REG - UBS AG (EPT) Anglo American PLC - Form 8.5 (EPT/RI) - Anglo American Plc
01/05/2024 11:45
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RNS Number : 8389M UBS AG (EPT) 01 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form Anglo American plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is BHP Group Limited connected to UBS
connected:
(d) Date dealing undertaken: 30 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES. BHP Group Limited
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.54945 ordinary Buy 956415 28.90251 GBP 21.40849 GBP
USD 0.54945 ordinary Sell 1006770 28.90251 GBP 21.40849 GBP
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary CFD Long 265961 26.34 GBP
USD 0.54945 ordinary CFD Long 1422 26.648984 GBP
USD 0.54945 ordinary CFD Long 4755 27.451091 GBP
USD 0.54945 ordinary CFD Long 285 26.91240313 GBP
USD 0.54945 ordinary CFD Long 263 26.87093518 GBP
USD 0.54945 ordinary CFD Long 85 27.45422532 GBP
USD 0.54945 ordinary CFD Long 26 26.93784569 GBP
USD 0.54945 ordinary CFD Long 5 27.13118604 GBP
USD 0.54945 ordinary CFD Long 1231 26.3389464 GBP
USD 0.54945 ordinary CFD Long 73 27.46650475 GBP
USD 0.54945 ordinary CFD Long 25 26.86938774 GBP
USD 0.54945 ordinary CFD Long 3 26.9089236 GBP
USD 0.54945 ordinary CFD Long 233 26.8300973060515 GBP
USD 0.54945 ordinary CFD Long 22 26.85476252 GBP
USD 0.54945 ordinary CFD Long 68 26.90325036 GBP
USD 0.54945 ordinary CFD Long 1211 26.89065224 GBP
USD 0.54945 ordinary CFD Long 949 26.9120653326133 GBP
USD 0.54945 ordinary CFD Long 158 26.89814873 GBP
USD 0.54945 ordinary CFD Long 809 26.84058972 GBP
USD 0.54945 ordinary CFD Long 157 26.8983268 GBP
USD 0.54945 ordinary CFD Long 65 26.8496952 GBP
USD 0.54945 ordinary CFD Long 17 27.50255725 GBP
USD 0.54945 ordinary CFD Long 743 26.86530647 GBP
USD 0.54945 ordinary CFD Long 53 27.45442065 GBP
USD 0.54945 ordinary CFD Long 52 27.44296871 GBP
USD 0.54945 ordinary CFD Long 20 27.44460323 GBP
USD 0.54945 ordinary CFD Long 681 26.90438893 GBP
USD 0.54945 ordinary CFD Long 132 27.5027355 GBP
USD 0.54945 ordinary CFD Long 575 26.9119565182609 GBP
USD 0.54945 ordinary CFD Long 477 26.86217367 GBP
USD 0.54945 ordinary CFD Long 107 26.9159093 GBP
USD 0.54945 ordinary CFD Long 45 27.46645376 GBP
USD 0.54945 ordinary CFD Long 295 27.20267542 GBP
USD 0.54945 ordinary CFD Long 105 26.85083069 GBP
USD 0.54945 ordinary CFD Long 41 26.96217892 GBP
USD 0.54945 ordinary CFD Long 295 26.8621475 GBP
USD 0.54945 ordinary CFD Long 92 26.9107880415217 GBP
USD 0.54945 ordinary CFD Long 39 26.89034711 GBP
USD 0.54945 ordinary CFD Long 27 27.50260082 GBP
USD 0.54945 ordinary CFD Long 8024 26.461261 GBP
USD 0.54945 ordinary CFD Long 6307 26.5771 GBP
USD 0.54945 ordinary CFD Long 44 26.295 GBP
USD 0.54945 ordinary CFD Long 44 26.3 GBP
USD 0.54945 ordinary CFD Long 44 26.52 GBP
USD 0.54945 ordinary CFD Long 44 26.6 GBP
USD 0.54945 ordinary CFD Long 44 26.615 GBP
USD 0.54945 ordinary CFD Long 44 26.725 GBP
USD 0.54945 ordinary CFD Long 44 26.835 GBP
USD 0.54945 ordinary CFD Long 44 26.9 GBP
USD 0.54945 ordinary CFD Long 44 26.87 GBP
USD 0.54945 ordinary CFD Long 44 27.03 GBP
USD 0.54945 ordinary CFD Long 44 27.305 GBP
USD 0.54945 ordinary CFD Long 44 27.355 GBP
USD 0.54945 ordinary CFD Long 44 27.375 GBP
USD 0.54945 ordinary CFD Long 44 27.53 GBP
USD 0.54945 ordinary CFD Long 44 27.58 GBP
USD 0.54945 ordinary CFD Long 44 27.77 GBP
USD 0.54945 ordinary CFD Long 9046 26.6055116939178 GBP
USD 0.54945 ordinary CFD Long 2329 26.35760627 GBP
USD 0.54945 ordinary CFD Long 8072 26.679325 GBP
USD 0.54945 ordinary CFD Long 400 26.856625 GBP
USD 0.54945 ordinary CFD Long 274 27.1594160616788 GBP
USD 0.54945 ordinary CFD Long 1810 26.7574530392541 GBP
USD 0.54945 ordinary CFD Long 870 26.33778634 GBP
USD 0.54945 ordinary CFD Long 2173 26.338684 GBP
USD 0.54945 ordinary CFD Long 15004 26.39598459 GBP
USD 0.54945 ordinary CFD Long 14939 26.63483625 GBP
USD 0.54945 ordinary CFD Long 41 27.747225 GBP
USD 0.54945 ordinary CFD Long 3347 26.3395 GBP
USD 0.54945 ordinary CFD Long 1384 26.457254 GBP
USD 0.54945 ordinary CFD Long 892 26.402293 GBP
USD 0.54945 ordinary CFD Long 841 26.414211 GBP
USD 0.54945 ordinary CFD Long 583 26.409192 GBP
USD 0.54945 ordinary CFD Long 564 26.5569200456028 GBP
USD 0.54945 ordinary CFD Long 530 26.565524 GBP
USD 0.54945 ordinary CFD Long 403 26.537841 GBP
USD 0.54945 ordinary CFD Long 64 26.52024 GBP
USD 0.54945 ordinary CFD Long 2 26.290694 GBP
USD 0.54945 ordinary CFD Long 1 26.872313 GBP
USD 0.54945 ordinary CFD Long 6223 26.513789 GBP
USD 0.54945 ordinary CFD Long 2 26.385 GBP
USD 0.54945 ordinary CFD Long 88 26.35 GBP
USD 0.54945 ordinary CFD Long 66 26.595 GBP
USD 0.54945 ordinary CFD Short 47951 26.34 GBP
USD 0.54945 ordinary CFD Short 352 27.299375 GBP
USD 0.54945 ordinary CFD Short 4064 26.40201772 GBP
USD 0.54945 ordinary CFD Short 91166 26.27391362 GBP
USD 0.54945 ordinary CFD Short 4755 27.13732189 GBP
USD 0.54945 ordinary CFD Short 37560 33.27216134 USD
USD 0.54945 ordinary CFD Short 10000 26.359659 GBP
USD 0.54945 ordinary CFD Short 13700 26.822728 GBP
USD 0.54945 ordinary CFD Short 73 27.1308139 GBP
USD 0.54945 ordinary CFD Short 174 27.1435857 GBP
USD 0.54945 ordinary CFD Short 18 27.1066263 GBP
USD 0.54945 ordinary CFD Short 1357 27.12770629 GBP
USD 0.54945 ordinary CFD Short 1329 27.12485247 GBP
USD 0.54945 ordinary CFD Short 65 26.5910636 GBP
USD 0.54945 ordinary CFD Short 28 26.89071429 GBP
USD 0.54945 ordinary CFD Short 125 26.8884 GBP
USD 0.54945 ordinary CFD Short 44 26.28 GBP
USD 0.54945 ordinary CFD Short 44 26.33 GBP
USD 0.54945 ordinary CFD Short 44 26.455 GBP
USD 0.54945 ordinary CFD Short 44 26.57 GBP
USD 0.54945 ordinary CFD Short 44 26.595 GBP
USD 0.54945 ordinary CFD Short 44 26.605 GBP
USD 0.54945 ordinary CFD Short 44 26.625 GBP
USD 0.54945 ordinary CFD Short 44 26.75 GBP
USD 0.54945 ordinary CFD Short 44 26.895 GBP
USD 0.54945 ordinary CFD Short 44 27.14 GBP
USD 0.54945 ordinary CFD Short 2 26.37 GBP
USD 0.54945 ordinary CFD Short 16249 26.581417320416 GBP
USD 0.54945 ordinary CFD Short 2238 26.8539600099821 GBP
USD 0.54945 ordinary CFD Short 118 27.12552966 GBP
USD 0.54945 ordinary CFD Short 415 26.568482 GBP
USD 0.54945 ordinary CFD Short 18360 26.4045520164706 GBP
USD 0.54945 ordinary CFD Short 500 26.37238 GBP
USD 0.54945 ordinary CFD Short 9481 26.79344426 GBP
USD 0.54945 ordinary CFD Short 958 26.48020877 GBP
USD 0.54945 ordinary CFD Short 2550 26.9507977606 GBP
USD 0.54945 ordinary CFD Short 11623 26.341317 GBP
USD 0.54945 ordinary CFD Short 1101 27.401371 GBP
USD 0.54945 ordinary CFD Short 922 26.5092218 GBP
USD 0.54945 ordinary CFD Short 88 26.56286044 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 01 May 2024
Contact name: Richard Howard
Telephone number: +44 (0)207 568 9128
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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