REG - Citigroup Global Mkt Anglo American PLC - Form 8.5 (EPT/RI)

Anglo AmericanAnnouncement

15/05/2024 12:30

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RNS Number : 5756O  Citigroup Global Markets Limited  15 May 2024

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH

RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 (a) Name of exempt principal trader:                                            Citigroup Global Markets Limited
 (b) Name of offeror/offeree in relation to whose relevant securities this form  Anglo American plc
 relates:

  Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        BHP Group Limited
 connected:
 (d) Date dealing undertaken:                                                    14 May 2024
 (e) In addition to the company in 1(b) above, is the exempt principal trader    BHP Group Limited
 making disclosures in respect of any other party to this offer?

  If it is a cash offer or possible cash offer, state "N/A"

 

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received
 ADR                         Sale              1,888                       USD 16.4200                           USD 16.4200
 ADR                         Purchase          1,888                       USD 16.4200                           USD 16.4200
 USD 0.54945 ordinary        Purchase          1,489,749                   GBP 27.4550                           GBP 25.9700
 USD 0.54945 ordinary        Sale              1,107,831                   GBP 32.9775                           GBP 26.0000

 

(b) Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                                Number of reference securities  Price per unit

                              e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        61                              GBP 26.7126
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          1,210                           GBP 26.2052
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          352                             GBP 26.2626
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          62                              GBP 26.2979
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          2,495                           GBP 26.3083
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          116                             GBP 26.3174
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          237                             GBP 26.3244
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          23,360                          GBP 26.7622
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        15,500                          GBP 26.1558
 USD 0.54945 ordinary        TRS                  Reducing Long Position                                                           213                             GBP 27.4460
 USD 0.54945 ordinary        TRS                  Reducing Long Position                                                           86,251                          GBP 27.4500
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        142                             GBP 26.4450
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        33                              GBP 26.4525
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        125                             GBP 26.4550
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        130                             GBP 26.4600
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        25                              GBP 26.1205
 USD 0.54945 ordinary        TRS                  Reducing Long Position                                                           26                              GBP 26.1153
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        48,415                          GBP 26.1950
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        2,500                           GBP 26.1033
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        538                             GBP 26.1927
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        39,525                          GBP 26.1954
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        212                             GBP 26.3177
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        101,197                         GBP 26.3930
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        1,518                           GBP 26.4012
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        84,989                          GBP 26.4210
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        15,536                          GBP 26.4351
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        2,941                           GBP 26.4918
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        4,164                           GBP 26.5815

 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 

 Class of relevant security  Product description  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                             Expiry date  Option money paid/ received per unit

                              e.g. call option                                                                                                                        e.g. American, European etc.

 

(ii) Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                              e.g. call option

 

(d) Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing                 Details  Price per unit (if applicable)

                              e.g. subscription, conversion

 

3. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

  Irrevocable commitments and letters of intent should not be included. If
 there are no such agreements, arrangements or understandings, state "none"
 None

 

(b) Agreements, arrangements or understandings relating to options or
derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i) the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

  If there are no such agreements, arrangements or understandings, state
 "none"
 None

 

 Date of disclosure:                                                          15 May 2024
 Contact name:                                                                Christopher Alexander Pollock
 Telephone number:                                                            02895 954 053

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panels Market Surveillance Unit is available
for consultation in relation to the Codes dealing disclosure requirements on
+44 (0)20 7638 0129.

 

The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.

 

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