REG-Balyasny Asset Management LP Form 8.3 - Aviva plc
Yesterday 15:00
For best results when printing this announcement, please click on link below:
https://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20250501:nBw7smYnya&default-theme=true
Form 8.3 - Aviva plc
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Balyasny Asset Management LP
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the
trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form Aviva plc
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 30/04/2025
For an opening position disclosure, state the latest practicable date prior to
the disclosure
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state “N/A”
Direct Line Insurance Group plc
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 32 17/19p ordinary
ISIN: GB00BPQY8M80
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled:
(2) Cash-settled derivatives: 5,784,981 0.21
(3) Stock-settled derivatives (including options) and agreements to
purchase/sell:
5,784,981 0.21
TOTAL:
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
32 17/19p ordinary CFD Increasing a short position 55 GBP 5.60
32 17/19p ordinary CFD Increasing a short position 109 GBP 5.60
32 17/19p ordinary CFD Increasing a short position 189 GBP 5.60
32 17/19p ordinary CFD Increasing a short position 361 GBP 5.60
32 17/19p ordinary CFD Increasing a short position 415 GBP 5.60
32 17/19p ordinary CFD Increasing a short position 417 GBP 5.54
32 17/19p ordinary CFD Increasing a short position 428 GBP 5.60
32 17/19p ordinary CFD Increasing a short position 1,337 GBP 5.59
32 17/19p ordinary CFD Increasing a short position 1,974 GBP 5.56
32 17/19p ordinary CFD Increasing a short position 2,010 GBP 5.56
32 17/19p ordinary CFD Increasing a short position 2,170 GBP 5.60
32 17/19p ordinary CFD Increasing a short position 2,221 GBP 5.53
32 17/19p ordinary CFD Increasing a short position 2,230 GBP 5.60
32 17/19p ordinary CFD Increasing a short position 2,413 GBP 5.55
32 17/19p ordinary CFD Increasing a short position 2,436 GBP 5.59
32 17/19p ordinary CFD Increasing a short position 2,651 GBP 5.58
32 17/19p ordinary CFD Increasing a short position 3,944 GBP 5.58
32 17/19p ordinary CFD Increasing a short position 4,162 GBP 5.55
32 17/19p ordinary CFD Increasing a short position 4,878 GBP 5.60
32 17/19p ordinary CFD Increasing a short position 5,296 GBP 5.55
32 17/19p ordinary CFD Increasing a short position 5,395 GBP 5.55
32 17/19p ordinary CFD Increasing a short position 5,787 GBP 5.55
32 17/19p ordinary CFD Increasing a short position 6,564 GBP 5.55
32 17/19p ordinary CFD Increasing a short position 8,292 GBP 5.55
32 17/19p ordinary CFD Increasing a short position 8,597 GBP 5.53
32 17/19p ordinary CFD Increasing a short position 10,527 GBP 5.56
32 17/19p ordinary CFD Increasing a short position 15,065 GBP 5.60
32 17/19p ordinary CFD Increasing a short position 18,175 GBP 5.55
32 17/19p ordinary CFD Increasing a short position 49,141 GBP 5.58
32 17/19p ordinary CFD Increasing a short position 196,562 GBP 5.60
32 17/19p ordinary CFD Increasing a short position 570,824 GBP 5.58
(c) Stock-settled derivative transactions (including options)
(i) Writing, Selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, Selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? No
Date of disclosure: 01/05/2025
Contact name: Jack Satt
Telephone number*: +44 208 164 3693
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk&esheet=54247506&newsitemid=20250501251152&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=b21198695e65014e10f49837bae5dfa8)
.
View source version on businesswire.com:
https://www.businesswire.com/news/home/20250501251152/en/
(https://www.businesswire.com/news/home/20250501251152/en/)
Balyasny Asset Management LP
Copyright Business Wire 2025Recent news on Aviva
See all newsREG - TIG Advisors, LLC Aviva PLC - Form 8.3 - Aviva plc
AnnouncementREG - L&G – Asset Aviva PLC - Form 8.3 - Aviva plc
AnnouncementREG - M&G PLC Aviva PLC - Form 8.3 - AVIVA PLC
AnnouncementREG - BlackRock Group Aviva PLC - Form 8.3 - Aviva plc
AnnouncementREG - UBS O'Connor Aviva PLC - Form 8.3 - Aviva PLC
Announcement