CFD Reducing a short position 28,950 26.6087 GBP
USD 0.54945 ordinary CFD Reducing a short position 4,266 26.6087 GBP
USD 0.54945 ordinary CFD Reducing a short position 1,745 26.6097 GBP
USD 0.54945 ordinary CFD Reducing a long position 880 26.6114 GBP
USD 0.54945 ordinary CFD Reducing a long position 4,240 26.6114 GBP
USD 0.54945 ordinary CFD Increasing a short position 1,763 26.6685 GBP
USD 0.54945 ordinary CFD Reducing a long position 5,000 26.8310 GBP
USD 0.54945 ordinary CFD Increasing a long position 4,311 26.8679 GBP
USD 0.54945 ordinary CFD Reducing a short position 12,444 27.1780 GBP
USD 0.54945 ordinary CFD Increasing a long position 893 27.3998 GBP
USD 0.54945 ordinary CFD Opening a long position 59,045 27.4036 GBP
USD 0.54945 ordinary CFD Opening a long position 2,578 27.4447 GBP
USD 0.54945 ordinary CFD Increasing a short position 11 27.4768 GBP
USD 0.54945 ordinary CFD Increasing a short position 58,500 27.5002 GBP
USD 0.54945 ordinary CFD Reducing a short position 10,897 27.5253 GBP
USD 0.54945 ordinary CFD Reducing a short position 19,958 32.7583 USD
USD 0.54945 ordinary CFD Opening a long position 10 619.8844 ZAR
USD 0.54945 ordinary CFD Reducing a long position 10 619.8844 ZAR
USD 0.54945 ordinary SWAP Increasing a long position 246 26.4600 GBP
USD 0.54945 ordinary SWAP Reducing a long position 4,648 26.7595 GBP
USD 0.54945 ordinary SWAP Increasing a short position 11,025 33.3145 USD
USD 0.54945 ordinary SWAP Reducing a long position 25,723 624.5578 ZAR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising / exercised against Number of securities Exercise price per unit
e.g. call option
USD 0.54945 ordinary Call Option Exercising 6,639 23.6058 GBP
USD 0.54945 ordinary Call Option Exercising 30,325 22.8531 GBP
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 01 May 2024
Contact name: Papa Lette and Andrzej Szyszka
Telephone number: +33(1) 4212 1459 / +48(22) 317 4817
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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