REG - FIL Limited Anglo American PLC BHP Group Limited - Form 8.3 - BHP GROUP LTD

BHPAnnouncement

15/05/2024 14:15

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RNS Number : 5908O  FIL Limited  15 May 2024

AVS Number:
 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

 

Rule 8.3 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

 (a) Full name of discloser:                                                      FMR LLC and/or one or more of its direct or indirect subsidiaries

                                                                                  And

                                                                                  FIL Limited and/or one or more of its direct and indirect subsidiaries
 (b) Owner or controller of interests and short positions disclosed, if
 different from 1(a):

      The naming of nominee or vehicle companies is insufficient.  For a
 trust, the trustee(s), settlor and beneficiaries must be named.
 (c) Name of offeror/offeree in relation to whose relevant securities this form   BHP GROUP LTD
 relates:

      Use a separate form for each offeror/offeree
 (d) If an exempt fund manager connected with an offeror/offeree, state this
 and specify identity of offeror/offeree:
 (e) Date position held/dealing undertaken:                                       14-May-2024

      For an opening position disclosure, state the latest practicable date
 prior to the disclosure
 (f)  In addition to the company in 1(c) above, is the discloser making           ANGLO AMERICAN PLC
 disclosures in respect of any other party to the offer?

      If it is a cash offer or possible cash offer, state "N/A"

 

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.

 

(a)        Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)

 

 Class of relevant security:                                          Ordinary NPV / ADR

                                                                      Interests          Short positions

                                                                      Number      %      Number    %
 (1) Relevant securities owned and/or controlled:                     67,907,374  1.33%
 (2) Cash-settled derivatives:
 (3) Stock-settled derivatives (including options) and agreements to                     129,492   0.00%
 purchase/sell:
                                                                      67,907,374  1.33%  129,492   0.00%

 TOTAL:

 

THE ABOVE INCLUDES A TRANSFER OUT OF 100 ADR SHARES.

All interests and all short positions should be disclosed

 

Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).

 

(b)        Rights to subscribe for new securities (including directors'
and other employee options)

 

 Class of relevant security in relation to which subscription right exists:
 Details, including nature of the rights concerned and relevant percentages:

 

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

 Class of relevant security  Purchase/sale  Number of securities  Price per unit
 Ordinary NPV                Purchase       152,487               43.15 AUD/Share
 ADR                         Purchase       150                   59.10 USD/Share
 ADR                         Purchase       2,684                 59.02 USD/Share
 ADR                         Purchase       1,080                 58.78 USD/Share
 ADR                         Purchase       206                   58.51 USD/Share
 ADR                         Purchase       12                    58.80 USD/Share
 ADR                         Purchase       24                    59.09 USD/Share
 ADR                         Purchase       8                     58.86 USD/Share
 ADR                         Purchase       2                     58.83 USD/Share
 Ordinary NPV                Sale           768                   28.52 USD/Share
 ADR                         Sale           802                   58.83 USD/Share
 ADR                         Sale           316                   59.02 USD/Share
 ADR                         Sale           130                   58.98 USD/Share
 ADR                         Sale           1,118                 58.50 USD/Share
 ADR                         Sale           44                    58.99 USD/Share
 ADR                         Sale           9                     58.87 USD/Share
 ADR                         Sale           16                    58.78 USD/Share
 ADR                         Sale           18                    59.09 USD/Share
 ADR                         Sale           13                    59.06 USD/Share
 ADR                         Sale           18                    58.81 USD/Share
 ADR                         Sale           658                   59.03 USD/Share
 ADR                         Sale           7                     59.38 USD/Share
 Ordinary NPV                Purchase       721                   43.15 AUD/Share

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                              Number of reference securities  Price per unit

                             e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position

 

(c)        Stock-settled derivative transactions (including options)

 

 

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit

                                                                                                                                                                                      e.g. American, European etc.

 

 

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                             e.g. call option

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)

                             e.g. subscription, conversion

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the person
 making the disclosure and any party to the offer or any person acting in
 concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included.  If
 there are no such agreements, arrangements or understandings, state "none"

 None.

 

 

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the person making the disclosure and any other person relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"

 See details in Supplemental Form 8 (Open Position).

 

 

(c)        Attachments

 

 Is a Supplemental Form 8 (Open Positions) attached?  Yes

 

 

 Date of disclosure:  15-May-2024
 Contact name:        Ada Coffey
 Telephone number:    00 353 1 223 1020

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.  The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on +44 (0)20
7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

 

1.         KEY INFORMATION

 

 Full name of person making disclosure:                                FMR LLC and/or one or more of its direct or indirect subsidiaries

                                                                       And

                                                                       FIL Limited and/or one or more of its direct and indirect subsidiaries
 Name of offeror/offeree in relation to whose relevant securities the  BHP GROUP LTD
 disclosure relates:

 

2.         STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 

 Class of relevant security  Product description e.g. call option  Written or purchased  Number of securities to which option or derivative relates  Exercise price per unit  Type                           Expiry date

                                                                                                                                                                              e.g. American, European etc.
 Ordinary NPV                Put Option                            Written               129,492                                                     38.50AUD                 European                       18/07/2024

 

3.         AGREEMENTS TO PURCHASE OR SELL ETC.

 

 Full details should be given so that the nature of the interest or position
 can be fully understood:

 

It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .

 

 

 

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